Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. files a preliminary prospectus supplement for market-linked notes backed by The Goldman Sachs Group, Inc. as guarantor. The notes are non‑interest bearing, reference an equally weighted basket of seven common stocks and are expected to mature on March 16, 2029, with an automatic call observation date expected on March 22, 2027. If called, each $1,000 face amount would pay $1,187.50 on the call payment date. At maturity, payments depend on the basket return with an upside participation rate of 125%, a trigger buffer at 65% of the initial basket level and potential principal loss if the final basket level is below that buffer. The estimated model value on the trade date is between $925 and $955 per $1,000 face amount; original issue price is 100% of face amount. Pricing, call/determination dates and initial basket stock prices are expected to be set on the trade date (expected March 13, 2026); terms remain subject to change.
GS Finance Corp. is offering leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and settle in cash at maturity based on the underlier's performance.
Key economic terms set on the trade date include an upside participation rate of 130.25%, a buffer level of 80% (a 20% buffer) and a buffer rate of 100%. Trade date is March 6, 2026, original issue date March 11, 2026, determination date March 6, 2029 and stated maturity March 9, 2029. If the final underlier level exceeds the initial level, holders receive the face amount plus participation in upside. If the final level is at or above the buffer level but not above initial, holders receive the face amount. If the final level is below the buffer level, holders suffer a proportional loss and can lose a substantial portion of principal.
GS Finance Corp. is offering $ callable contingent coupon index-linked notes due 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $9.25 per $1,000 (0.925% monthly, up to 11.10% annually) when each underlier closes at or above its coupon trigger level (70% of initial).
At maturity the cash payment per $1,000 depends on the lesser performing underlier (Nasdaq-100, Russell 2000, S&P 500). If the final level of any underlier is below its trigger buffer (65%), investors may suffer substantial principal loss, including total loss. The issuer may redeem the notes on quarterly coupon dates beginning June 2026.
GS Finance Corp. is offering S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and, at maturity, will settle in cash per $1,000 face amount: either $1,000 if the underlier return is zero or negative, or $1,000 + ($1,000 × underlier return) capped at a maximum settlement amount of at least $1,127.50. Key dates: trade date March 31, 2026, original issue date April 6, 2026, determination date March 31, 2028, stated maturity April 5, 2028. The underlier is the S&P 500® Index (Bloomberg: SPX Index).
These notes are part of the Medium-Term Notes, Series F program and are subject to the credit risk of GS Finance Corp. and its guarantor. The notes will be treated as contingent payment debt instruments for U.S. federal income tax purposes. The offering price exceeds the model-derived estimated value due to underwriting discounts and fees.
GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity based on the S&P 500 performance from the trade date to the determination date with an upside participation rate of 200% and a maximum settlement amount of at least $1,212.50.
Holders receive $1,000 per note if the final underlier level is at or above the buffer level of 90%; for increases above the initial level holders receive the upside participation subject to the cap; if the final level is more than the buffer decline, principal is reduced proportionately. Trade date is March 31, 2026, original issue date April 6, 2026, determination date March 31, 2028, and stated maturity April 5, 2028.
The Goldman Sachs Group, Inc. is offering callable fixed rate medium-term notes that pay interest at 5.00% per annum from and including the original issue date (expected March 17, 2026) to but excluding the stated maturity date (expected February 26, 2036). Interest is payable annually on each interest payment date (expected March 17 each year), with the first payment expected on March 17, 2027.
The notes will be issued in book-entry form through DTC and are callable at the issuer's option in whole (but not in part) on scheduled quarterly redemption dates beginning on or after September 17, 2027, at a redemption price equal to 100% of principal plus accrued interest. The underwriters named are Goldman Sachs & Co. LLC and InspereX LLC, and delivery is expected in New York on March 17, 2026.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due March 16, 2029 that pay interest at 4.20% per annum from and including the original issue date (expected March 16, 2026) to but excluding the stated maturity date. Interest is payable on each interest payment date (expected March 16 and September 16), with the first payment expected on September 16, 2026.
The notes may be redeemed by the issuer in whole, but not in part, on scheduled redemption dates (expected each March 16, June 16, September 16 and December 16 on or after March 16, 2027) upon at least five business days' prior notice at a redemption price equal to 100% of principal plus accrued and unpaid interest.
GS Finance Corp. is offering $ Callable Contingent Coupon Index-Linked Notes due March 18, 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000® Index and the S&P 500® Index and pay a contingent quarterly coupon.
Trade date is March 13, 2026 with original issue date March 18, 2026. Each coupon observation compares each underlier to a coupon trigger level equal to 55% of its initial level; if both underliers meet or exceed that level on an observation date, the coupon for each $1,000 face amount will be at least $20.125 (at least 2.0125% quarterly). The issuer may redeem the notes on coupon payment dates commencing in September 2026 through December 2030. The cash settlement at maturity is determined solely by the lesser performing underlier’s return and can result in a total loss of principal.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable medium-term notes linked to the common stock of Oracle, Amazon, Salesforce and Walmart. Each $1,000 face amount can pay a monthly coupon of $6.25 (0.625% monthly; 7.5% annualized) if, on a coupon observation date, the closing price of each index stock is at least 70% of its initial index stock price. The notes may be automatically called on call observation dates beginning in March 2027 if each index stock at that observation date is at or above its initial price; called notes pay principal plus the then-due coupon. The trade date and initial index stock prices are expected on or about March 2, 2026, with an original issue date expected on March 5, 2026 and a stated maturity expected on March 6, 2031. The prospectus notes an estimated value at pricing of $885 to $925 per $1,000 face amount and emphasizes that payments are subject to the issuer's and guarantor's credit risk.
GS Finance Corp. is offering ETF‑linked notes due March 8, 2028 that pay a cash amount per $1,000 face amount based on the lesser performing of the SPDR® Gold Trust (GLD) and the iShares® Silver Trust (SLV). The notes cap positive returns at a $1,332.50 maximum settlement amount per $1,000 and pay only the face amount if the lesser performing ETF’s return is zero or negative. The trade date is expected to be March 3, 2026 and the original issue date March 6, 2026. The estimated value at pricing is between $925 and $955 per $1,000 face amount. The notes pay no interest, are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc., exposing holders to issuer and guarantor credit risk. Initial underlier levels will be set on the trade date; holders have no shareholder rights in the underliers.