Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group, Inc. (GS), through issuer GS Finance Corp., is offering autocallable ETF-linked notes due September 2031 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs. The notes reference the VanEck Semiconductor ETF (SMH) and the State Street® Energy Select Sector SPDR® ETF (XLE).
The notes pay no interest and may be automatically called in September 2027 if each ETF is at or above its initial level, in which case investors receive a fixed $1,395 per $1,000 of face amount and the trade ends early. If not called, the maturity payoff in 2031 depends only on the lesser performing ETF: strong gains participate at a 400% upside rate, flat-to-moderate declines down to 60% of the initial level preserve principal, but if either ETF finishes below 60% of its initial level investors lose principal one-for-one with that worst ETF, potentially losing the entire investment.
Investors face the credit risk of GS Finance Corp. and Goldman Sachs, no shareholder rights in the ETFs or their constituents, potential illiquidity, and an initial estimated value that is less than the issue price due to fees and hedging costs. Tax treatment is uncertain; the notes are expected to be treated as pre-paid derivative contracts and may be affected by constructive ownership and FATCA rules.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group, Inc. (GS), through issuer GS Finance Corp., is offering index-linked notes tied to a weighted basket of three equity indices: S&P 500® Futures Excess Return Index (65%), MSCI EAFE Index (25%) and MSCI Emerging Markets Index (10%). The notes are issued at 100% of face amount with an aggregate face amount of $519,000, pay no interest, and are guaranteed by Goldman Sachs Group, Inc.
The notes may be automatically called on August 23, 2027 if the basket level is at or above the initial basket level of 100, in which case investors receive $1,150 per $1,000 on August 26, 2027. If not called, the notes mature on August 21, 2031, with a 252% upside participation rate on positive basket returns. Principal is protected only down to a trigger buffer level of 80% of the initial basket level; below this, repayment is reduced one-for-one with the basket loss, and investors can lose their entire investment. The estimated value on the trade date is $977 per $1,000, below issue price, and payments are subject to the credit risk of GS Finance Corp. and the guarantor.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group, Inc. (GS), as guarantor of GS Finance Corp.’s Medium-Term Notes, Series F, is offering S&P 500®-linked buffered return notes with an aggregate face amount of $4,000,000. Each note has a $1,000 face amount, no periodic interest, and a cash-only payment at maturity based on S&P 500® performance from August 18, 2026 to August 18, 2028, subject to a buffer and a cap.
If the S&P 500® final level exceeds the initial level of 7,691.76, investors receive $1,000 plus 200% of the index gain, capped at a maximum settlement amount of $1,252.50 per $1,000 note. If the index is down but not below the 90% buffer level, investors receive full principal. Below the buffer, principal is reduced 1% for each 1% decline beyond the 10% buffer amount, and a substantial loss of invested principal is possible. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs, will not be listed, may have limited liquidity and price transparency, and carry uncertain U.S. tax treatment as prepaid derivative contracts, with potential FATCA and section 871(m) considerations.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp as issuer and Goldman Sachs Group, Inc. as guarantor, is offering Bearish Leveraged S&P 500® Index‑Linked Notes due in 2027 under its medium‑term note program. The notes pay no interest and return depends solely on the S&P 500® Index level on the determination date, expected to be October 25, 2027, with maturity expected October 28, 2027.
For each $1,000 face amount, if the S&P 500® closes below the initial level, investors receive $1,000 plus 250% of the index decline, capped at a maximum settlement amount of $1,825. Declines beyond 33% (final level at or below 67% of initial) do not increase the payoff. If the index is unchanged or higher, the payoff is $1,000 plus 1x the index return, floored at $0; at or above 200% of the initial level, investors lose their entire principal.
The notes are unsecured obligations of GS Finance Corp, fully guaranteed by Goldman Sachs Group, Inc., and expose holders to the credit risk of both. The estimated value on the trade date is expected between $925 and $965 per $1,000 face amount, below the issue price, reflecting dealer compensation, structuring costs and hedging. Tax disclosure states Goldman intends to treat the notes as a pre‑paid derivative contract linked to the index for U.S. federal income tax purposes, with potential future changes in law highlighted.
Goldman Sachs Group Inc. (GS), through subsidiary GS Finance Corp., is offering unsecured, guaranteed structured notes linked to the common stocks of Applied Materials, Broadcom and Micron. The notes are part of its Series F medium‑term note program and are issued at 100% of face amount, in $1,000 denominations.
The notes mature on an expected date of August 30, 2029, but may be automatically called monthly from August 2027 to July 2029 if each index stock is at or above its initial price. When called, investors receive face amount plus a contingent coupon. Monthly coupons of $15.834 per $1,000 (1.5834%) accrue only when all three stocks are at or above 50% of their initial prices on the relevant observation date; otherwise the coupon for that month is zero.
Principal repayment is not protected. If by final observation a “trigger event” has occurred (each stock below its initial price) and any stock finishes below 50% of its initial price, repayment is reduced one‑for‑one with the worst performer, and investors can lose up to their entire investment. The estimated value at pricing is expected between $925 and $955 per $1,000, below the issue price, reflecting fees, hedging costs and dealer margins.
GOLDMAN SACHS GROUP INC (via GS Finance Corp, with a Goldman Sachs guarantee) is offering callable index-linked notes maturing on September 2, 2031, tied to the S&P 500® Futures 35% VT Adaptive Response 6% Decrement Index (USD) ER. The trade date is expected to be August 27, 2026.
Investors may receive a fixed coupon of $27.50 per $1,000 (2.75% quarterly, up to 11% per year) on each observation date if the index is at least 50% of its initial level. The notes are automatically called if, from August 2027 to May 2031, the index is at least 90% of its initial level, paying back face value plus the current coupon.
If the notes are not called, principal repayment at maturity depends on index performance. Full principal is repaid so long as the final index level is at least 60% of the initial level; below that, losses match the index decline and can reach 100% of principal. The underlying index uses up to 450% leverage, targets 35% volatility and applies a 6% per annum daily decrement, all of which can magnify losses. The estimated initial value is $885–$925 per $1,000 face amount.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Autocallable Contingent Coupon Index‑Linked Notes due 2029, linked to the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay a contingent monthly coupon of $9.375 per $1,000 (0.9375% per month, up to 11.25% per year) only if on each observation date the closing level of every index is at or above its coupon trigger level, set at 70% of its initial level. The same 70% level also serves as a trigger buffer for principal at maturity.
If on any call observation date all three indices are at or above their initial levels, the notes are automatically called and pay $1,000 plus the applicable coupon, ending the investment early. If the notes are not called and, on the final determination date (August 27, 2029), any index closes below its trigger buffer level, the maturity payment is reduced based on the “lesser performing underlier”, and principal loss is one‑for‑one with that index’s decline, down to a possible 100% loss of invested principal. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the issuer discloses that the estimated value on the trade date is less than the 100% issue price, with limited or no secondary market liquidity expected.