Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, income-bearing notes linked to three ETFs: State Street SPDR S&P Homebuilders ETF (XHB), State Street Technology Select Sector SPDR ETF (XLK) and VanEck Gold Miners ETF (GDX). The notes are expected to trade at 100% of face amount, with a trade date expected to be September 2, 2026, an original issue date September 8, 2026, and a stated maturity date September 7, 2029, subject to earlier automatic call.
Monthly coupons are contingent: if on a coupon observation date the closing level of each ETF is at least 50% of its initial level, the holder receives a step-up coupon equal to $10.292 per $1,000 face amount times the number of past observation dates, less coupons already paid (1.0292% monthly, up to about 12.35% per annum). If any ETF is below 50% of its initial level, no coupon is paid for that month.
The notes are automatically called in whole if, on any call observation date from March 2027 through August 2029, the closing level of each ETF is at or above its initial level; investors then receive $1,000 per note plus the due coupon. If not called, principal repayment at maturity depends on the worst-performing ETF. If the final level of each ETF is at least 50% of its initial level, investors receive $1,000 plus the final coupon. If any ETF finishes below 50%, repayment is $1,000 plus the return of the lesser-performing ETF times $1,000, resulting in a loss of principal, potentially all of it, and no coupon.
The structure is subject to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be $925–$955 per $1,000 face amount, reflecting embedded fees and hedging costs, and secondary market values may be materially lower. The product also carries ETF concentration, market disruption, tax, and potential liquidity risks described in detail in the document.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering structured Medium-Term Notes, Series F, linked to the lowest performing of the S&P 500 Index, the Russell 2000 Index and the State Street Technology Select Sector SPDR ETF, maturing on February 22, 2030. The total offering is $10,841,000 at $1,000 per security, guaranteed by Goldman Sachs Group Inc.
Holders may receive a monthly contingent coupon of $8.50 per $1,000 face amount (10.20% per annum) only if, on each calculation day, the lowest performing underlier is at or above 65% of its starting value
If not called and on the final calculation day the lowest underlier is below its 60% downside threshold, principal is reduced in full proportion to that underlier’s decline, with the potential for a total loss. Investors do not participate in any upside of the underliers or receive dividends. The estimated value at pricing is $986 per $1,000 note, below the issue price, and all payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc.; the securities are not listed and are designed to be held to maturity.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering leveraged buffered notes due September 3, 2031 linked to the S&P 500 Futures Excess Return Index. The notes provide 200% upside participation in the index return from the trade date to August 28, 2031, subject to key structural features.
The notes have a 20% downside buffer: if the final index level is at or above 80% of the initial level, investors receive the full $1,000 face amount per note; above the initial level, the payoff is $1,000 plus 200% of the positive index return. Below 80% of the initial level, principal is reduced 1% for each 1% decline beyond the buffer, so investors can lose a substantial portion of principal, as illustrated by a 40% payout if the index ends at 20% of its initial level.
The notes do not pay interest, are unsecured obligations of GS Finance Corp. fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and expose holders to the credit risk of both entities. The issuer highlights that the initial issue price will exceed the model-based estimated value, that secondary market liquidity and prices are uncertain, and that structural features of equity futures (including financing costs and potential negative roll yield) can cause the index, and therefore the notes, to underperform the S&P 500 Index itself. U.S. federal income tax treatment is uncertain, with counsel viewing the notes as pre-paid derivative contracts for tax purposes.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp as issuer and Goldman Sachs as guarantor, is offering autocallable contingent coupon index-linked notes due August 23, 2029 linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
The notes pay a monthly contingent coupon of $10.334 per $1,000 (1.0334% monthly, up to approximately 12.40% per annum) only if, on each observation date, the closing level of every index is at least 70% of its initial level. The same 70% threshold is the trigger buffer for principal: if at maturity any index is below 70% of its initial level, repayment of principal is reduced one-for-one with the worst index’s loss, down to a total loss. The notes are automatically called at par (plus coupon) if on any call observation date each index is at or above its initial level.
Initial index levels are 29,213.16 (NDX), 2,992.434 (RTY) and 7,641.16 (SPX), set on August 20, 2026. The issuer highlights that investors take on the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc., may receive no coupons, may lose their entire investment, and that the estimated value on the trade date will be less than the issue price.
Goldman Sachs Group Inc. (GS) is offering securities linked to the S&P 500® Futures 40% VT Adaptive Response Index (USD) ER (Bloomberg: SPAR4VE). This rules-based index adjusts its exposure daily to the S&P 500® Futures Excess Return Index, using volatility, calendar-based signals and price patterns, subject to a maximum exposure of 500% and a maximum daily change in leverage of 100%.
The index is sponsored and calculated by S&P Dow Jones Indices LLC, is denominated in USD, rebalances daily, and launched on December 27, 2024, with data back to January 4, 2000 that are partly hypothetical. As of the period ended July 31, 2026, the index shows an annualized return of 25.52% over 1 year and 17.12% since January 4, 2021, with annualized volatility around 42%. The materials emphasize that hypothetical and historical performance are not indications of future results and that investments in securities linked to this index involve specific risks.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., describes the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER (Bloomberg: SPAR4V4) as the underlier for securities it may offer. The index provides rules-based, volatility-adjusted exposure to the S&P 500® Futures Excess Return Index, with a maximum exposure of 500% and a maximum daily change in leverage of 100%. A 4.0% per annum daily decrement is deducted from index performance.
The index, sponsored and calculated by S&P Dow Jones Indices LLC, rebalances daily, is USD‑denominated, was launched on December 27, 2024, and has data available since January 4, 2000 (largely hypothetical before launch. For the period ended July 31, 2026, the index shows annualized returns of 20.55% (1-year) and 12.46% since January 4, 2021, with annualized volatility around 42%. Index exposure to the S&P 500® Futures Excess Return Index was 318.39% on July 31, 2026. The disclosure emphasizes that much of the performance history is hypothetical and that investment in linked securities involves risks detailed in the related offering documents.
GOLDMAN SACHS GROUP INC (GS) provides an index supplement addendum describing the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (SPAR4V6), a rules-based strategy that adjusts daily exposure to the S&P 500® Futures Excess Return Index with volatility, calendar and price-pattern signals, capped at 500% exposure and a maximum daily leverage change of 100%, and reduced by a daily 6.0% per annum decrement.
For the period ended July 31, 2026, the index shows annualized returns of 18.14% (1-year), 3.82% (3-year), 2.24% (5-year) and 10.21% since January 4, 2021, with corresponding annualized volatilities around 42–43%. Over the same horizons, the S&P 500® Index returned 18.15%, 17.74%, 11.25% and 13.50%, while the S&P 500® Futures Excess Return Index returned 14.12%, 13.06%, 8.15% and 10.77%. On July 31, 2026, the index’s exposure to the S&P 500® Futures Excess Return Index was 318.39%. The document highlights that much of the performance record is based on hypothetical back-tested data and emphasizes investment risks for securities linked to this index.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering market-linked, auto-callable notes due August 31, 2029, linked to the lowest performing of the S&P 500® Index, Russell 2000® Index and EURO STOXX 50® Index. Each security has a $1,000 face amount, pays no interest and is guaranteed by The Goldman Sachs Group, Inc.
The notes may be automatically called quarterly starting September 2, 2027 if the lowest performing index is at or above its starting level, paying the $1,000 face amount plus a call premium of at least 14.00%–42.00% depending on the call date. If not called, maturity repayment depends only on the worst index: investors receive $1,000 if the worst index is down no more than the 25.00% threshold amount (ending level at or above 75.00% of starting level), and otherwise receive $1,000 times that index’s performance factor, with losses up to 100% of principal.
The securities do not pay dividends or periodic interest, are designed to be held to maturity and are subject to the unsecured credit risk of GS Finance Corp and the guarantee of The Goldman Sachs Group, Inc. The issuer’s estimated value on the pricing date is expected to be $925–$955 per $1,000 face amount, below the $1,000 original offering price.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.