GOLDMAN SACHS GROUP INC (GS) SEC Filings, Aug 21, 2026

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering autocallable contingent coupon notes linked to the S&P 500 Index under its Medium-Term Notes, Series F program. The notes are fully and unconditionally guaranteed by Goldman Sachs Group Inc. and are scheduled to mature on August 26, 2031, unless automatically called earlier.

Investors receive a $21 contingent quarterly coupon per $1,000 (2.1% quarterly, up to 8.4% per year) only if the S&P 500 closing level on each observation date is at or above 60% of the initial index level. The notes are automatically called if the S&P 500 is at or above its initial level on any call observation date, returning $1,000 per note plus the due coupon. At maturity, if not called, principal is protected only down to a 60% trigger buffer level; below that, repayment is reduced one-for-one with the index decline, and investors can lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on an exchange, may have limited liquidity, and are initially priced above their model-based estimated value.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering auto-callable, index-linked notes due around September 3, 2031 that pay no interest and are fully principal-protected at maturity if held to term. Returns depend on the Goldman Sachs Momentum Builder® Focus ER Index.

The notes may be automatically called annually from 2027–2030 if the index closes at or above preset call levels (from 101% to 104% of the initial index level), paying back $1,000 plus a fixed call return (from 14.8% up to 59.2%). If never called, at maturity each $1,000 note pays $1,740 (a 74% cap) if the final index level is at least 105% of the initial level, and $1,000 otherwise.

The underlying index is a rules-based, volatility- and momentum-controlled index of futures-based equity, fixed income, commodity indices and a return-based money market position, calculated on an excess return basis over the federal funds rate and reduced by a 0.65% per annum deduction. The issuer discloses an estimated initial economic value of $850–$890 per $1,000 note, below the issue price, and highlights credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited upside, potential illiquidity and complex tax treatment as key risks.

Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering Autocallable Nasdaq-100 Index®-Linked Notes due 2028 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs.

The notes are linked to the Nasdaq‑100 Index® and pay no interest. They may be automatically called on September 3, 2027 if the index level on August 31, 2027 is at or above the initial level; in that case investors receive at least $1,130 per $1,000 face amount and the investment ends early. If not called, at maturity on August 29, 2028 investors receive: (i) $1,000 plus 150% of any positive index return; (ii) $1,000 if the final index level is between 75% and 100% of the initial level; or (iii) $1,000 plus the full index return (one-for-one loss) if the index finishes below 75%, which can lead to a total loss of principal.

The notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs, will not be listed on any exchange, and market-making, if any, will be by affiliates. The underwriting discount is 2% of face amount. The estimated value at pricing is lower than the issue price, and U.S. tax treatment is uncertain; counsel views them as a pre‑paid derivative contract on the index.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering S&P 500 Futures Excess Return Index-linked notes due August 30, 2029. Each note has a $1,000 face amount and pays no interest. At maturity, holders receive the greater of $1,000 or $1,000 plus the index return, capped at a maximum settlement amount of $2,060 per $1,000.

The underlier is the S&P 500 Futures Excess Return Index, which tracks E-mini S&P 500 futures, not the S&P 500 Index itself. The payoff depends on futures performance, which is affected by financing costs, negative roll yield and other futures-specific dynamics, so returns may differ from owning S&P 500 stocks. The notes are unsecured senior obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk.

The notes do not provide downside participation below par: if the final index level is at or below its initial level, investors receive only the $1,000 face amount. Tax counsel expects the notes to be treated as contingent payment debt instruments, requiring U.S. holders to accrue ordinary income over the term based on a comparable yield, even though no cash is received until maturity, and any gain at sale or maturity is taxed as ordinary interest income.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes are expected to trade on a August 26, 2026 trade date, with an original issue date of August 31, 2026 and a stated maturity of August 30, 2029, unless automatically called.

Monthly coupons accrue at $15.834 per $1,000 of face amount (1.5834% monthly, up to approximately 19% per annum) but are paid only when the index is at or above 75% of its initial level on the relevant observation date; no coupon is paid when it is below that level. Beginning in August 2027, the notes are automatically called if the index is at or above its initial level on a call observation date, returning the $1,000 face amount plus the applicable coupon.

If the notes are not called, principal repayment at maturity depends on the index level. If the final index level is at or above 75% of the initial level, investors receive full principal back (plus any final coupon). If it is below 75%, repayment is reduced one-for-one with the index decline, down to zero, so investors can lose their entire investment. The underlier uses up to 500% leverage, targets 40% volatility and embeds a daily 6% per annum decrement, which drags performance. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, and the estimated value on the trade date is between $925 and $955 per $1,000 face amount.

Goldman Sachs Group Inc. (GS), through issuer GS Finance Corp., is offering autocallable contingent coupon notes due August 26, 2031, linked to the Russell 2000 Index, the S&P 500 Index and the State Street SPDR S&P Regional Banking ETF. The notes are fully and unconditionally guaranteed by Goldman Sachs Group Inc. and issued at 100% of face amount under its Medium-Term Notes, Series F program.

Investors receive a $10.125 monthly coupon per $1,000 (1.0125% per month, up to 12.15% per annum) only if, on each observation date, all three underliers are at or above 70% of their initial levels. The notes are automatically called if, on any call observation date from February 22, 2027, each underlier is at or above its initial level, in which case investors receive $1,000 plus the applicable coupon.

If the notes are not called and on the August 21, 2031 determination date any underlier is below its 70% trigger buffer level, repayment of principal is reduced one-for-one with the worst-performing underlier; a final level of 17% of initial would return 17% of face value. Investors bear the credit risk of GS Finance Corp. and Goldman Sachs Group Inc., face limited or no coupons, no upside participation beyond par, complex tax treatment and no rights in the underliers.

Goldman Sachs Group Inc. (GS), via GS Finance Corp. as issuer and Goldman Sachs Group as guarantor, is offering auto-callable, income-bearing notes linked to an ADS of Taiwan Semiconductor Manufacturing Company Limited (TSM), each ADS representing five common shares. The trade date is expected to be August 28, 2026, with original issue date on September 2, 2026 and stated maturity on October 1, 2027, unless the notes are automatically called earlier.

For each $1,000 face amount, investors may receive a contingent monthly coupon of $10.709 (1.0709%) when on the relevant observation date the TSM ADS closing price is at least 62% of the initial index stock price. The same 62% level is the trigger buffer for principal: at maturity, if the final price is at or above 62% of the initial price, investors receive $1,000 plus any final coupon; if it is below 62%, repayment is reduced one-for-one with the index stock return, potentially to zero, and no coupon is paid.

The notes may be automatically called in whole on specified call observation dates starting March 1, 2027 if the ADS closing price is at least the initial price; in that case, holders receive $1,000 plus the applicable coupon and no further payments. The estimated value at pricing is expected to be $925–$955 per $1,000, below the issue price, reflecting fees and hedging costs. Payments depend on the credit of GS Finance Corp. and the guarantee of The Goldman Sachs Group, Inc., and investors have no rights in TSM shares.