Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable, equity‑linked notes (CUSIP 40054RYL9) that pay a fixed coupon of $9 per $1,000 face amount each coupon date (0.9% monthly, up to 10.8% per annum) and return at maturity that depends on the performance of the common stock of Blackstone Inc. (trade date expected June 24, 2026; stated maturity expected December 30, 2027).
The notes are automatically called if the closing price of the index stock is greater than or equal to the initial index stock price on any call observation date; otherwise the cash settlement at maturity protects investors only down to a 20% buffer (buffer price = 80% of the initial index stock price) and may result in substantial principal loss if the final index stock price is below that buffer. The estimated value at pricing is expected to be between $925 and $965 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc..
GS Finance Corp. is offering structured, principal‑linked notes tied to the Russell 2000® Index with an aggregate face amount of $680,000. The notes pay no interest and provide 110% upside participation in positive underlier performance capped at a $1,220 cash settlement per $1,000 face amount. A 10% buffer protects holders from declines up to 10% of the initial underlier level; declines beyond that expose holders to proportional losses of principal. Trade date is June 5, 2026, original issue date June 10, 2026, determination date July 6, 2027 and stated maturity July 9, 2027 (subject to adjustments). The notes are senior debt of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.; original issue price is 100% of face amount with an underwriting discount of 0.4333%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected contingent notes linked to the MSCI EAFE and EURO STOXX 50 indices. For each $1,000 face amount, the cash payment at maturity depends on the lesser performing underlier: a positive payoff equals $1,000 plus $1,000 × 227.8% × lesser performing underlier return if both underliers finish above their initial levels; repayment of the $1,000 face amount if any underlier falls but remains at or above 70% of its initial level; and a downward cash settlement equal to $1,000 plus $1,000 × (lesser performing underlier return) if any underlier finishes below the 70% trigger, which can result in a total loss of principal. Trade date is June 5, 2026, original issue date June 10, 2026, stated maturity June 10, 2030, aggregate face amount $3,355,000, original issue price 100%, underwriting discount 0.75%, net proceeds 99.25%.
GS Finance Corp. priced a structured note offering with an aggregate face amount of $1,103,000. The notes mature on June 11, 2029, pay contingent monthly coupons tied to three underliers and may be redeemed at issuer option on coupon payment dates beginning in June 2027.
The notes reference the Nasdaq-100 Index®, the iShares® Expanded Tech-Software Sector ETF and the VanEck Gold Miners ETF, use the lesser-performing underlier to determine the cash settlement at maturity, carry issuer and guarantor credit risk, and had an estimated value of $975 per $1,000 face amount at pricing.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced Contingent Income Auto-Callable Securities linked to the common stock of Citigroup Inc. for an aggregate principal amount of $5,208,000. The securities mature on June 8, 2029 (original issue date June 10, 2026) and pay a contingent quarterly coupon of $27.25 per $1,000 when the underlying closing price on a coupon observation date is at or above the downside threshold. The initial share price is $132.47, the downside threshold is $86.1055 ( 65.00% of initial), and the estimated model value at pricing was approximately $969 per security. If not called, payment at maturity equals $1,000 plus final coupon if the final share price is at or above the downside threshold; otherwise the maturity payment equals $1,000 multiplied by the share performance factor (final/initial), exposing holders to potential loss of principal.
GS Finance Corp. offers callable, S&P 500®-linked buffer notes under a pricing supplement dated June 5, 2026. The offered notes total an aggregate face amount of $1,606,000, have an original issue price of 100% of face amount, and a 1% underwriting discount.
The notes pay no interest, provide 100% upside participation in positive S&P 500 performance subject to annual automatic-call observations, and include a 10% buffer (buffer level = 90%). If not called, maturity is June 10, 2032 with a determination date of June 7, 2032. Payments depend on the underlier return and are subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes due June 30, 2027, guaranteed by The Goldman Sachs Group, Inc.. For each $1,000 face amount the payoff is cash at maturity tied to the S&P 500 closing level from the trade date to the determination date.
If the final underlier level is at or above the buffer level (which equals 90% of the initial underlier level) the holder receives a capped $1,091.30 maximum settlement amount. If the final level is below the buffer level the investor bears losses equal to approximately 1.1111% of face for each 1% decline below the buffer level and could lose the entire investment. The notes pay no interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. priced $5,582,000 of Contingent Income Auto-Callable Securities linked to the common stock of Palo Alto Networks, Inc.. The securities were priced on June 5, 2026, issue date June 10, 2026, and mature on June 8, 2029. The initial share price is $272.05 and the downside threshold is $136.025 (50.00%). Investors may receive contingent quarterly coupons calculated using a stated schedule (coupon component uses $31.625 per observation formula) only if the underlying closing price on coupon observation dates is at or above the downside threshold. The securities are automatically called if the underlying closing price on any call observation date is at or above the initial share price, in which case holders receive principal plus the contingent coupon then due. At maturity, if not called, payment is either $1,000 (if final share price >= downside threshold) or principal multiplied by the share performance factor (final/initial share price). The estimated value at pricing was approximately $957 per security; original issue price is 100% with a 2.25% underwriting discount.
GS Finance Corp. is offering principal-protected contingent coupon notes linked to the State Street Energy Select Sector SPDR ETF and the SPDR S&P Oil & Gas Exploration & Production ETF that mature on December 9, 2027 unless automatically called.
Key economics: original issue price 100% of face amount, estimated value approximately $966 per $1,000 face amount, aggregate face amount $537,000 on the original issue date. Monthly coupons equal $8.959 per $1,000 (0.8959% monthly, ~10.75% annualized) are paid only if each ETF’s closing level on an observation date is >= 70% of its initial level. If not called and at maturity, the cash settlement is based solely on the lesser performing ETF; a final ETF return below -30% results in a proportional principal loss (less than 70% of face) and no coupon.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the State Street SPDR S&P 500 ETF Trust (SPY). The notes pay no interest, have an upside participation rate of 160% and a trigger buffer at 80%. The notes are automatically called if the underlier's closing level on the call observation date is greater than or equal to the initial level, in which case each $1,000 face amount would pay $1,110 on the call payment date. If not called, settlement at maturity (stated maturity date June 10, 2031) depends on the final underlier level: outcomes include full principal, capped upside, or a loss equal to the underlier return (you could lose your entire investment if the final level is below the trigger buffer). The offering size shown is $1,605,000 aggregate face amount and the original issue price is 100% of face amount. The notes are cash‑settled, issued in book‑entry form, and subject to the credit risk of GS Finance Corp. and its guarantor.