Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering indexed medium-term notes linked to the S&P 500® Index. The notes pay no interest and return at maturity depends on the S&P 500 performance from June 12, 2026 (trade date) to December 13, 2027 (determination date). For each $1,000 face amount, holders receive the face amount if the final underlier level is at or above the buffer level (90% of the initial level); if the final level is above the initial level, holders receive the underlier return up to a maximum settlement amount of $1,178; if the final level is below the buffer level, investors suffer proportional losses, potentially losing a substantial portion of principal. The offering price equals 100% of face amount; underwriting discount is 1.5% (plus up to a 0.45% structuring fee). The notes are senior unsecured obligations, unlisted, and subject to issuer and guarantor credit risk.
GS Finance Corp. offers $6,055,000 face amount of medium-term notes (priced at 100% of face) that pay a contingent quarterly coupon and return a cash settlement at maturity based on the performance of the lesser performing underlier. The notes reference the Russell 2000 Index (initial level 2,943.992) and the S&P 500 Index (initial level 7,431.46), each with a coupon trigger and trigger buffer equal to 55% of its initial level.
The quarterly coupon equals $17.50 per $1,000 (1.75% quarterly, up to 7.00% per annum) only if both underliers close at or above their coupon trigger levels on the related observation dates. If not redeemed, principal at maturity is either $1,000 or $1,000 × (1 + lesser performing underlier return), so investors can lose up to their entire investment. The issuer may redeem the notes on coupon payment dates beginning December 2026; trade date is June 12, 2026 and stated maturity is June 17, 2031.
The issuer, GS Finance Corp., is offering indexed, principal-at-risk notes linked to an equally weighted basket of eight stocks with automatic-call and buffer features. The notes have an initial basket level of 100, an upside participation rate of 125%, a buffer level of 85%, and mature on June 15, 2028 unless automatically called on the call observation date of June 25, 2027.
If the basket is at or above the initial level on the call observation date, the notes will be called and pay $1,224 per $1,000 face amount on the call payment date. If not called, maturity payments depend on the final basket level: full principal if final level is at or above the buffer level, enhanced upside if the basket return is positive (125% participation), and a loss subject to a 15% buffer and buffer-rate adjustment (approximately 117.65%) if the final level falls below the buffer.
GS Finance Corp. is offering structured, autocallable notes linked to three stocks (NVIDIA, Intel, Interactive Brokers). Each $1,000 note pays a fixed coupon of $17.50 monthly (1.75% / 21% per annum potential) and may be automatically called on specified observation dates. If not called, the maturity cash payoff (determination date June 12, 2028, stated maturity June 15, 2028) depends on the performance of the lesser performing index stock versus its initial price. A trigger buffer of 60% (i.e., -40%) protects principal only above that level; below it, the payoff falls pro rata and could result in substantial or total loss. The prospectus shows an aggregate original face amount of $2,195,000, an original issue price of 100%, underwriting discount 3.25%, net proceeds 96.75%, and an estimated model value of approximately $951 per $1,000 face amount on the trade date.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced Contingent Income Auto-Callable Securities linked to the common stock of Amazon.com, Inc. The initial aggregate principal offered is $6,000,000 and each security has a $1,000 principal amount. Coupons of $33.25 per $1,000 may be paid quarterly only if the underlying closing price on coupon observation dates is at or above the downside threshold of $166.985 (70.00% of the initial share price). Securities are auto-called if a call observation date closing price is at or above the initial share price of $238.55, in which case holders receive principal plus the contingent coupon. If the final share price is below the downside threshold, principal is reduced 1:1 by share performance and could be substantially or fully lost. Estimated value at issuance is approximately $971 per security and the underwriting discount is 2.25%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to the S&P 500® Index with an aggregate face amount of $7,346,000. The notes pay at maturity a cash amount per $1,000 face equal to either the maximum settlement amount of $1,091.30 if the final underlier level is greater than or equal to the buffer level (90% of the initial level), or, if below the buffer level, a formula that produces a negative return — roughly 1.1111% loss of face amount for every 1% decline in the underlier below the buffer level.
The notes mature on June 30, 2027 (determination date June 25, 2027) and were issued at 100% of face (underwriting discount 1%, net proceeds 99%). They do not bear interest, are cash‑settled, rank as senior debt under the GSFC indenture, and expose holders to issuer/guarantor credit risk and market risk tied to the S&P 500 (initial level 7,431.46).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering capped, buffer‑linked notes tied to the S&P 500 Index. Each $1,000 face amount pays no interest and will return $1,077.80 at maturity if the final index level is ≥ the buffer level (85% of the initial level). If the final index level is below the buffer level, holders suffer a leveraged loss equal to approximately 1.1765% of face for each 1% decline below the buffer; the notes can lose the entire investment. The trade date is June 12, 2026, original issue date June 17, 2026, determination date June 25, 2027, and stated maturity date June 30, 2027. The offering lists an aggregate face amount of $10,474,000, an original issue price of 100% of face, underwriting discount of 1%, and net proceeds to issuer of 99% of face. The notes are subject to issuer/guarantor credit risk, limited upside (capped payoff), uncertain U.S. tax treatment, no shareholder or dividend rights, and potentially limited secondary market liquidity.
GS Finance Corp. is offering structured, callable notes linked to three index stocks: an ADS of Taiwan Semiconductor Manufacturing Company Limited (representing five common shares), a Class A subordinate voting share of Shopify Inc., and the common stock of Qualcomm Inc. Each note has a $1,000 face amount and is expected to mature on June 23, 2028, unless automatically called on monthly observation dates beginning in June 2027. The notes pay a conditional monthly coupon based on a formula using $18.417 per $1,000 (1.8417% monthly, approx. 22.1% annually potential) when each index stock meets a 50% coupon trigger price. If on the final determination date all three stocks finish below their initial prices, holders may receive a cash settlement linked to the performance of the lesser performing stock, which could be significantly less than principal. The trade date is expected to be June 18, 2026, original issue date June 24, 2026, and the prospectus estimates note value on the trade date to be between $925 and $955 per $1,000 face amount.
The offering describes GS Finance Corp. $1,000 face amount autocallable S&P 500® Index-Linked Notes due June 22, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry an upside participation rate of 166%, a 70% trigger buffer, and will be automatically called for $1,100 per $1,000 if the call observation closing level is greater than or equal to the initial underlier level on the call observation date. The notes are cash-settled and expose holders to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp. is offering 671,800 units of Autocallable Leveraged Index Return Notes® linked to the EURO STOXX 50® Index at $10.00 per unit, with aggregate initial principal of $6,718,000. The notes mature on June 20, 2029 unless automatically called on the Call Observation Date of June 21, 2027, in which case holders receive a $11.76 Call Payment per unit. If not called, the notes provide 200.00% participation in upside above the Starting Value and 1-to-1 downside exposure to decreases in the Market Measure, with up to 100% of principal at risk. The estimated value on the pricing date was approximately $9.68 per $10 principal amount; the public offering price is $10.00. All payments are subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor).