Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced Trigger Autocallable Contingent Yield Notes linked to the lesser performing of the Invesco QQQ Trust, Series 1 and the State Street SPDR S&P Metals & Mining ETF. The notes pay quarterly contingent coupons of $0.2775 per $10 face (up to 11.10% per annum) only if both ETFs meet a 65% coupon barrier on observation dates. Commencing October 2026 the notes may be automatically called if both ETFs close at or above their initial ETF prices ($651.42 for QQQ and $117.64 for XME). If not called, principal repayment at maturity depends on the lesser performing ETF: holders receive $10 if each ETF is at or above a 65% downside threshold, otherwise repayment equals $10 multiplied by the lesser performing ETF return, potentially causing substantial or total loss. Estimated value on the trade date is $9.45–$9.75 per $10 face; original issue price is 100% with a 2.00% underwriting discount.
GS Finance Corp. is offering autocallable contingent-coupon equity-linked notes due June 10, 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays a contingent monthly coupon of $10.542 if the underlier meets the coupon trigger. The underlier is Alphabet Inc. Class C ("GOOG UW"). Coupons are paid when the underlier's closing level on an observation date is at least 70% of the initial level; the same 70% level serves as the trigger buffer for principal protection. Notes are automatically called early if the underlier's closing level on a call observation date is greater than or equal to the initial underlier level. If not called, cash settlement at maturity depends on the underlier return and may result in a loss of principal, including the potential to lose the entire investment.
GS Finance Corp. offers autocallable equity-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of NVIDIA Corporation ("NVDA UW") with an upside participation rate of 125%, a buffer level of 80% and a capped automatic call payoff of $1,200 per $1,000 if the call condition is met. The notes pay no interest, are cash-settled, and may return between 20% and 225% of face at maturity depending on NVDA performance and the buffer mechanics. Trade date is May 7, 2026, original issue date May 12, 2026, and stated maturity May 11, 2028. The offering includes an underwriting discount of 1.75% and net proceeds to the issuer of 98.25% of face amount. The notes are subject to issuer and guarantor credit risk, limited liquidity, tax uncertainty, and significant potential loss if the final underlier level falls below the buffer.
GS Finance Corp. issues non‑interest, basket‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes mature on May 26, 2027 and pay a cash settlement tied to an equally‑weighted basket of six listed stocks (Apollo, Ares, Blackstone, Carlyle, KKR, TPG). If the final basket level on the determination date is at least 90% of the initial basket level (initial level 100), each $1,000 face amount will pay the capped $1,271.8 maximum settlement amount; if the final basket level falls below that threshold, holders suffer losses (approximately 1.1111% of face amount per 1% basket decline below 90%), up to a total loss of principal. The original issue price is 100% of face amount; underwriting discount is 0.82% and net proceeds to the issuer are 99.18% of face amount. The prospectus notes an estimated value of approximately $968 per $1,000 face amount on the trade date and emphasizes credit risk of the issuer and guarantor and limited anti‑dilution and liquidity protections.
GS Finance Corp. offers structured Notes linked to a Class A subordinate voting share of Shopify Inc. The notes mature on April 27, 2029 (subject to business‑day adjustments) and may be redeemed at GS Finance Corp.'s option on monthly coupon payment dates beginning in October 2026. Coupons of $21.25 per $1,000 (2.125% monthly, potential 25.5% per annum) are payable on a coupon date only if the index stock closing price on the related coupon observation date is at least 60% of the initial index stock price of $131.96. At maturity, cash settlement depends on the final index stock price versus a 50% trigger buffer: if the final price is 50% of the initial price, principal is reduced pro rata and investors may lose most or all principal. The estimated value at pricing was approximately $981 per $1,000 face amount; original issue price is 100% with a 1% underwriting discount.
Goldman Sachs Group Inc. Chief Risk Officer Alex S. Golten sold shares of company stock. On April 23, 2026, he completed two open-market sales totaling 1,116 shares of common stock, at weighted average prices of $935.70 and $936.71 per share. Following these transactions, he directly holds 2,578 shares of Goldman Sachs common stock.
GS Finance Corp. priced medium-term, S&P 500®-linked notes that pay no interest and may be automatically called. Each $1,000 face amount pays $1,113 if the closing level on the call observation date is greater than or equal to the initial level. If not called, final maturity payment depends on the S&P 500 return, a 140% upside participation rate, and a 20% buffer with a 125% buffer rate. The notes carry issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., have an original issue price of 100% and trade with key dates: trade date April 22, 2026, original issue date April 27, 2026, call observation date April 28, 2027 and stated maturity April 25, 2030.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced an auto-callable structured note linked to three underliers: the Russell 2000® Index, the EURO STOXX 50® Index and the State Street® Utilities Select Sector SPDR® ETF (XLU). The notes mature April 29, 2031, unless automatically called on observation dates commencing April 2027. Coupons of $22.50 per $1,000 (2.25% quarterly, up to 9% per annum) are payable on a coupon payment date only if the closing level of each underlier on the related coupon observation date is at least 65% of its initial level. If any underlier is below 65% of its initial level on the final determination date, the cash settlement at maturity is reduced pro rata based on the lesser performing underlier (i.e., you can lose more than a portion of principal, possibly all). Trade date was April 22, 2026, original issue date April 27, 2026, issue price 100%, underwriting discount 4.125%, estimated value at pricing approximately $986 per $1,000 face amount.
GS Finance Corp. is offering market-linked, auto-callable medium-term notes (Series F) linked to the lowest performing of Alphabet Class A, Tesla, Netflix and Oracle, due May 5, 2031. Each note has a $1,000 face amount, pays no interest and may be automatically called on scheduled call dates for a fixed call premium. If not called, the maturity payment equals the face amount. The issuer and guarantor credit risk (GS Finance Corp. and The Goldman Sachs Group, Inc.) applies. The pricing date is April 30, 2026, and the original issue date is May 5, 2026. The pricing models estimate the notes' initial value between $885 and $915 per $1,000 face amount; the offering price is $1,000 per note.
GS Finance Corp. priced a structured, non‑interest bearing note linked to the S&P 500® Futures Excess Return Index. For each $1,000 face amount, maturity payoffs vary: above the initial level the payoff equals $1,000 plus 193.5% of the underlier return; if the final level is between the initial level and 85% of initial you receive $1,000; below the 85% buffer you incur losses proportional to the underlier decline.
The trade date is April 22, 2026, original issue date April 27, 2026, determination date April 22, 2031, and stated maturity April 25, 2031. Aggregate face amount shown is $1,972,000. The notes are senior debt of GS Finance Corp., unlisted, and guaranteed by The Goldman Sachs Group, Inc.; market value and tax treatment carry specified risks.