Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable, equity-linked notes tied to the common stock of EPAM Systems, Inc. The notes have an expected trade date of April 30, 2026, an original issue date of May 5, 2026 and an expected stated maturity date of May 3, 2029. Each $1,000 face amount pays a quarterly coupon of $40.75 if the index stock closing price on the related coupon observation date is at least 60% of the initial index stock price (4.075% quarterly; potential up to 16.3% per annum). The notes are automatically called if, on any call observation date, the index stock closing price is greater than or equal to the initial index stock price. At maturity, if not called, the cash settlement amount per $1,000 depends on the index stock return versus the initial index stock price; if the final index stock price is less than 60% of the initial index stock price, holders receive $1,000 plus (index stock return × $1,000), which could result in receiving less than 60% of face amount. The estimated value at issuance is between $925 and $955 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and the guarantor, The Goldman Sachs Group, Inc.
The issuer, GS Finance Corp., is offering structured notes linked to the common stock of FactSet Research Systems Inc. The notes mature expected on May 3, 2029 and may be automatically called on observation dates beginning July 2026 through January 2029.
Each $1,000 face amount pays a quarterly coupon of $34.50 if the index stock's closing price on the coupon observation date is at least 60% of the initial index stock price; otherwise no coupon is paid. At maturity, payment depends on the index stock return with a downside buffer at -40% (i.e., 60% of initial price): if final price is below that level, investors receive a pro rata loss based on the index stock return. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to those credit risks. The estimated value at pricing is between $925 and $955 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering ETF-linked notes due 2031. The notes (per $1,000 face) pay at maturity based on the lesser-performing of Invesco QQQ Series 1 (QQQ) and State Street SPDR S&P 500 ETF (SPY), with an upside participation rate of 108.5%. If both underliers finish at or above their initial levels, you receive $1,000 plus 1.085 times the lesser-performing ETF return; if any underlier finishes between 85% and 100% of its initial level, you receive $1,000; if any underlier finishes below 85% of its initial level, you receive $1,000 multiplied by (lesser-performing ETF return + 15%), which can result in substantial principal loss. Trade date, determination date and expected stated maturity are set on the trade date: trade date expected April 29, 2026, stated maturity expected May 2, 2031. Estimated value on the trade date is expected between $885 and $925 per $1,000 face amount.
GS Finance Corp. is offering principal-at-risk structured notes linked to the lesser-performing of the Global X Uranium ETF (URA) and the Global X Copper Miners ETF (COPX). Trade date is expected to be May 15, 2026 and the stated maturity is expected to be May 20, 2031. For each $1,000 face amount, the cash payment at maturity depends on the lesser performing ETF return: if both ETF returns are ≥0% you receive the greater of $1,920 or $1,000 plus the lesser performing ETF return; if any ETF return is negative but ≥-50% you receive $1,000 plus the absolute value of the lesser performing ETF return; if any ETF return is less than -50% you receive $1,000 plus the lesser performing ETF return (which would be a loss). The notes do not pay interest, are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc. The estimated value on the trade date is between $850 and $890 per $1,000 face amount. The calculation agent is Goldman Sachs & Co. LLC and it has broad discretion over determinations, successor underliers, and anti-dilution adjustments.
GS Finance Corp. offers $1,000‑denominated Leveraged Buffered S&P 500® Index‑Linked Notes due June 11, 2027, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity depends on the S&P 500 performance from the trade date to the determination date with a 110% upside participation capped at a $1,150 maximum settlement, a 10% buffer (buffer level = 90%) and full principal loss beyond the buffer. Trade date is May 8, 2026 with original issue date May 13, 2026. The notes pay no interest and are unsecured senior debt of GS Finance Corp., exposing holders to issuer and guarantor credit risk.
GS Finance Corp. is offering leveraged callable notes due April 27, 2033, guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Futures Excess Return Index. Each $1,000 face amount will pay at maturity either $1,000 or $1,000 plus 5 times the index return if the final index level exceeds the initial level of 575.55. The issuer may redeem the notes on scheduled monthly call payment dates beginning April 27, 2027, at 100% plus a specified call premium. The estimated value on the trade date was approximately $944 per $1,000, with an original issue price of 100% and an underwriting discount of 4.125%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable structured notes linked to the common stock of AMD, Micron, NVIDIA and Tesla. Each $1,000 face amount note pays either a maximum coupon (calculated as $6.50 per coupon observation date cumulative logic, equal to 0.65% monthly / potential up to 7.8% per annum) or a minimum coupon of $0.209 per month (approximately 0.25% per annum), depending on monthly observation-date stock performance versus 80% of initial prices. Notes may be automatically called if, on a call observation date, each index stock closes at or above its initial price. Trade date is expected to be April 30, 2026, original issue date expected May 5, 2026, and stated maturity expected May 7, 2031. The estimated value at pricing is stated as $885 to $925 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk and calculation-agent determinations by Goldman Sachs & Co. LLC.
GS Finance Corp. offers indexed, principal‑at‑risk notes tied to a five‑stock equally weighted basket. The notes mature on April 29, 2031 and may be automatically called on observation dates beginning April 22, 2027 for predetermined call premiums. Payments at maturity depend on the basket return versus an initial basket level of 100 with a trigger buffer of 50%; estimated value on the trade date is approximately $903 per $1,000 face amount. Original issue price is 100% and underwriting discount is 4.125%. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer credit risk and calculation‑agent discretion.
GS Finance Corp. offers $7,275,000 of callable notes guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays no periodic interest, participates 100% in positive index performance subject to caps from an automatic-call feature, and returns at least principal at maturity unless default occurs. The notes link to the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: GSMBFC5 Index), which daily rebalances among up to nine underlying indices plus cash, applies a 0.65% per annum deduction (accruing daily) and volatility/momentum controls. The notes may be automatically called on annual observation dates with increasing call levels and call premiums; estimated trade-date value was $899 per $1,000 face amount and an additional amount of $54.75 declines to zero on July 21, 2026.
GS Finance Corp. / The Goldman Sachs Group, Inc. priced Dual Directional Buffered Participation Securities linked to the Nasdaq-100 Index. Each $1,000 note pays at maturity based on index performance to the valuation date, with a 20.00% buffer, a minimum payment of $200, and a maximum upside capped at $1,174 (117.40%). The securities do not pay interest, carry issuer and guarantor credit risk, and have an estimated value range of $910 to $970 per $1,000 principal at pricing. The offering includes a 2.50% underwriting discount and a $25 selling concession to Morgan Stanley Wealth Management.