Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER maturing on June 16, 2031. The notes pay a quarterly coupon only if the index on each coupon observation date is at or above 55% of the initial underlier level of 842.84. The notes will be automatically called on a call payment date if the index on any call observation date is ≥91% of the initial underlier level. The underlier applies up to 500% maximum leverage, a cap on daily leverage change of 100%, and a fixed $4.0% per annum decrement deducted daily, each of which materially affects returns. The estimated value on the trade date is approximately $938 per $1,000 face amount; original issue price is 100% of face amount. The notes are unsecured obligations of GS Finance Corp. and are subject to issuer and guarantor credit risk, complex index mechanics, possible total loss of principal, limited historical underlier data and uncertain tax consequences.
GS Finance Corp. offers structured, buffered S&P 500‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $600,000, a 150% upside participation rate, a 20% buffer (buffer level = 80% of initial level) and no periodic interest.
The notes may be automatically called on the call observation date if the underlier closes at or above the initial level, producing a fixed call payment of $1,095 per $1,000. If not called, the cash settlement at maturity depends on the final S&P 500 closing level relative to the initial level and the buffer formula described herein.
The issuer, GS Finance Corp., is offering principal-protected-style notes linked to a weighted basket of the S&P 500® Futures Excess Return Index (60%), the STOXX® Europe 600 Index (30%) and the Russell 2000® Index (10%). The notes mature on June 14, 2029 with an automatic call if the basket closing level on the call observation date (June 11, 2027) is >= the initial basket level, producing a fixed cash call payment of $1,140 per $1,000 face amount.
At maturity, if not called, payoff mechanics are: if basket return >0, payment = $1,000 + $1,000×127.25%×(basket return); if basket return between 0 and -15% (inclusive), payment = $1,000; if basket return <-15%, payment = $1,000 + $1,000×(basket return + 15%), which can result in substantial loss. The estimated value at issuance was approximately $977 per $1,000 face amount; original issue price is 100% and underwriting discount is 0.75%. The calculation agent is Goldman Sachs & Co. LLC.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes with an aggregate face amount of $1,278,000 due June 15, 2028. The notes pay at maturity an amount tied to the lesser performing of the Russell 2000® and S&P 500® indexes measured from the trade date June 11, 2026 to the determination date June 12, 2028.
Payoff mechanics: for each $1,000 face amount you receive either (a) up to a capped $1,205 if both indices finish above their initial levels (cap = 120.5% of initial level), or (b) at least a floor of $950 or the cash amount based on the lesser performing index return. The estimated value at pricing was approximately $968 per $1,000; original issue price was 100% with an underwriting discount of 2.55%.
GS Finance Corp. is offering callable, Tesla (TSLA)-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $1,235,000 and a face amount of $1,000 per note. They pay a contingent monthly coupon (calculated using $12.834 per coupon observation accumulate rule) only when the closing level of the underlier is at or above the coupon trigger level of 60% of the initial underlier level. The initial underlier level is $399.15. Notes are automatically called on specified quarterly call dates if the underlier closes at or above the initial level, in which case holders receive $1,000 plus any coupon then due. If not called, the cash settlement at maturity (determination date June 11, 2029; stated maturity June 14, 2029) is based on the underlier return and is capped at 100.000% of face; if the final underlier level is below the trigger buffer level (60%), investors may lose a substantial portion or all of their principal. The notes are unsecured senior obligations of GS Finance Corp., unlisted, and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The issuer, GS Finance Corp., is offering index-linked notes due June 30, 2031, guaranteed by The Goldman Sachs Group, Inc. Payment at maturity for each $1,000 face amount is tied to the lesser performing of the MSCI EAFE and MSCI Emerging Markets indices measured from the trade date (expected June 25, 2026) to the determination date (expected June 25, 2031). The notes do not bear interest. If both index returns are ≥0%, holders receive at least the threshold settlement amount (expected between $1,540 and $1,550). If the lesser performing index is negative but its final level is ≥60% of its initial level, the payoff equals $1,000 plus $1,000×(absolute lesser performing index return). If the lesser performing index falls below 60% of its initial level, the payoff equals $1,000 plus $1,000×(lesser performing index return), which can result in losses potentially up to the full investment. The estimated model value at pricing is between $885 and $925 per $1,000 face amount.
The offering prices a structured note issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the Nasdaq-100, Russell 2000 and S&P 500. The notes have an aggregate face amount of $5,661,000, a contingent monthly coupon and an automatic call feature. Coupons of $11.459 per $1,000 (1.1459% monthly, potential ~13.75% annually) are payable only when each underlier is at or above its 70% coupon trigger level on observation dates. If not called, maturity cash payment depends solely on the lesser performing underlier; principal can be lost if that underlier falls below its 70% trigger buffer level. Trade date was June 11, 2026 with stated maturity June 14, 2029.
GS Finance Corp. is offering notes with an aggregate face amount of $737,000, guaranteed by The Goldman Sachs Group, Inc., with an automatic-call feature and a stated maturity of June 18, 2031. If each underlier meets its call observation level on June 11, 2027, the notes will be automatically called and pay $1,280 per $1,000 face amount on the call payment date.
The notes reference the common stock of Amazon.com, Inc., NVIDIA Corporation and Tesla, Inc., do not bear interest, and at maturity (if not called) will pay an amount tied solely to the lesser performing underlier with an upside participation rate of 130%. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes; the issuer reports a comparable yield of 4.91% and a projected payment of $1,279.25 on an assumed $1,000 investment.
GS Finance Corp. is offering $1,000,000 aggregate face amount of medium‑term notes linked to the VanEck Semiconductor ETF (SMH). The notes pay no interest, include an automatic call feature (called if the underlier is at or above the initial level on the call observation date) and provide cash settlement at maturity tied to the underlier return, a 100% upside participation rate, an 80% buffer level and a 125% buffer rate.
Purchasers bear issuer and guarantor credit risk of The Goldman Sachs Group, Inc., the notes may be called early with a capped call payment, and investors could lose their entire investment if the final underlier level is sufficiently low.
GS Finance Corp. is offering bearish autocallable notes linked to the Nasdaq-100 Index®, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of 28,508.03, an expected trade date of June 15, 2026, an expected original issue date of June 18, 2026, a determination date of December 10, 2027, and a stated maturity of December 15, 2027.
If the index on any call observation date falls below 67% of the initial level, the notes will be automatically called and pay $1,045 per $1,000 face amount (a 4.5% contingent return). If not called, maturity payment rules depend on the final underlier level: payments are $1,045 when the underlier return is ≥ -14.5% or < -33%; between those thresholds, the holder receives $1,000 plus $1,000 × (|underlier return| - 10%), capped at $1,230 per $1,000.