GOLDMAN SACHS GROUP INC SEC Filings

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk Jump Securities with an auto-callable feature linked to the worst-performing of three State Street sector ETFs due June 24, 2032. The securities pay no regular interest; investors may receive fixed call premiums if all three ETFs meet call thresholds on periodic observation dates, or a capped maturity premium of at least 66.60% if all ETFs equal or exceed initial prices on the valuation date. If any underlying ETF is below its initial price at valuation, holders suffer a loss equal to the worst-performing ETF performance factor, potentially losing most or all principal. The pricing date is expected on June 18, 2026 and the stated principal amount is $1,000 per security. The original issue price is 100% with an underwriting discount of 3.50% and an estimated secondary-market model value of $870–$930.

GS Finance Corp. priced a short-dated, principal-at-risk note (PLUS) due December 30, 2026. Each PLUS references a weighted basket of seven components including RSP, TLT, IBB, INDA, SX5E, XLF and GDX, with an initial basket value of 100. Investors receive $1,000 at maturity plus 200.00% of any positive basket return up to a maximum payment of $1,069.00; losses are 1:1 on negative basket performance and the investment can be fully lost. Pricing is expected around June 29, 2026 with original issue date expected July 2, 2026. The PLUS are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., and do not pay interest or dividends.

GS Finance Corp. is offering leveraged callable index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the lesser performing of the S&P 500® and Nasdaq-100® measured from an initial level set on the trade date (expected June 26, 2026). If both underliers finish above their initial levels, holders receive 2x the lesser performing index return applied to each $1,000 face amount; if the lesser performing underlier finishes below its 50% trigger buffer level, holders may lose a substantial portion or all of their investment. The issuer may redeem notes on specified monthly call payment dates beginning in July 2027 at capped call amounts; the notes are unsecured obligations subject to issuer and guarantor credit risk. The estimated value on the trade date is expected to be between $885 and $935 per $1,000 face amount.

GS Finance Corp. is offering leveraged callable notes linked to the S&P 500® Futures Excess Return Index with an expected trade date of June 25, 2026 and an expected stated maturity of June 30, 2032. For each $1,000 face amount, the notes pay at maturity either (i) $1,000 plus 1.4 times the index return if the final underlier level is greater than the initial underlier level, or (ii) $1,000 if the index return is zero or negative. The issuer may redeem the notes on specified monthly call payment dates beginning June 30, 2027 at $1,000 plus a call premium (call premium schedule set on the trade date). The notes do not bear interest, are unsecured obligations guaranteed by The Goldman Sachs Group, Inc., and are subject to the issuer’s and guarantor’s credit risk. The estimated value on the trade date is expected to be between $885 and $935 per $1,000 face amount.

GS Finance Corp. is offering Digital Equity-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and a cash settlement at maturity tied to the performance of the common stock of Marvell Technology, Inc. (MRVL) measured from an initial underlier level of $280.71 set on June 11, 2026. If the final underlier level on the determination date of June 14, 2027 is at or above a 50% trigger buffer (i.e., 50% of the initial level), the holder receives a capped maximum settlement amount of $1,405 per $1,000 face amount. If the final level is below the trigger buffer, the note pays $1,000 × (1 + underlier return), exposing holders to principal losses, potentially the full investment. The notes pay no interest, are cash-settled at maturity on June 17, 2027, and are subject to the credit risk of GS Finance Corp. and its guarantor.

GS Finance Corp. is offering Autocallable Participation Notes due June , 2029, linked to the Invesco S&P 500® Equal Weight ETF (ticker RSP). Each unit has a $10 principal amount and a Call Payment of $11.00 if the Observation Value on the Call Observation Date is greater than or equal to the Call Value. The notes have a roughly three-year term if not called and provide 1-to-1 participation (100% Participation Rate) in positive performance of the Market Measure at maturity if not called. If the Ending Value falls between the Starting Value and the Threshold Value (to be set on pricing, approx. 75.00%–73.00% of the Starting Value), holders receive a positive return equal to the absolute value of the Market Measure’s decline (capped by the Threshold). If the Ending Value is below the Threshold Value, investors bear 1-to-1 downside exposure and may lose up to 100% of principal. The estimated value on pricing is stated between $9.25 and $9.55 per $10 principal, below the public offering price, and the minimum initial purchase is $100,000.

GS Finance Corp. offers structured, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The offering has an aggregate face amount of $5,664,000, an original issue price of 100% of face amount and a net proceeds figure of 95.875% of face amount. The notes pay a contingent monthly coupon of $6.667 per $1,000 face amount when each underlier is at or above a 70% coupon trigger and may be automatically called on quarterly observation dates if all underliers equal or exceed their initial levels. If not called, the cash settlement at maturity depends solely on the lesser performing underlier and may result in a total loss of principal; determination date and maturity are anchored to June 10, 2031 and June 17, 2031, respectively.

GS Finance Corp. priced a primary offering of Market Linked Securities due June 14, 2029 linked to the lowest performing of the S&P 500® Index, the SPDR S&P MidCap 400® ETF Trust and the iShares Expanded Tech-Software Sector ETF. The securities have a $1,000 face amount and were offered at $1,000 per security with total original offering price of $12,454,000. The estimated model value at pricing was approximately $955 per $1,000 face amount. The notes are auto-callable monthly beginning December 2026 if the lowest performing underlier is ≥ its starting value on a call date; they pay a monthly contingent coupon of $8.334 per $1,000 (about 10.00% per annum) only when the lowest performing underlier’s closing value on a calculation day is ≥ its coupon threshold (65% of its starting value). If not called, maturity principal depends on the lowest performing underlier’s ending value on the final calculation day: if that ending value is <60% of its starting value, the holder suffers pro rata principal loss (e.g., a 45.00% performance factor yields $450.00). Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.

GS Finance Corp. is offering $3,843,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due June 14, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon of $0.2125 per $10 (up to 8.50% per annum) only if each underlying index meets its coupon barrier. The notes are linked to the lesser performing of the EURO STOXX 50® (initial level 6,009.95) and the S&P 500® (initial level 7,266.99), include an automatic call feature commencing December 2026, and provide contingent principal repayment at maturity tied to the lesser performing index (downside threshold = 70.00% of initial index level). The estimated value at pricing was approximately $9.83 per $10 face amount; original issue price is 100.00% with a 2% underwriting discount.