Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured, non‑interest bearing notes linked to the S&P 500® Index with an aggregate face amount of $2,318,000. Each $1,000 note pays at maturity an amount tied to the index performance from the trade date to the determination date, subject to a 20% buffer and a capped upside. If the final index level is at or above the initial level, the payment equals the index return up to a $1,195 cap per $1,000. If the index falls but not more than the buffer (80% of initial), the holder receives the absolute value of the index decline added to principal. If the index falls below the buffer, losses are linear below the buffer and investors can lose a substantial portion of principal. Notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., do not bear interest, and will be cash‑settled on the stated maturity date.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, cash‑settled notes linked to the Dow Jones Industrial Average and the S&P 500. The offering covers an aggregate face amount of $378,000 in notes with a per‑note face amount of $1,000. The notes mature on May 12, 2031 (determination date May 5, 2031) and may be automatically called on May 5, 2027 if each underlier’s closing level is at or above its initial level.
They pay no interest. If automatically called, investors receive $1,092 per $1,000 face amount. If not called, the cash settlement at maturity depends solely on the lesser performing underlier, with a 120% upside participation rate on positive outcomes and a downside calculation that uses an 85% buffer level (buffer amount 15%) and a buffer rate of 100%, meaning substantial losses are possible. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The issuer, GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.), is offering principal-protected, automatically callable notes linked to three State Street sector ETFs: XLF, XLI and XLE. The notes trade on a May 15, 2026 trade date with an expected original issue date of May 20, 2026 and a stated maturity expected to be May 18, 2029. They may be automatically called beginning on May 24, 2027 if each ETF’s closing level on a call observation date is at or above its initial level; applicable call premiums range from 20.25% (first call) up to 59.0625% (prior to maturity). At maturity, if not called, payoffs depend on the lesser performing ETF: full principal plus a 60.75% maturity premium if all final levels are at or above initial levels; full principal if all final levels are ≥70% of initial; otherwise a loss linked to the lesser performing ETF (investors can lose most or all principal). The pricing models estimated the notes’ value on the trade date at $925–$955 per $1,000 face amount; the original issue price is 100% of face. The notes are unsecured obligations subject to issuer and guarantor credit risk and complex tax treatment.
GS Finance Corp. priced a primary offering of Market Linked Medium-Term Notes, Series F, guaranteed by The Goldman Sachs Group, Inc., linked to the lowest performing of the S&P 500® Index, the EURO STOXX 50® Index and the common stock of Microsoft Corporation.
Key terms set on the pricing date May 15, 2026 include a face amount of $1,000 per security, an original offering price of $1,000, an estimated value of $925–$955 per $1,000 at pricing, an upside participation rate of 150.00%, an automatic call feature with a call premium of at least 42.00% (at least $420.00), a call date of May 20, 2027 and a stated maturity date of May 18, 2029. Investors face 1-to-1 downside exposure below a threshold value of 70% of the starting value and may lose up to 100% of the face amount. Proceeds to issuer are shown as $974.25 per security after underwriting discounts up to $25.75.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due May 25, 2029, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices, pay a contingent monthly coupon of $9.375 per $1,000 (0.9375% monthly, up to 11.25% per annum) when each underlier is at or above a 75% coupon trigger level, and are automatically called if on any call observation date each underlier is at or above its initial level. If not called, the maturity cash payment is based on the performance of the lesser performing underlier versus its initial level; losses can be up to the full principal (example: a 19% final level would produce an 81% loss). Trade date is May 22, 2026 and original issue date is May 28, 2026. Investors bear issuer and guarantor credit risk, model/secondary-market valuation discounts, limited liquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering structured, contingent‑coupon notes (guaranteed by The Goldman Sachs Group, Inc.) with an aggregate face amount of $8,178,000. The notes pay a contingent quarterly coupon of $23.825 per $1,000 (2.3825% quarterly, up to 9.53% per annum) only if each underlier meets its 70% coupon trigger on the related observation date. At maturity (May 8, 2031) the cash settlement per $1,000 will be $1,000 if the final level of each underlier is at or above its 55% trigger buffer; otherwise the payment equals $1,000 plus $1,000 multiplied by the lesser performing underlier return, which can result in a total loss of principal. The issuer may redeem the notes, in whole but not in part, on coupon payment dates beginning in May 2027. The underliers are the Dow Jones Industrial Average, Russell 2000 and S&P 500. Trade date is May 5, 2026 and original issue date is May 8, 2026.
GS Finance Corp. offers Trigger Autocallable Contingent Yield Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly contingent coupons only if both the Russell 2000® and S&P 500® closing levels meet their coupon barriers (70% of initial). The notes may be automatically called beginning November 2026 if both indices equal or exceed their initial levels on a call observation date. At maturity the cash repayment is contingent: if the lesser performing index is below 70% of its initial level you can incur a loss equal to that index’s percentage decline; you may lose all of your investment. The estimated value on the trade date is $9.50–$9.80 per $10 face. Original issue price is 100.00% with a 2.25% underwriting discount. All payments are subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Market‑Linked Notes linked to the Russell 2000® Index that provide 300% upside participation subject to a capped maximum return and full downside exposure to declines. The securities have a face amount of $1,000, an estimated value at pricing of $925–$955 per $1,000, and an original offering price of $1,000.
If the ending level on the calculation day exceeds the starting level, investors receive $1,000 plus 300% of the index gain up to a maximum return (at least 21.20%, i.e., at least $212); if the ending level is below the starting level, investors suffer full downside and may lose some or all of principal. Stated maturity date is August 2, 2027 (calculation day: July 28, 2027); pricing date is May 28, 2026. All payments are subject to issuer/guarantor credit risk.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes linked to the common stock of ServiceNow, Inc. (ticker NOW). The notes have a trade date of May 15, 2026, an original issue date of May 20, 2026, and a stated maturity of May 18, 2029.
Each $1,000 note pays a contingent quarterly coupon equal to cumulative $47.625 steps when the closing level of the underlier on an observation date is at or above the coupon trigger level of 60%. The notes are automatically called on a call payment date if the underlier closes at or above the initial underlier level on a related call observation date. At maturity, if the notes are not called, cash settlement is $1,000 if the final underlier level is greater than or equal to the trigger buffer level of 60%; if the final underlier level is below 60%, the cash settlement equals $1,000 plus $1,000 times the underlier return, which could result in a total loss of principal. The notes are issued by GS Finance Corp. and fully guaranteed by The Goldman Sachs Group, Inc. and are subject to the credit risk of both entities.
GS Finance Corp. is offering autocallable Nasdaq-100 Index®-linked notes due June 2, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be automatically called on the call observation date if the underlier closes at or above the initial level; called notes pay $1,110 per $1,000 face amount. If not called, maturity payments depend on the final index level: positive upside participates at 150%; a 15% buffer applies with a 100% buffer rate, and downside outcomes can result in substantial losses (examples show payments as low as 15.000% of face amount). Purchase pricing, fees and estimated value are set on the trade date and the notes are subject to issuer and guarantor credit risk.