Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers autocallable S&P 500® Futures Excess Return Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes provide a 125% upside participation rate, a 15% buffer (buffer level 85% of the initial underlier level) and no periodic interest. If the underlier is at or above the initial level on the call observation date, the notes will be automatically called and pay $1,122 per $1,000 on the call payment date. Key dates: trade date March 26, 2026, original issue date March 31, 2026, call observation date March 29, 2027, determination date March 26, 2031, stated maturity date April 2, 2031.
Payments at maturity are cash‑settled and tied to the S&P 500® Futures Excess Return Index (E‑mini S&P 500 futures), not the S&P 500® Index. The notes do not confer shareholder or futures‑holder rights, are subject to issuer and guarantor credit risk, may be impaired by negative roll yields in the futures underlier, and can result in a substantial loss of principal if the final underlier level is below the buffer level.
GS Finance Corp. offers non‑interest bearing structured notes guaranteed by The Goldman Sachs Group, Inc. The notes are tied to an equally weighted basket of six stocks with an initial basket level of 100, a trade date expected March 6, 2026, an original issue date expected March 11, 2026, a call observation date expected March 19, 2027, a call payment date expected March 24, 2027, and a stated maturity expected March 9, 2028.
The notes pay no interest and feature an automatic call if the basket closing level on the call observation date is >= the initial basket level, producing a minimum cash payment of at least $1,194 per $1,000 face amount if called. At maturity the upside participation rate is 125%, there is a buffer amount of 15% (buffer level = 85% of initial), and a buffer rate of approximately 117.65%. The estimated value at pricing is expected to be between $900 and $930 per $1,000 face amount.
GS Finance Corp. is offering index-linked notes due April 5, 2028 that are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.. The cash payment at maturity for each $1,000 face amount is determined solely by the lesser performing underlier of the Russell 2000® Index and the S&P 500® Index as measured from the trade date to the determination date. If both final underlier levels are greater than or equal to their initial levels, holders will receive a capped maximum settlement amount of at least $1,122.50 per $1,000 face amount; if any underlier return is negative, holders will receive the face amount of $1,000. The notes pay no periodic interest and were set with a trade date of March 31, 2026 and an original issue date of April 6, 2026. Investors remain exposed to the credit risk of the issuer and guarantor, market value volatility prior to maturity, capped upside, and U.S. federal tax treatment as contingent payment debt instruments.
GS Finance Corp. offers Autocallable Goldman Sachs Momentum Builder® Focus ER Index-Linked Notes due March 31, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes link payment to the GSMBFC5 Index, have a 100% upside participation rate, and may be automatically called on annual observation dates with capped call payments. Trade date is March 26, 2026 and original issue date is March 31, 2026. Our estimated value on the trade date is $850 to $890 per $1,000 face amount. The index applies a 5% realized volatility control, a momentum risk control, and a 0.65% per annum deduction, and may allocate substantial exposure to hypothetical cash positions, which can materially limit index-based gains.
GS Finance Corp. is offering contingent coupon notes linked to the iShares® Bitcoin Trust ETF with an initial aggregate face amount of $1,425,000. The notes mature on March 2, 2029 unless automatically called on any call observation date from February 2027 through January 2029. Coupons equal $15.209 per $1,000 (1.5209% monthly) are paid on a coupon payment date only if the ETF closing level on the related coupon observation date is at least 60% of the initial ETF level of $37.19. At maturity, if not called, principal treatment depends on the final ETF return: full principal if final level is ≥ 60% of initial, principal only (no coupon) if final level is between 50% and 60%, and a proportional loss if final level is below 50%, potentially delivering less than 50% of face. The estimated value at pricing was approximately $948 per $1,000 face amount.
GS Finance Corp. is offering contingent quarterly coupon, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The offering has an aggregate face amount of $11,271,000 and a face amount of $1,000 per note, with an original issue date of March 4, 2026 and a stated maturity of March 4, 2031. Coupons equal 2.0375% per quarter (8.15% annualized potential) payable only if each underlier equals or exceeds 70% of its initial level on a coupon observation date. The notes reference the Dow Jones Industrial Average, Russell 2000 and S&P 500. If not called, principal repayment at maturity depends on the performance of the lesser performing underlier against a 55% trigger buffer; investors could lose their entire investment. The notes are cash-settled, not equity, and bear the issuer/guarantor credit risk.
GS Finance Corp. offers $399,000 aggregate face amount of callable S&P 500® Index‑linked notes due March 4, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 150% and a buffer level of 85% (buffer amount 15%).
The notes may be redeemed at issuer option on monthly call payment dates beginning March 4, 2027, with the cash settlement at maturity based on the S&P 500 closing level on the determination date (February 18, 2031). The estimated value on the trade date is approximately $966 per $1,000 face amount; original issue price is 100%, underwriting discount 1.125%, net proceeds 98.875%.
GS Finance Corp. priced a $20,056,000 offering of Contingent Income Auto-Callable Securities linked to the common stock of NVIDIA Corporation. The securities, issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., pay contingent quarterly coupons and mature on March 2, 2029, subject to automatic early redemption.
Each security has a $1,000 principal amount, an initial share price of $177.19, and a downside threshold price of $106.314 (60.00% of the initial share price). If not called, payment at maturity is $1,000 if the final share price is at or above the downside threshold; otherwise payment equals $1,000 × (final share price ÷ initial share price), which could result in substantial principal loss.
GS Finance Corp. priced index-linked notes due April 1, 2027, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity is linked to the lesser performing of the Russell 2000 and the S&P 500 as measured from the trade date February 27, 2026 to the determination date March 29, 2027. The notes feature a 10% buffer, a cap of 122.25% of initial levels (maximum settlement amount of $1,222.50 per $1,000 face), an estimated value of $976 per $1,000 on the trade date, and an original issue price of 100%. Aggregate initial face amount was $394,000 and the underwriting discount was 0.725%.
GS Finance Corp. priced $19,445,000 of Dual Directional Trigger PLUS securities guaranteed by The Goldman Sachs Group, Inc. The notes reference the iShares® Expanded Tech-Software Sector ETF (ticker IGV) and mature on June 2, 2027 with a valuation date of May 27, 2027.
Each $1,000 Trigger PLUS returns: either $1,000 plus a leveraged upside equal to 200.00% of the ETF percent change (capped at $1,210.00), or $1,000 plus the absolute ETF return when the final ETF price is between the initial price and the trigger ($65.256, 80.00% of the initial $81.57). If the final ETF price is below the trigger, payment equals the ETF performance factor times $1,000 and investors may lose a significant portion or all principal.