Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced principal-at-risk notes linked to the S&P 500® Futures Excess Return Index. The notes have an upside participation rate of 220%, a trigger buffer level of 75% (25% buffer), and an aggregate face amount of $1,122,000. If the final underlier level on the determination date is above the initial level, investors receive the face amount plus 220% of the underlier return. If the final level is at or above the trigger buffer level but below the initial level, investors receive the face amount. If the final level is below the trigger buffer level, investors suffer a loss proportional to the underlier decline and could lose their entire investment. The notes pay no interest, are issued at 100% of face, carry an underwriting discount of 1.125%, and mature in May 2031. The notes are obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc.; holders are exposed to issuer and guarantor credit risk.
The Goldman Sachs Group, Inc. reported stronger quarterly results for the three months ended March 31, 2026. Total net revenues were $17,227 million, up from $15,062 million a year earlier, driven by higher investment banking, investment management and other principal transaction revenues, partly offset by slightly lower market making.
Net earnings rose to $5,630 million from $4,738 million, with net earnings applicable to common shareholders at $5,403 million. Diluted earnings per common share increased to $17.55 from $14.12 as operating expenses grew more slowly than revenues. Total assets expanded to $2,060,180 million, with trading assets, loans and deposits all higher versus December 2025.
The Goldman Sachs Group, Inc. filed a Form 144 reporting a proposed sale of 14,975 shares of Common Stock (par value $0.01) tied to Employee Compensation Awards, with an effective/filing date of 05/01/2026. The securities are listed on NYSE. The filing lists numeric values adjacent to the sale line, including 13833455.75 and 296752922, as presented on the form.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers autocallable buffered notes linked to the S&P 500® Futures Excess Return Index. The notes have an expected trade date of May 4, 2026, an expected automatic call observation date of May 4, 2027 with an expected call payment of $1,093 per $1,000 face amount if the closing underlier level is greater than or equal to the initial level. If not called, the stated maturity is expected on May 9, 2028, and the cash settlement at maturity is based on the underlier return with a 20% buffer level: declines up to 20% convert to positive returns (absolute return), while declines beyond 20% produce losses below face amount. The notes pay no interest, are unsecured obligations subject to issuer and guarantor credit risk, and have an estimated value on the trade date of $925–$965 per $1,000 face amount. These notes are complex, potentially illiquid, and may cause substantial principal loss if the final underlier level falls below the buffer.
The Goldman Sachs Group, Inc. submitted a Form 144 notice relating to proposed sales of Common Stock, par value $0.01 per share on 05/01/2026. The filing lists Employee Compensation Awards as the source and Goldman Sachs & Co. LLC as the broker, with trading venue NYSE.
GS Finance Corp. is offering structured, non‑interest bearing notes linked to the Class A common stock of Cloudflare, Inc. The payment at maturity (stated maturity June 4, 2027) depends on the stock’s performance from the trade date April 29, 2026 to the determination date June 1, 2027. If the final index stock price is ≥80% of the initial price ($211.97), each $1,000 face amount pays a capped $1,373. If the final price is below 80%, losses accrue at a 125% buffer rate, which can result in a substantial loss of principal. The estimated value on the trade date was approximately $988 per $1,000 face amount. Investors are exposed to issuer and guarantor credit risk, limited anti‑dilution protection, discretionary adjustments by the calculation agent (GS&Co.), limited secondary market liquidity, and uncertain U.S. federal income tax treatment.
The Goldman Sachs Group, Inc. filed a Form 144 reporting a proposed sale of 3,470 shares of Common Stock, par value $0.01 per share, on 05/01/2026 under an Employee Compensation Awards plan. The shares are listed on NYSE.
GS Finance Corp. is offering $1,000 face amount autocallable contingent coupon equity-linked notes due June 18, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Class A common stock of Meta Platforms, Inc. and pay a contingent monthly coupon of $11.875 per $1,000 (1.1875% monthly; up to 14.25% per annum) when the underlier is at or above the coupon trigger level of 68% on an observation date. The notes will be automatically called if the underlier closes at or above the initial underlier level on any call observation date. If not called, the cash settlement at maturity depends on the final underlier level: payments are capped at 100% of face for sufficiently high final levels and can be as low as a pro rata percentage of face (for example, a 17.000% final underlier level yields 17.000% of face), exposing investors to potential loss of their entire investment.
Trade date is May 15, 2026 and original issue date is May 20, 2026. Key structural features include a coupon trigger level and trigger buffer level at 68% of the initial underlier level, calculation agent Goldman Sachs & Co. LLC, and material credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent‑coupon equity‑linked notes linked to the Class A common stock of Meta Platforms, Inc. The notes (per $1,000 face amount) may pay a contingent monthly coupon of $7.917 (0.7917% monthly, up to ~9.50% per annum) when the underlier closes at or above the coupon trigger level of 60% of the initial underlier level. The notes will be automatically called if the underlier closes at or above the initial underlier level on any call observation date. If not called, final cash settlement at maturity on May 9, 2028 will be $1,000 if the final underlier level is greater than or equal to the trigger buffer level (60%); if the final underlier level is below that buffer, the cash settlement will equal $1,000 plus $1,000 times the underlier return, which could result in the loss of the entire investment.
GS Finance Corp. priced structured notes (aggregate face amount $4,655,000) backed by a guarantee from The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10 per $1,000 (1% monthly, up to 12% per annum) only if each underlier equals or exceeds 70% of its initial level on the coupon observation date. The notes are linked to the Nasdaq-100, Russell 2000 and S&P 500; the cash settlement at maturity (or upon no automatic call) depends solely on the lesser performing underlier and can result in a complete loss of principal if that underlier falls to very low levels. The notes may be automatically redeemed early if, on any call observation date, each underlier is at or above its initial level; in that event holders receive $1,000 per $1,000 face amount plus the coupon then due. The trade date is April 29, 2026, original issue date May 4, 2026, and stated maturity date May 3, 2029. Credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited liquidity, uncertain tax treatment, and model/valuation assumptions are highlighted as principal risks.