Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering Leveraged Buffered S&P 500® Futures Excess Return Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the S&P 500 Futures Excess Return Index performance from the trade date through the determination date. If the final underlier level exceeds the initial level, holders receive the face amount plus the underlier return multiplied by an upside participation rate (at least 176%). If the final level falls but remains above the buffer level (70% of initial), holders receive the face amount. If the final level is below the buffer level, investors incur losses proportionate to the decline below the buffer (buffer amount 30%, buffer rate 100%), and could lose a substantial portion of principal. Trade date is July 31, 2026 and stated maturity is August 5, 2031. The notes are cash-settled, may be illiquid, and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will pay a cash settlement at maturity based on the underlier’s performance from the trade date to the determination date.
The notes feature an upside participation rate of 186%, a buffer level of 80% (20% buffer amount) and a stated maturity of July 10, 2031 (determination date July 7, 2031). If the final underlier level is below the buffer level, investors can lose a substantial portion of principal; the notes do not pay interest. Pricing, issue price and net proceeds will be set on the trade date.
GS Finance Corp. is offering leveraged EURO STOXX 50 Index-linked notes due August 5, 2031. Each note has a $1,000 face amount and will pay at maturity either the face amount or $1,000 + ($1,000 × upside participation rate × underlier return) if the final underlier level exceeds the initial level. The upside participation rate is stated as at least 135%. The notes pay no interest, are cash-settled, and are guaranteed by The Goldman Sachs Group, Inc. Trade date is July 31, 2026 and the determination date is July 31, 2031. These notes are debt of the issuer and expose holders to the credit risk of GS Finance Corp. and its guarantor, potential illiquidity, model/valuation discounts at issuance, and U.S. tax rules for contingent payment debt instruments.
GS Finance Corp. and The Goldman Sachs Group, Inc. are offering $1,000-face-amount autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with a trade date of July 28, 2026 and a stated maturity of August 4, 2033. The notes pay no periodic interest, participate 100% in upside at maturity if the final index level exceeds the initial level, and are automatically called on annual observation dates if the index meets rising call levels. The index applies a 5% realized volatility control, a momentum risk control, and a deduction of 0.65% per annum (accruing daily). GS&Co.'s estimated trade-date value is $850 to $880 per $1,000 face amount; the original issue price will be 100% of face amount. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk and complex index methodology that can allocate substantial exposure to hypothetical cash positions.
GS Finance Corp. is offering Autocallable Contingent Coupon Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq‑100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, and pay a contingent monthly coupon of $5.417 per $1,000 (0.5417% monthly, up to approximately 6.5% per annum) when each underlier meets its coupon trigger level of 80% of its initial level. The notes may be automatically called on specified call observation dates if each underlier equals or exceeds its initial level; on automatic call the issuer pays $1,000 per $1,000 face amount plus the coupon then due. Trade date is July 7, 2026, original issue date July 14, 2026, and stated maturity is July 16, 2029. GS&Co. estimates the notes' value on the trade date at $925 to $955 per $1,000, which is less than the original issue price. The notes are unsecured senior debt of GS Finance Corp., subject to issuer and guarantor credit risk, limited to cash payments, not listed, and may have limited liquidity.
GS Finance Corp. is offering callable, non‑interest bearing notes linked to the S&P 500® Futures Excess Return Index, guaranteed by The Goldman Sachs Group, Inc. The notes mature on the stated maturity date expected to be July 31, 2031 and may be redeemed monthly beginning on August 2, 2027 at 100% of face plus a call premium set on the trade date.
At maturity, each $1,000 face amount will pay: (i) if the final underlier level > initial level, $1,000 plus 2x the index return; (ii) if final level is between 70% and 100% of initial, $1,000; or (iii) if final < 70%, $1,000 plus (index return + 30%)×$1,000, resulting in potential substantial loss. The trade date is expected to be July 28, 2026. The estimated value on the trade date is between $885 and $935 per $1,000 face amount.
GS Finance Corp., with guarantee from The Goldman Sachs Group, Inc., is offering non‑interest bearing structured notes linked to an equally weighted two‑stock basket of Arthur J. Gallagher & Co. and Chubb Limited. The notes are expected to trade on July 8, 2026, have an original issue date expected on July 13, 2026, and a stated maturity expected on July 20, 2027. The notes provide 300% upside participation subject to a cap level of approximately 108.917%, producing a maximum settlement amount of $1,267.50 per $1,000 face amount. If the final basket level is below the initial level of 100, the holder bears the full downside (linear loss equal to the basket return). The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes due 2029, linked to the Class A common stock of Coinbase Global, Inc. (initial underlier level $146.19). The notes pay a contingent monthly coupon of $24.167 per $1,000 (2.4167% monthly, up to approximately 29.00% per annum) only when the underlier is at or above a coupon trigger level of 50% of the initial level on each coupon observation date. The notes include an automatic call if the underlier on a call observation date is at or above the initial underlier level; on an automatic call the issuer pays $1,000 per $1,000 face amount plus any coupon then due. If not called, the cash settlement at maturity (stated maturity July 6, 2029) depends on the final underlier level relative to the initial level and the trigger buffer level (50%), and investors may lose up to their entire investment if the final underlier level is below the trigger buffer level. Calculation agent: Goldman Sachs & Co. LLC. Trade date: July 1, 2026; original issue date: July 6, 2026. CUSIP: 40054XHG6.
GS Finance Corp. is offering S&P 500® index-linked, non‑interest-bearing notes due in 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index, have expected trade and issue dates of July 28, 2026 and July 31, 2026, and an expected stated maturity of August 4, 2028. Returns depend on a barrier event (upper barrier 117% / lower barrier 83% of the initial level). If a barrier event occurs, holders receive at least $1,052.50 per $1,000 face amount (a contingent return of at least 5.25%); if not, the cash payment equals $1,000 plus $1,000 times the absolute index return, capped at $1,170 per $1,000 (a maximum 17% return). The pricing supplement states an estimated model value on the trade date of between $925 and $965 per $1,000 face amount.
GS Finance Corp. is offering fixed-coupon, buffered notes linked to the S&P 500® Volatility Plus Daily Risk Control Index, guaranteed by The Goldman Sachs Group, Inc. Coupons will be at least $15 per $1,000 face amount (at least 1.5% quarterly, or up to 6% per annum). The notes reference an initial underlier level set on the trade date (expected July 28, 2026) and pay principal at maturity (expected July 31, 2029) based on the underlier's performance to the determination date (expected July 26, 2029). A 15% buffer applies: if the final underlier level is ≥85% of the initial level, investors receive full face amount; if below 85%, the cash settlement declines pro rata (examples: final level 25% → 40% of face; 0% → 15% of face). Estimated value at term-setting is expected between $925 and $965 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and may have limited liquidity.