Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering fixed-coupon, buffered notes linked to the S&P 500® Volatility Plus Daily Risk Control Index, guaranteed by The Goldman Sachs Group, Inc. Coupons will be at least $15 per $1,000 face amount (at least 1.5% quarterly, or up to 6% per annum). The notes reference an initial underlier level set on the trade date (expected July 28, 2026) and pay principal at maturity (expected July 31, 2029) based on the underlier's performance to the determination date (expected July 26, 2029). A 15% buffer applies: if the final underlier level is ≥85% of the initial level, investors receive full face amount; if below 85%, the cash settlement declines pro rata (examples: final level 25% → 40% of face; 0% → 15% of face). Estimated value at term-setting is expected between $925 and $965 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and may have limited liquidity.
GS Finance Corp. priced contingent income auto-callable notes guaranteed by The Goldman Sachs Group, Inc. The notes tie payouts to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100, pay a contingent quarterly coupon (at least $25.00 per $1,000 when conditions are met), may be automatically called, and mature July 13, 2028. The downside threshold for each index is 70.00% of its initial index value. Estimated value range on pricing is $920 to $980 per $1,000; original issue price is 100% with a 2.00% underwriting discount.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered digital S&P 500® Index-linked notes that mature on October 13, 2027. Each $1,000 face amount can pay up to a maximum upside settlement amount of $1,070 if the S&P 500® finishes at or above 93% of the initial level. If the final level falls between 80% and 93% of the initial level, the investor receives $1,000 plus the absolute index decline as a positive return. If the final level is below 80% of the initial level, the cash payment equals $1,000 plus $1,000 times (index return plus 20%), which can produce substantial losses. The trade date is expected to be July 17, 2026, and the original issue date is expected to be July 22, 2026. The estimated value at pricing is stated to be between $925 and $965 per $1,000 face amount. The notes do not bear interest, are unsecured obligations of the issuer, are subject to issuer and guarantor credit risk, and may not have an active secondary market.
GS Finance Corp. offers two separate series of leveraged buffered index-linked notes guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Index and the Russell 2000® Index. Each note pays no interest and the cash settlement at maturity is determined by the index return between the trade date (expected July 28, 2026) and the determination date. The S&P 500® note features a 200% participation rate, a 90% buffer level, a 10% buffer amount, a cap level of at least 112.125% and a maximum settlement amount of at least $1,242.50 per $1,000 face. The Russell 2000® note features a 110% participation rate, a 90% buffer level, a 10% buffer amount, a cap level of approximately 121.818% and a maximum settlement amount of at least $1,240 per $1,000 face. Expected stated maturities are February 1, 2029 (S&P note) and February 2, 2028 (Russell note). Estimated values per $1,000 at issuance are in the range $925 to $965. The notes expose holders to market performance of the applicable index, to credit risk of GS Finance Corp. and Goldman Sachs as guarantor, to model/valuation discounts versus issue price, and to tax and liquidity risks described herein.
GS Finance Corp. offers autocallable, index-linked notes due 2033 guaranteed by The Goldman Sachs Group, Inc. The notes pay a cash amount at maturity or earlier automatic call based on the Goldman Sachs Momentum Builder® Focus ER Index and include an annual automatic-call feature with increasing call levels and capped call premiums.
The notes have an upside participation rate of 100%, an estimated trade-date value of $850 to $890 per $1,000 face amount, a deduction rate of 0.65% per annum at the index level, a volatility control set at 5%, and provide no periodic interest; investors bear issuer/guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the common stock of Lennox International Inc. Each note has a $1,000 face amount, a trade date expected to be July 15, 2026, an original issue date expected to be July 20, 2026, and a stated maturity date expected to be July 19, 2029.
Coupons, set on the trade date, equal between $25.625 and $28.125 per $1,000 for applicable quarterly observation outcomes (between 2.5625% and 2.8125% quarterly; up to 10.25%–11.25% per annum). Notes are automatically called if the index stock closing price on any call observation date is >= the initial index stock price. If the final index stock price is below 65% of the initial index stock price, holders suffer a loss proportional to the index stock return; in that downside case a holder may receive substantially less than principal.
GS Finance Corp. is offering callable S&P 500® Index‑Linked Notes due, expected August 6, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and an upside participation rate of 150% with a buffer level of 85% (buffer amount 15%). The trade date is expected to be July 31, 2026. On the determination date the cash settlement will be based on the S&P 500® closing level versus the initial level: positive returns are multiplied by 1.5, returns between 85% and 100% of the initial level return the face amount, and final levels below 85% produce losses that reduce principal. The issuer may redeem the notes on monthly call payment dates beginning in August 2027, with call premium amounts (examples shown) set on the trade date. The estimated value on the trade date is expected to be between $885 and $935 per $1,000 face amount.
GS Finance Corp. offers Autocallable Goldman Sachs Momentum Builder® Focus ER Index-Linked Notes due 2033, guaranteed by The Goldman Sachs Group, Inc. The notes reference the GSMBFC5 Index, have a trade date of July 31, 2026, original issue date August 5, 2026 and stated maturity August 4, 2033. The notes feature semi-annual automatic call observations with tiered call premiums (first observation paydate August 5, 2027 with a 10.00% call premium up to the last listed call premium of 65.00% on a January 31, 2033 observation). If not called, the cash settlement at maturity is capped with a maturity date premium amount of 70% and depends on the final index level versus the initial index level. GS&Co.’s estimated value on the trade date is $885 to $935 per $1,000 face amount, below the original issue price.
The offered notes are leveraged buffered S&P 500® index-linked notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face note pays at maturity based on the S&P 500 return from an initial underlier level (the lowest closing level during the observation period) to the final underlier level on the determination date. The notes provide 200% upside participation in positive index returns up to a cap (cap level at least 114.375% of the initial level and a maximum settlement of at least $1,287.50 per $1,000). If the final level falls by up to 15% from the initial level, you receive the $1,000 face amount; declines greater than 15% produce a proportional loss exceeding principal. Trade date and original issue date are expected in July 2026; stated maturity is expected in January 2030. The estimated model value on the trade date is $915–$965 per $1,000 face, below the original issue price.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due July 21, 2031 through a pricing supplement to its Medium-Term Notes, Series N program. The notes are denominated in U.S. dollars in minimum $1,000 increments, carry a stated interest rate of 4.60% per annum, and pay interest semiannually on January 21 and July 21, commencing January 21, 2027.
The notes will be issued in book-entry form through DTC. The original issue price and certain underwriting terms will be set on the trade date; the pricing supplement notes the trade date of July 17, 2026 and original issue date of July 21, 2026. The notes will not be listed on any securities exchange and Goldman Sachs & Co. LLC is the calculation agent and expected initial purchaser.