Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. prices equity-index linked medium-term notes. The pricing supplement sets an original offering price of $1,000 per security with an estimated value at pricing of approximately $972 per $1,000 face amount. The notes are linked to the S&P 500® Index, provide 300% upside participation subject to a maximum return of 14.20% ($142.00) and carry full downside exposure to any index decline. Pricing date is June 29, 2026, original issue date July 2, 2026, and stated maturity is September 2, 2027 (calculation day August 30, 2027). Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. issues Market Linked Notes due January 3, 2030, guaranteed by The Goldman Sachs Group, Inc. The notes link to an equally weighted basket: S&P 500 (50%) and EURO STOXX 50 (50%). At maturity investors receive principal and, if the basket rises, 100% participation in the basket return capped at 29.15% (maximum maturity payment $1,291.50 per $1,000 face amount). The pricing date was June 29, 2026, original issue date July 2, 2026, and calculation day is December 28, 2029. The estimated value at pricing was approximately $962 per $1,000, original offering price $1,000, and underwriting discount 3.325%. Payments are unsecured and subject to issuer and guarantor credit risk.
GS Finance Corp. offers a primary issuance of $1,000,000 in Bearish Buffered Digital S&P 500® Index-Linked Notes due December 28, 2027. The notes pay no interest and return at maturity is tied to the S&P 500® index performance between June 23, 2026 and the determination date.
Holders receive $1,220 per $1,000 if the final index level is at or below the initial level 7,365.46. If the index rises up to 115% of the initial level, holders receive the face amount plus the absolute underlier return; rises above 115% produce negative returns subject to a minimum of $150 per $1,000. The estimated value on the trade date was approximately $970 per $1,000.
GS Finance Corp. offers leveraged, callable notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 face amount and an upside participation rate of 140%. The notes are expected to trade on July 28, 2026
If not redeemed early, the cash payment at maturity (expected August 2, 2032) will return for each $1,000 face amount either $1,000 if the final underlier level is equal to or below the initial underlier level, or $1,000 plus 1.4 times the percent increase in the underlier if the final underlier level is higher. The issuer may redeem the notes on specified monthly call payment dates beginning in August 2027, with call premium amounts set on the trade date (examples shown range from at least 30% early to at least 177.5% on later call dates). The estimated value at pricing is between $885 and $935 per $1,000 face amount.
GS Finance Corp. is offering autocallable index-linked notes due July 21, 2034 guaranteed by The Goldman Sachs Group, Inc. The payment at maturity and annual automatic call feature depend on the performance of the Goldman Sachs Momentum Builder® Focus ER Index. The notes have an upside participation rate of 100%, annual deduction of 0.65% per annum applied in the index calculation, and an index volatility control of 5%. GS&Co.'s estimated value on the trade date is $850 to $890 per $1,000 face amount, below the face amount. The notes may be automatically called on specified observation dates with predetermined call levels and call premiums; if not called, holders receive a cash settlement that is capped at the face amount when the index return is zero or negative.
GS Finance Corp. is offering $1,000-face autocallable, index-linked notes due July 31, 2031 that are guaranteed by The Goldman Sachs Group, Inc. The notes link to the Goldman Sachs Momentum Builder Focus ER Index and may be automatically called on the call observation date if the index closes at or above the initial index level; a call pays $1,125 per $1,000 face. If not called, maturity payment depends on index performance with an upside participation rate of 300%. The index applies a 5% realized volatility control and a 0.65% per annum deduction, and GS&Co.’s estimated trade-date value is $850 to $880 per $1,000. The notes do not pay interest and are subject to issuer and guarantor credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term structured notes linked to the Class A common stock of Coinbase Global, Inc. The offering shows an aggregate face amount of $500,000 and $1,000 face amount per note. The notes pay a contingent quarterly coupon of $79 per $1,000 (a 7.9% quarterly rate, up to 31.6% per annum) only if the underlier’s closing level on an observation date is at or above a coupon trigger level equal to 50% of the initial underlier level ($149.06, closing level on June 26, 2026). The notes may be automatically called on scheduled call observation dates if the underlier closes at or above the initial level; stated maturity is June 29, 2029. At maturity, if not called, cash settlement per $1,000 depends on the final underlier level and can result in a total loss of principal; upside is limited to $1,000 per note. The original issue price is 100% with an underwriting discount of 0.35%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable, capped, equity-linked notes linked to the common stock of Dow Inc. Each $1,000 face amount note is expected to pay a fixed quarterly coupon of $25 (2.5% quarterly, up to 10% per annum) and will be automatically called if the closing price of Dow Inc. on any call observation date is greater than or equal to the initial index stock price. If not called, the maturity cash payment depends on the index stock return versus a 50% trigger buffer: if the final index stock price is ≥50% of the initial price, you receive $1,000 (plus final coupon); if it is <50%, the cash amount equals $1,000 plus $1,000 times the index stock return, which can result in a loss of principal.
The estimated value at pricing is expected to be between $905 and $955 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the calculation agent (GS&Co.) has broad discretions (including anti-dilution adjustments, postponements for market disruptions and final price determinations).
GS Finance Corp. is offering S&P 500® Daily Risk Control 5% USD Excess Return Index-linked notes due August 2, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes do not pay interest; principal and final payment depend on the Excess Return index return measured from the trade date (expected July 28, 2026) to the determination date (expected July 30, 2029). If the final index level is greater than or equal to the initial level, holders receive the face amount plus the index return multiplied by an upside participation rate (at least 156.5%). If the final index level is lower, holders receive the face amount plus the absolute index decline, subject to a maximum downside settlement amount of $2,000 per $1,000 face amount. The notes are exposed to issuer and guarantor credit risk, index borrowing costs (SOFR + 0.02963%), limited historical data since the index’s replacement of LIBOR, and no coupon payments; the estimated value at pricing is between $925 and $965 per $1,000 face amount.
GS Finance Corp. priced $2,140,000 aggregate face amount of Digital EURO STOXX® Banks Index-linked notes due July 3, 2028, guaranteed by The Goldman Sachs Group, Inc. The original issue price is 100% with an underwriting discount of 1.5%.
The notes pay no interest and return at maturity depends on the EURO STOXX Banks Index performance measured from the trade date June 29, 2026 to the determination date June 29, 2028. If the final index level is ≥80% of the initial level (initial level 289.76), holders receive a capped maximum settlement of $1,238 per $1,000 face amount; if the final level falls below that threshold, investors incur amplified principal losses using a 125% buffer rate. The estimated value on the trade date was approximately $974 per $1,000 face amount.