Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers structured notes linked to Seagate Technology, Freeport-McMoRan and Morgan Stanley. The notes pay monthly conditional coupons and may be automatically called from June 2027; maturity is June 12, 2029. Payments at maturity depend on whether a trigger event occurs (all index stocks below initial prices on the final determination date). The notes carry issuer and guarantor credit risk; the estimated value on the trade date was approximately $946 per $1,000 face amount and the original issue price is 100%. Underwriting discount is 3.25% and net proceeds 96.75%.
GS Finance Corp. priced contingent quarterly-coupon, principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $4,029,000, pay a contingent coupon of $22.125 per $1,000 when both underliers meet 70% triggers, may be redeemed at issuer option beginning December 2026, and mature on June 18, 2029. The cash settlement at maturity is based solely on the lesser performing underlier (Russell 2000 and S&P 500) and can result in a total loss of principal if that underlier falls sufficiently below its 70% trigger buffer level. The original issue price is 100% of face with an underwriting discount of 1.5% (plus a structuring fee up to 0.45%).
GS Finance Corp. is offering principal-at-risk, market-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes total $2,915,000, pay a contingent monthly coupon of $8.417 per $1,000 (0.8417% monthly; up to ~10.10% per annum) if each underlier meets a 70% trigger, and mature on June 17, 2031. Payments at maturity and principal recovery depend solely on the performance of the lesser performing underlier (DJIA, Russell 2000, S&P 500); if that underlier finishes below 70% of its initial level, investors can lose a material portion or all of their investment. The notes are subject to automatic early call if all underliers meet initial levels on any call observation date. Purchase price equals 100% of face amount; underwriting discount 0.6%.
GS Finance Corp. priced a supplemental prospectus for Contingent Income Buffered Auto-Callable Securities linked to the common stock of Eli Lilly and Company, expected to price on June 16, 2026 with an original issue date of June 22, 2026 and stated maturity of June 22, 2027. The initial share price is $1,129.35 and the buffer price is 80.00% of that level.
The notes pay a contingent monthly coupon (formula uses $14.742 per observation series) only when the underlying closes at or above the buffer price on coupon observation dates and are automatically called if the underlying closes at or above the initial share price on any call observation date. If not called, maturity payoff is full principal if final share price is at or above the buffer; if below the buffer, investors lose 1.25% of principal for each 1.00% decline beyond the buffer (downside factor 1.25). Estimated value range at pricing is $940 to $999 per $1,000 principal amount; original issue price equals 100.00% of principal.
GS Finance Corp. is offering $14,522,250 aggregate face amount of Buffer Autocallable GEARS linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc.
The securities have a trade date of June 12, 2026, an original issue date of June 16, 2026, a single call observation date of June 21, 2027 (call payment June 24, 2027), and a determination date of June 12, 2029 with stated maturity June 14, 2029 (all dates subject to postponement).
Key economic terms include an upside gearing of 1.555, a 10.00% buffer (downside threshold 90.00% of the initial index level), and an 8.00% call return if the autocall barrier (100.00% of the initial index level) is met on the call observation date. The estimated value at issuance was approximately $9.67 per $10 face amount and the original issue price is 100.00% of face amount. The securities are unsecured obligations of GS Finance Corp.; any payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay conditional quarterly coupons (an incremental $27.50 per $1,000 face amount per qualifying observation, i.e., 2.75% quarterly up to 11% per annum) and mature expectedly on June 27, 2031, unless automatically called beginning March 2027. The index applies a 6.0% per annum daily decrement, targets 40% volatility with up to 500% maximum leverage, and has a 50% coupon trigger buffer. The estimated value on the trade date is between $885 and $925 per $1,000 face amount.
GS Finance Corp. priced $17,035,580 of Trigger Autocallable GEARS linked to the Swiss Market Index due 2031, guaranteed by The Goldman Sachs Group, Inc. Each security has a $10 face amount and may be automatically called on June 21, 2027 if the index closes at or above the autocall barrier of 100.00% of the initial index level. If not called, final payment on June 16, 2031 depends on the final index level: upside participation is subject to an upside gearing of 2.00, while principal is fully at risk below a downside threshold of 75.00% of the initial index level. The securities pay no coupons, are subject to issuer and guarantor credit risk, and had an estimated trade-date model value of approximately $9.51 per $10 face amount.
GS Finance Corp. offers S&P 500® Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. These medium-term notes combine a bond allocation (initially 50% of face amount) that accrues interest and an equity allocation (initially 50%) tied to the S&P 500® Index. Interest, if any, is calculated daily by reference dates and paid annually; the interest factor on each reference date equals the bond allocation percentage times an interest factor rate set on the trade date (expected between 3.80% and 4.40%). Up to three reallocation events can reduce the bond allocation (to 30%, 10% or 0%), permanently lowering future interest accruals once triggered. At maturity the cash payment combines the bond-allocation repayment (if any) and indexed exposure per the specified formulas; investors may lose some or all principal if the final index level declines. Trade date and original issue date are expected to be June 26, 2026 and June 30, 2026, with stated maturity around June 28, 2029.
GS Finance Corp. offers structured, non-interest-bearing notes guaranteed by The Goldman Sachs Group, Inc. The notes link returns to the S&P 500 Index, the State Street Technology Select Sector SPDR ETF (XLK) and the iShares Semiconductor ETF (SOXX), feature an automatic call observation expected on June 28, 2027 (call payment expected July 1, 2027) and a stated maturity expected on June 24, 2031.
If all three underliers are at or above their initial levels on the call observation date, each $1,000 face amount is payable at $1,200. At maturity the cash payment depends on the lesser performing underlier: positive participation equals 4.08x the lesser underlier return (upside participation 408%); if any underlier falls below 60% of its initial level the investor can sustain loss of principal. The estimated value on the trade date is expected to be between $885 and $925 per $1,000 face amount.
The offered notes are S&P 500® index-linked, medium-term senior notes issued by GS Finance Corp. and fully guaranteed by The Goldman Sachs Group, Inc. For each $1,000 face amount at maturity the notes pay: if the final S&P 500 level exceeds the initial level, $1,000 plus 200% participation of the index return up to a maximum settlement amount of $1,147.50; if the final level is equal to or below the initial level you receive $1,000 plus the underlier return, meaning you lose 1% of face for every 1% decline and could lose your entire investment. The notes pay no interest, have an aggregate face amount of $635,000, original issue price equal to 100% of face and an underwriting discount of 1.9333%. Trade date is June 11, 2026, original issue date June 16, 2026, determination date July 12, 2027 and stated maturity July 15, 2027. The notes are not bank deposits, are subject to issuer/guarantor credit risk, and may have limited secondary market liquidity.