Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The GS Finance Corp. offering (guaranteed by The Goldman Sachs Group, Inc.) prices $34,412,000 of contingent income auto-callable notes due June 8, 2028. Each $1,000 note may pay a contingent quarterly coupon of $24.00 if all three underlying indexes meet 70% downside thresholds on observation dates, and may be automatically called if all indexes reach or exceed their initial index values on a call observation date.
At maturity, if not called, repayment is either $1,000 (if each final index value is at/above its downside threshold) or $1,000 multiplied by the worst performing index performance factor, which can result in losses down to zero. The securities are unsecured obligations subject to issuer and guarantor credit risk, a stated underwriting discount of 2.00%, and an estimated value at issuance of approximately $975 per security.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-protected-style, equity-linked notes tied to an equally weighted basket of nine large-cap stocks (initial basket level 100). The notes have an automatic call feature (call observation date expected June 25, 2027) that would pay at least $1,198.5 per $1,000. If not called, maturity is expected June 15, 2028, with final payout determined by the basket return and an upside participation rate of 125% and a buffer level of 80% (buffer amount 20%). The estimated value on the trade date is expected between $900 and $930 per $1,000 face amount. The calculation agent is Goldman Sachs & Co. LLC; holders bear issuer and guarantor credit risk and receive no dividends or shareholder rights.
GS Finance Corp. is offering autocallable equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Micron Technology, Inc. and pay no interest. They auto-call on the call observation date if the underlier is at or above its initial level, producing a fixed cash payment of $1,680 per $1,000 face amount on the call payment date. At maturity, if not called, payoff depends on the final underlier level: upside participation is 150%, principal is protected down to a trigger buffer of 50%, but losses occur if the final level is below that buffer, potentially resulting in total loss of principal.
GS Finance Corp. offers $4,441,000 of callable, monthly-contingent coupon notes tied to the VanEck Gold Miners ETF (GDX). The notes pay a monthly contingent coupon of $10.167 per $1,000 face amount (1.0167% monthly, potential up to approximately 12.20% per annum) when the underlier meets the 60% coupon trigger on observation dates. The notes may be automatically called if the underlier closes at or above the initial level ($78.84) on a call observation date; otherwise the cash settlement at maturity is based on the underlier return with principal at risk below the 60% trigger buffer. The issue price is 100% of face amount, underwriting discount 2.4%, and net proceeds 97.6% of face amount. Coupon, call and final payoff are subject to the pricing supplement and general terms supplement.
GS Finance Corp. is offering $1,000 face amount autocallable contingent coupon equity-linked notes due June 24, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference common stock of Broadcom Inc., Alphabet Inc. (Class A) and NVIDIA Corporation as underliers and pay a contingent monthly coupon of $7.959 per $1,000 (0.7959% monthly; potential up to approximately 9.55% per annum) when each underlier is at or above its coupon trigger level (80% of its initial underlier level) on the related coupon observation date. The notes include an automatic call feature that redeems all notes at par ($1,000) on a call payment date if every underlier is at or above its initial underlier level on the related call observation date. Trade date is June 18, 2026 and original issue date is June 24, 2026. GS&Co. is the calculation agent and initial market maker; GS&Co.’s pricing models estimate the notes’ value on the trade date at $885 to $925 per $1,000 face amount, below original issue price. The pricing supplement highlights credit risk of the issuer and guarantor, potential lack of secondary market liquidity, uncertain tax treatment, and that investors receive cash payments only (no shareholder rights).
GS Finance Corp., with a guarantee from The Goldman Sachs Group, Inc., is offering notes linked to an equally weighted basket of 9 common stocks. The notes have an initial basket level of 100, a trade date of June 5, 2026, a call observation date of June 21, 2027 and a stated maturity of June 8, 2028. If the basket closing level on the call observation date is >= 100 the notes will be automatically called and pay $1,202 per $1,000. If not called, maturity payoff depends on the final basket level: an upside participation rate of 125%, a buffer level of 80% (20% buffer) and a buffer rate of 125% govern payoff calculations. The estimated value at issuance was approximately $946 per $1,000; original issue price is 100% with an underwriting discount of 1.5% and net proceeds of 98.5%. Aggregate original face amount is $12,103,000.
GS Finance Corp. priced contingent quarterly callable notes linked to Marvell Technology stock totaling $10,684,000, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay contingent quarterly coupons if the underlier closes at or above 65% of the initial level on observation dates and are subject to an automatic call if the underlier closes at or above the initial level on any call observation date.
The notes have a face amount of $1,000 per note, an initial underlier level of $263.47, a buffer level of 65% (buffer amount 35%) and a buffer rate of approximately 153.85%. If not called, the cash settlement at maturity depends on the final underlier level and can result in a total loss of principal; coupon payment and market value are contingent on underlier performance and issuer/guarantor creditworthiness.
GS Finance Corp. is offering autocallable contingent-coupon equity-linked notes due July 1, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Palo Alto Networks, Inc. and pay contingent quarterly coupons only if the underlier closes at or above a 70% trigger on observation dates. The notes feature an automatic call if the underlier closes at or above the initial level on any call observation date. If not called, the maturity cash settlement depends on the final underlier level and a 30% buffer; downside exposure can result in losing a substantial portion or all of the investment. The trade date is June 12, 2026, original issue date June 17, 2026, determination date June 28, 2027, and stated maturity July 1, 2027. The offering includes a 1% underwriting discount (net proceeds to issuer 99% of face amount).
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers structured notes linked to the common stock of NVIDIA, Microsoft and Salesforce. The notes mature on June 8, 2029 but may be automatically called on observation dates beginning in June 2027. Coupons are monthly and paid only if each index stock meets a 50% trigger threshold on coupon observation dates; coupons equal cumulative $10.417 per $1,000 face amount increments (1.0417% monthly). A trigger event (each final index stock price below its initial price) can cause principal loss tied to the worst-performing stock. Initial index prices are $205.10 (NVIDIA), $416.67 (Microsoft) and $185.66 (Salesforce). The estimated value at pricing was approximately $957 per $1,000 face amount; original issue price was 100% with a 1.5% underwriting discount. The aggregate face amount on original issue was $264,000. The notes are unsecured and subject to issuer and guarantor credit risk.
The pricing supplement describes GS Finance Corp.'s contingent quarterly coupon, autocallable, equity‑linked notes tied to the common stock of Amazon.com, Inc. (AMZN). Each note has a $1,000 face amount; coupons pay only if the underlier is at or above 70% of the initial level on observation dates. If not called, maturity payoff is either $1,000 or $1,000 plus the underlier return, exposing holders to potential loss of principal down to 0% of face amount.