Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering autocallable notes guaranteed by The Goldman Sachs Group, Inc. linked to an unequally weighted basket of five equity indices: EURO STOXX 50 (40.00%), Nikkei 225 (25.00%), FTSE 100 (17.50%), Swiss Market Index (10.00%) and S&P/ASX 200 (7.50%).
Key terms set on the trade date include a 100.00% autocall barrier, annual call returns based on a per annum rate between 11.10% and 11.60%, expected trade/issue dates in March 2026, and an expected maturity on March 9, 2029. If not called, the cash settlement at maturity equals $10 plus $10 times the underlying basket return, which can result in a partial or total loss of principal. The estimated value at pricing is between $9.35 and $9.65 per $10 face amount; original issue price is 100.00% with a 2.00% underwriting discount.
GS Finance Corp. is offering S&P 500®-linked callable notes that may pay monthly contingent coupons through March 2027 and have a stated maturity expected to be March 14, 2030. Coupons (if any) are payable only if the S&P 500 closing level is >= 85% of the initial index level on every trading day during each monthly measurement period; the coupon, if payable, will be at least $5.167 per $1,000 face amount for a month (set on the trade date). The notes will be automatically called on the final coupon determination date if the 85% condition holds for every trading day of the measurement period (expected call observation date: March 10, 2027), in which case holders receive $1,000 plus the final coupon. If not called, the cash settlement at maturity equals $1,000 plus $1,000 times (index return + 15%); the estimated value at pricing is between $940 and $970 per $1,000 face amount.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due March 19, 2029, guaranteed by The Goldman Sachs Group, Inc.. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices, pay a contingent monthly coupon of $9.167 per $1,000 when each underlier equals or exceeds a 70% coupon trigger, and are subject to an automatic call if all underliers are at or above their initial levels on a call observation date.
The maturity payout, if not called, is determined solely by the lesser performing underlier versus its initial level and is capped at 100% of face; if the lesser performing underlier is below its 60% trigger buffer level, investors may lose a substantial portion or all of invested principal.
GS Finance Corp. is offering buffered digital equity-linked notes linked to the common stock of Marvell Technology, Inc. (Bloomberg: "MRVL UW") and guaranteed by The Goldman Sachs Group, Inc. The trade date is March 6, 2026, with original issue date March 11, 2026, determination date March 19, 2027 and stated maturity March 24, 2027. For each $1,000 face amount the notes pay no interest and provide a capped maximum settlement amount of $1,230.80. The structure uses a 25% buffer (buffer level = 75% of the initial underlier level) and a buffer rate of approximately 133.33%, meaning losses below the buffer translate to approximately 1.3333% of face amount per 1% decline below the buffer. The initial underlier level is stated as $75.68. The notes are unsecured senior debt of GS Finance Corp., are subject to the credit risk of the issuer and guarantor, and do not confer any shareholder rights in the underlier.
GS Finance Corp is offering principal-at-risk structured notes linked to an equally weighted basket of five stocks: Cloudflare, CrowdStrike, Reddit, Vertiv and Western Digital. The notes have an expected trade date of March 9, 2026, an expected original issue date of March 12, 2026, an expected automatic call observation date of March 9, 2027 and an expected stated maturity of March 16, 2028.
The notes pay no interest, carry an upside participation rate of 175%, an initial basket level of 100, and an automatic call payment of $1,280 per $1,000 face amount if the basket closing level at the call observation date is at or above the initial level. At maturity holders receive: (i) if the final basket level is >= initial, $1,000 plus 175% of the positive basket return; (ii) if final level is below initial but >= 60% of initial, $1,000; or (iii) if final level is below 60%, a loss proportional to the basket return (potentially losing most or all principal). Estimated value on the trade date is between $925 and $955 per $1,000 face amount. Payments depend on issuer and guarantor credit; the notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers $ Buffered Russell 2000® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000 with an initial underlier level of 2,585.573 (set March 5, 2026) and key dates of March 10, 2026 (trade date), March 13, 2026 (original issue date), determination on April 12, 2027 and stated maturity on April 15, 2027, each subject to adjustment.
Payments at maturity are cash per $1,000 face amount: full principal if final level ≥ the buffer level (90% of initial); a capped upside with a $1,255 maximum settlement amount; and downside exposure below the buffer (a loss proportional to the underlier decline beyond the 10% buffer). The notes pay no interest and are subject to issuer/guarantor credit risk, secondary market illiquidity and tax uncertainty.
GS Finance Corp. offers $1,000‑face autocallable, index‑linked notes due 2034, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: GSMBFC5 Index) and carry a 100% upside participation rate.
The notes may be automatically called on annual observation dates if the index meets rising call levels; call premiums increase each year. Trade date is March 13, 2026, original issue date March 18, 2026, and stated maturity is March 20, 2034. GS&Co. estimates the notes’ value on the trade date at $850 to $880 per $1,000 face amount, below the original issue price. The index applies a 0.65% per annum deduction and daily volatility and momentum controls that can allocate large weights to hypothetical cash positions. At maturity, if the final index level is equal to or below the initial level, holders receive the face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $ Callable Contingent Coupon Index-Linked Notes due 2029. The notes pay a contingent monthly coupon of $9.292 per $1,000 (0.9292% monthly, up to ~11.15% per annum) if each underlier is ≥ its coupon trigger (70% of initial). The underliers are the Nasdaq-100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. At maturity, cash repayment per $1,000 depends on the lesser performing underlier: if that underlier is ≥60% of its initial level the investor may receive full principal, but if it is below 60% repayment is reduced proportionally to the lesser performing underlier return. The issuer may redeem on coupon payment dates from September 2026 through February 2029. These notes are principal‑at‑risk; purchasers could lose their entire investment.
GS Finance Corp. is offering structured, auto-callable notes guaranteed by The Goldman Sachs Group, Inc. linked to ADS of Taiwan Semiconductor Manufacturing Co. (5-for-1 ADS), NVIDIA, Alphabet Class C and AMD, with expected stated maturity March 24, 2031 and observation dates beginning March 2027.
The notes pay a monthly coupon per $1,000 face amount of either $7.917 (maximum) if each index stock is >= 80% of its initial price on an observation date, or $0.209 (minimum) if any index stock is below that trigger; they are automatically called if each index stock >= its initial price on a call observation date. The estimated value at pricing is expected to be between $885 and $925 per $1,000. Payments are unsecured and subject to the credit risk of the issuer and guarantor.
GS Finance Corp. is offering Buffered S&P 500® Index‑Linked Notes due 2033, guaranteed by The Goldman Sachs Group, Inc.. The notes reference the S&P 500® Index with a 20% buffer (buffer level 80%) and a maximum settlement amount of $2,765 per $1,000 face amount. The trade date is March 17, 2026, original issue date March 20, 2026, determination date March 17, 2033, and stated maturity date March 22, 2033. The notes pay no interest; payoff at maturity depends on the underlier return subject to the buffer and cap. Investors remain exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.