Goldman Sachs Group Inc SEC Filings

GS Finance Corp. offers $22,002,080 face amount of Trigger Autocallable Contingent Yield Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the lesser performing of the Russell 2000® Index and the S&P 500® Index and pay a quarterly contingent coupon of $0.2125 per $10 (up to 8.50% per annum) only if both indices meet a 70% coupon barrier on each observation date. Commencing November 2026 the notes are subject to an automatic call if both indices equal or exceed their initial index levels; at maturity, if any index is below 70% of its initial level the cash settlement will reflect the percentage decline of the lesser performing index. The original issue price is 100.00% of face; the estimated value at pricing was approximately $9.82 per $10. Payments are unsecured and subject to issuer and guarantor credit risk.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑at‑risk, S&P 500® linked notes with a capped upside and a 10% downside buffer. For each $1,000 face amount, investors receive a maximum cash payment of $1,151 if the final index level is ≥ the 90% buffer level; if the final index level is below 90% of the initial level, losses accrue at approximately 1.1111% of face for each 1% decline below the buffer and investors could lose their entire investment. The notes pay no interest, mature on February 3, 2028 (determination date February 1, 2028) and were issued with an original issue price of 100% and an underwriting discount of 1.65%.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes tied to the S&P 500 Index. The notes pay at maturity based on the index performance from May 8, 2026 to August 5, 2027.

For each $1,000 face amount, holders receive either $1,000 + ($1,000 × 300% × underlier return) capped at a maximum settlement amount of $1,176.40, or, if the final level is at or below the initial level, $1,000 plus the underlier return (which can result in loss of principal). Aggregate face amount shown is $43,388,000. Original issue price is 100% of face with a 0.94% underwriting discount and 99.06% net proceeds to issuer.

GS Finance Corp. is offering contingent quarterly-coupon, equity-linked notes tied to United Rentals, Inc. ("URI") stock with an aggregate face amount of $2,428,000. Each $1,000 note pays a contingent quarterly coupon only if the closing underlier level on an observation date is ≥ 60% of the initial level ($937.00). If not redeemed early, final cash at maturity equals $1,000 if the final underlier level is ≥ 60% of the initial level; otherwise the cash payment equals $1,000×(1 + underlier return), which can result in a complete loss of principal. The issuer may redeem the notes on coupon payment dates beginning November 2026. The notes are senior unsecured obligations of GS Finance Corp., unlisted, and fully guaranteed by The Goldman Sachs Group, Inc.

GS Finance Corp. is offering structured, callable notes tied to the common stock of NVIDIA Corporation with an aggregate face amount of $1,673,000, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10.459 per $1,000 (1.0459% monthly, up to ~12.55% per annum) only when the underlier's closing level on each coupon observation date is at least 75% of the initial level. The notes may be automatically called if the underlier equals or exceeds the initial underlier level on any call observation date; if not called, final cash settlement at maturity (stated maturity June 11, 2027) depends on the final underlier level and a 25% buffer feature that caps upside at 100% of face while exposing investors to losses if the final level falls below the buffer level. Trade date is May 8, 2026 and initial underlier level is $215.20. The notes are senior unsecured obligations under GS Finance Corp.'s Medium-Term Notes program; market liquidity, tax treatment, and issuer/guarantor credit risk are disclosed as material risks.

GS Finance Corp. offers structured notes linked to the Russell 2000® Index. For each $1,000 face amount, the cash payment at maturity will equal $1,000 plus a participation payout if the final index level exceeds the initial level, subject to a maximum settlement amount of $1,258. If the index falls, holders lose in direct proportion to the index decline and could lose their entire investment. The notes pay no interest, carry an upside participation rate of 300%, and are fully guaranteed by The Goldman Sachs Group, Inc.

The trade date is May 8, 2026, original issue date May 13, 2026, and stated maturity is August 9, 2027 (determination date August 5, 2027, subject to adjustment). The aggregate face amount offered is $16,295,000.

The offered notes are S&P 500-linked, principal-at-risk buffer notes issued by GS Finance Corp. and fully guaranteed by The Goldman Sachs Group, Inc. For each $1,000 face amount, the cash payment at maturity is either the maximum settlement amount of $1,158 if the final index level is at or above the buffer level (90%), or otherwise declines pro rata: investors lose approximately 1.1111% of face amount for each 1% the final index level is below the buffer (buffer rate ~111.11%). The notes pay no interest, have an original issue price of 100% of face and mature in February 2028. The offering totals $39,720,000 aggregate face amount and carries an underwriting discount of 0.97%. Tax treatment is uncertain and Sidley Austin LLP opines these are taxable as pre-paid derivative contracts.

GS Finance Corp. priced Market Linked Securities — Auto‑Callable with Contingent Coupon with Memory Feature linked to the Class A common stock of Strategy Inc (formerly MicroStrategy) with a May 11, 2029 stated maturity. The offering aggregates $440,000 in face amount at an original offering price of $1,000 per security.

Each $1,000 face amount pays a monthly contingent coupon of $21.042 (approximately 25.25% per annum) only when the underlying stock closing price on a calculation day is at or above the coupon threshold (50% of the starting price). The securities are auto‑callable if the stock closes at or above the starting price on a call date; if not called, principal at maturity depends on the ending price versus a downside threshold equal to 50% of the starting price. The estimated value at pricing was approximately $964 per $1,000 face amount; payments remain subject to issuer/guarantor credit risk.

GS Finance Corp. is offering structured medium-term notes guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays a contingent monthly coupon of $8.209 (0.8209% monthly; potential up to approximately 9.85% per annum) if all three underliers meet 60% trigger levels on observation dates. The notes are linked to the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. If not automatically called, the cash payment at maturity depends solely on the performance of the lesser performing underlier; a low final level can cause loss of principal, including any premium paid. The notes may be automatically called on certain quarterly observation dates if each underlier is at or above its initial level. Trade date is May 8, 2026, original issue date May 13, 2026, and stated maturity is May 11, 2029.