Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2027 that bear interest at 4.20% per annum from and including the original issue date (expected May 8, 2026) to but excluding the stated maturity date (expected July 8, 2027). Interest is payable on expected dates November 8, 2026, May 8, 2027 and at maturity. The issuer may redeem the notes in whole, but not in part, on expected redemption dates November 8, 2026, February 8, 2027 and May 8, 2027, at a price equal to 100% of principal plus accrued interest, with at least five business days’ notice. The notes will be issued in book-entry form through DTC, have no sinking fund, and are a new issue with no established trading market. Pricing and underwriting discounts will vary by investor type and the initial price to public may be less than 100% for certain accounts.
GS Finance Corp. is offering principal-protected-style notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes have an expected trade date of April 29, 2026, an original issue date expected to be May 4, 2026, and an expected stated maturity date of May 6, 2031.
The notes do not pay interest and include an automatic call feature beginning with a call observation date in October 2026. If a call observation date’s closing index level is at least 90% of the initial level, the notes will be automatically redeemed for principal plus a specified call premium. If not called, the maturity cash payment is determined by the underlier return with a maximum settlement amount of $1,725.04 per $1,000 face amount, a trigger buffer at 60%, and a daily 6.0% per annum decrement. The issuer discloses an estimated initial model value between $885 and $925 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the VanEck Oil Services ETF (OIH) and the State Street Energy Select Sector SPDR ETF (XLE). Each $1,000 face amount pays a conditional coupon of $7.50 per month (0.75% monthly, up to 9% per annum) when both ETFs close at or above 70% of their initial levels on an observation date.
The notes have an expected trade date of April 30, 2026, an expected original issue date of May 5, 2026, and an expected stated maturity of November 6, 2028. They are subject to an automatic call on observation dates commencing October 2026 if both ETFs close at or above their initial levels, in which case holders receive principal plus the coupon on the related call payment date. At maturity (if not called), payoff depends on the lesser performing ETF return versus buffer levels (buffer 80%, coupon trigger 70%), potentially resulting in significant loss if the lesser performing ETF falls below the buffer. The estimated value at pricing is between $925 and $955 per $1,000 face amount. Credit risk, market-disruption adjustments, successor-underlier provisions, and tax uncertainties are disclosed.
GS Finance Corp. is offering non-interest bearing, equity-linked medium-term notes whose cash payoff at maturity is tied to the Class A common stock of Cloudflare, Inc.
Each $1,000 face amount may pay a capped positive amount if the final stock price is ≥ 80% of the initial price (a threshold settlement amount expected between $1,315.4 and $1,371), but holders bear full credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The notes have an estimated value on the trade date of $950–$980 per $1,000 face amount.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of ServiceNow, Inc. (underlier: NOW). The notes pay a contingent quarterly coupon of $42.50 per $1,000 (4.25% quarterly; up to 17.00% per annum) only when the closing level of the underlier is at or above a coupon trigger of 50% of the initial level. The notes will be automatically called if, on any call observation date, the closing level is greater than or equal to the initial underlier level. At maturity (if not called), cash settlement is $1,000 if the final underlier level is at or above the trigger buffer (50%); if below, repayment equals $1,000 × underlier return, meaning investors could lose up to 100% of principal. Trade date is April 30, 2026, original issue date May 5, 2026, and stated maturity May 3, 2029. The original issue price is 100% of face amount with a 2% underwriting discount (net proceeds 98%).
GS Finance Corp. is offering Buffer Autocallable GEARS linked to the S&P 500® Index, with securities issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. The notes have an expected trade date of April 28, 2026, original issue date of April 30, 2026, a call observation date of May 5, 2027 (call payment date May 10, 2027) and a determination date of April 30, 2029 (stated maturity May 3, 2029).
The terms include an autocall at 100.00% of the initial index level with an 8.00% call return, upside gearing expected between 1.515 and 1.715, a 10.00% buffer and a downside threshold at 90.00% of the initial index level. Payments depend on index performance and are subject to issuer/guarantor credit risk; the estimated value on the trade date is between $9.35 and $9.65 per $10 face amount. Investing involves substantial risk, including potential loss of a large portion of principal.
GS Finance Corp. priced $6,100,000 of Trigger Autocallable GEARS due 2029, guaranteed by The Goldman Sachs Group, Inc. These unsecured notes reference the Class A common stock of Meta Platforms, Inc. (META). Key economics: face amount $10, upside gearing 1.52, downside threshold 60.00% of the initial index stock price, autocall barrier 100%, call return 17.25%. Strike date was April 21, 2026, trade date April 22, 2026, original issue date April 24, 2026, call observation date April 28, 2027, and stated maturity date April 26, 2029. The estimated value on the trade date was approximately $9.70 per $10 face amount. Payments depend on Meta’s closing prices on the call observation date or determination date and on the issuer/guarantor creditworthiness; investors may lose a significant portion or all of their investment.
GS Finance Corp. is offering Digital Equity-Linked Notes due 2027, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Constellation Energy Corporation (ticker: CEG UW) with an initial underlier level of $292.77 (set April 23, 2026). At maturity on October 28, 2027, payment is determined by the arithmetic average of the underlier on five averaging dates in October 2027. If the final underlier level is at or above a trigger buffer level of 75% of the initial underlier, holders receive a capped maximum settlement amount of $1,371.60 per $1,000 face amount. If the final underlier is below the trigger buffer, holders lose 1% of face amount for every 1% decline below the initial underlier and could lose the entire investment. The notes pay no interest and were issued at 100% of face amount with a 1.25% underwriting discount.
GS Finance Corp. priced a structured offering of Trigger Autocallable Notes linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay limited, time‑increasing call returns (8.00%–41.25% range by call date) if autocall conditions are met; otherwise principal at maturity is contingent on the final index level versus a 75.00% downside threshold.
The notes mature April 29, 2031 (determination date April 24, 2031) and may be automatically called annually beginning after 12 months. Payments and any principal repayment are subject to issuer and guarantor credit risk; the estimated value at issuance is $9.40–$9.70 per $10 face amount.
GS Finance Corp. priced $1,808,000 face amount of callable 10-Year CMT Rate‑Linked Range Accrual Notes due April 24, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay interest monthly on the 24th, beginning May 24, 2026, only for reference‑rate observation days when the 10‑year CMT is ≤ 4.80% and use an interest factor of 8.75%. Interest for each monthly payment is determined by the fraction of reference dates in the prior interest period meeting that threshold, times the interest factor, using a 30/360 (ISDA) day count.
Key commercial terms: original issue price 100% of face, underwriting discount 1.15%, estimated value ≈ $982.5 per $1,000 face at trade date April 22, 2026. The issuer may redeem any monthly payment date on or after April 24, 2027 at 100% of face plus accrued interest. Proceeds will be loaned to The Goldman Sachs Group, Inc.; market‑making, hedging and model valuation practices (by GS&Co.) are described as potential value‑drivers and conflicts.