Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering autocallable contingent coupon index-linked notes due on a stated maturity date expected to be August 30, 2029, linked to the S&P 500® Index, Russell 2000® Index and Nasdaq-100 Index® and guaranteed by The Goldman Sachs Group, Inc.
The notes pay a monthly coupon of $9.334 per $1,000 face amount (0.9334% monthly, up to about 11.2% per year) only if on the relevant observation date the closing level of each index is at least 70% of its initial level; otherwise no coupon is paid. Starting November 2026 through July 2029, the notes are automatically called if on any call observation date each index is at or above its initial level, in which case investors receive face amount plus that month’s coupon.
If not called, the maturity payoff depends on the least-performing index. Full principal is repaid (plus final coupon, if any) if every index is at least 75% of its initial level. Below 75%, a 25% buffer and a buffer rate of about 133.33% provide partial protection down to 70%; if any index ends below 70%, repayment is reduced in line with the lesser performer and investors can lose all principal and receive no final coupon.
The notes are unsecured obligations of GS Finance Corp, subject to the credit risk of both GS Finance Corp and The Goldman Sachs Group, Inc. The issuer’s estimated value on the trade date (expected to be August 27, 2026) is $925–$955 per $1,000 face amount, below the 100% issue price, reflecting structuring and distribution costs.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering Digital S&P 500 Index‑Linked Notes due October 4, 2028 under its Medium‑Term Notes, Series F program. The notes are fully and unconditionally guaranteed by Goldman Sachs Group, Inc. and linked to the S&P 500 Index.
For each $1,000 face amount, investors receive at maturity either a capped digital payoff or a loss of principal. If the final S&P 500 level on September 29, 2028 is at or above the trigger buffer level of 80% of the initial level, the payout equals the maximum settlement amount, at least $1,155. If the final level is below the trigger buffer level, the payoff equals $1,000 plus $1,000 times the underlier return, so principal losses match the index decline, potentially down to zero.
The notes pay no interest, are subject to both GS Finance Corp. and Goldman Sachs Group, Inc. credit risk, and will not be listed on any exchange. Market value may be volatile and influenced by S&P 500 performance, interest rates, volatility, dividends, time to maturity and issuer credit. The issuer expects the initial issue price (100% of face) to exceed the model‑based estimated value. U.S. tax treatment is uncertain; the notes are intended to be treated as a pre‑paid derivative contract for federal income tax purposes, and may be subject to FATCA rules.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Autocallable Contingent Coupon Equity-Linked Notes due 2027 linked to Alibaba Group Holding Limited ADSs and fully and unconditionally guaranteed by Goldman Sachs. Each note has a $1,000 face amount and pays a contingent monthly coupon of $8.959 (0.8959% per month, up to approximately 10.75% per year) only if on the relevant observation date the Alibaba ADS level is at or above the coupon trigger level of 61% of the initial level.
The notes may be automatically called on any call observation date from March 4, 2027 through September 7, 2027 if the underlier is at or above its initial level, in which case investors receive $1,000 per note plus the applicable coupon and the investment ends early. If the notes are not called, at maturity on October 7, 2027 investors receive $1,000 per note only if the final underlier level is at or above the trigger buffer level of 61%; otherwise the payoff is $1,000 plus $1,000 times the underlier return, which can result in a loss of up to 100% of principal.
The notes expose holders to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential non-payment of any coupons if the underlier is below the trigger on observation dates, and limited upside because principal repayment is capped at 100% of face amount even if Alibaba ADSs rise substantially. They will not be listed on any exchange, the estimated initial value is less than the issue price, secondary market liquidity may be limited, and the U.S. federal income tax treatment is uncertain, with Goldman Sachs intending to treat the notes as income-bearing prepaid derivative contracts.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Leveraged Callable Dow Jones Industrial Average®-Linked Notes due around September 2, 2031, guaranteed by Goldman Sachs. The notes pay no interest and return at least the $1,000 face amount at maturity if not redeemed early.
If the Dow Jones Industrial Average rises, investors receive $1,000 plus at least 103% of the index’s positive return; if it is flat or down, only $1,000 is paid. GS Finance Corp. can redeem the notes quarterly from September 2027 to May 2031 at $1,000 plus a preset call premium ranging from 10% to 47.5%.
The estimated value at pricing is between $885 and $915 per $1,000 face amount, below the 100% issue price, reflecting fees and hedging costs. Underwriting discounts are 2.5% of face, with net proceeds of 97.5% to the issuer. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and will be treated as contingent payment debt instruments for U.S. tax purposes.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering unsecured auto-callable contingent coupon notes linked to an equally weighted basket of AppLovin Class A, GE Vernova, Oracle and Tesla common stocks. The notes pay a $12.709 monthly coupon per $1,000 only if the basket is at or above 80% of its initial level on each observation date, and the notes may pay no coupons.
The notes can be automatically called monthly from August 2027 through July 2031 if the basket is at or above its initial level, in which case investors receive face amount plus the due coupon. At maturity in August 2031, if not called, principal repayment depends on the basket return with a 15% downside buffer: full principal is returned if the basket is at or above 85% of its initial level; below that, losses increase linearly, and investors can lose a substantial portion of principal with no final coupon. The issuer’s estimated value is $885–$925 per $1,000 face amount, below the issue price, reflecting fees and hedging costs.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp. as issuer and Goldman Sachs as guarantor, is offering unsecured Buffered S&P 500® Index-Linked Notes due on the expected stated maturity date of August 24, 2028. The notes pay no interest and the payout depends solely on S&P 500 performance between the expected trade date of August 21, 2026 and the determination date of August 21, 2028.
For each $1,000 face amount, investors receive: (i) $1,000 plus 90% of any positive index return, capped at a maximum settlement amount of $1,252.5, (ii) full return of $1,000 if the index decline is up to 20%, or (iii) a loss equal to the index return plus 20% if the index falls more than 20%, so principal can be significantly lost. The cap level is approximately 128.056% of the initial index level, creating limited upside versus direct index investment.
The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is expected to be $925–$955 per $1,000, below the issue price, reflecting fees and hedging costs. The notes are treated for U.S. tax purposes as a pre-paid derivative contract, but the tax consequences are uncertain and could change, and FATCA and backup withholding rules may apply.