The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp as issuer and Goldman Sachs Group, Inc. as guarantor, is offering Bearish Leveraged S&P 500® Index‑Linked Notes due in 2027 under its medium‑term note program. The notes pay no interest and return depends solely on the S&P 500® Index level on the determination date, expected to be October 25, 2027, with maturity expected October 28, 2027.
For each $1,000 face amount, if the S&P 500® closes below the initial level, investors receive $1,000 plus 250% of the index decline, capped at a maximum settlement amount of $1,825. Declines beyond 33% (final level at or below 67% of initial) do not increase the payoff. If the index is unchanged or higher, the payoff is $1,000 plus 1x the index return, floored at $0; at or above 200% of the initial level, investors lose their entire principal.
The notes are unsecured obligations of GS Finance Corp, fully guaranteed by Goldman Sachs Group, Inc., and expose holders to the credit risk of both. The estimated value on the trade date is expected between $925 and $965 per $1,000 face amount, below the issue price, reflecting dealer compensation, structuring costs and hedging. Tax disclosure states Goldman intends to treat the notes as a pre‑paid derivative contract linked to the index for U.S. federal income tax purposes, with potential future changes in law highlighted.
Goldman Sachs Group Inc. (GS), through subsidiary GS Finance Corp., is offering unsecured, guaranteed structured notes linked to the common stocks of Applied Materials, Broadcom and Micron. The notes are part of its Series F medium‑term note program and are issued at 100% of face amount, in $1,000 denominations.
The notes mature on an expected date of August 30, 2029, but may be automatically called monthly from August 2027 to July 2029 if each index stock is at or above its initial price. When called, investors receive face amount plus a contingent coupon. Monthly coupons of $15.834 per $1,000 (1.5834%) accrue only when all three stocks are at or above 50% of their initial prices on the relevant observation date; otherwise the coupon for that month is zero.
Principal repayment is not protected. If by final observation a “trigger event” has occurred (each stock below its initial price) and any stock finishes below 50% of its initial price, repayment is reduced one‑for‑one with the worst performer, and investors can lose up to their entire investment. The estimated value at pricing is expected between $925 and $955 per $1,000, below the issue price, reflecting fees, hedging costs and dealer margins.
GOLDMAN SACHS GROUP INC (via GS Finance Corp, with a Goldman Sachs guarantee) is offering callable index-linked notes maturing on September 2, 2031, tied to the S&P 500® Futures 35% VT Adaptive Response 6% Decrement Index (USD) ER. The trade date is expected to be August 27, 2026.
Investors may receive a fixed coupon of $27.50 per $1,000 (2.75% quarterly, up to 11% per year) on each observation date if the index is at least 50% of its initial level. The notes are automatically called if, from August 2027 to May 2031, the index is at least 90% of its initial level, paying back face value plus the current coupon.
If the notes are not called, principal repayment at maturity depends on index performance. Full principal is repaid so long as the final index level is at least 60% of the initial level; below that, losses match the index decline and can reach 100% of principal. The underlying index uses up to 450% leverage, targets 35% volatility and applies a 6% per annum daily decrement, all of which can magnify losses. The estimated initial value is $885–$925 per $1,000 face amount.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Autocallable Contingent Coupon Index‑Linked Notes due 2029, linked to the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay a contingent monthly coupon of $9.375 per $1,000 (0.9375% per month, up to 11.25% per year) only if on each observation date the closing level of every index is at or above its coupon trigger level, set at 70% of its initial level. The same 70% level also serves as a trigger buffer for principal at maturity.
If on any call observation date all three indices are at or above their initial levels, the notes are automatically called and pay $1,000 plus the applicable coupon, ending the investment early. If the notes are not called and, on the final determination date (August 27, 2029), any index closes below its trigger buffer level, the maturity payment is reduced based on the “lesser performing underlier”, and principal loss is one‑for‑one with that index’s decline, down to a possible 100% loss of invested principal. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the issuer discloses that the estimated value on the trade date is less than the 100% issue price, with limited or no secondary market liquidity expected.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable, income-bearing notes linked to three ETFs: State Street SPDR S&P Homebuilders ETF (XHB), State Street Technology Select Sector SPDR ETF (XLK) and VanEck Gold Miners ETF (GDX). The notes are expected to trade at 100% of face amount, with a trade date expected to be September 2, 2026, an original issue date September 8, 2026, and a stated maturity date September 7, 2029, subject to earlier automatic call.
Monthly coupons are contingent: if on a coupon observation date the closing level of each ETF is at least 50% of its initial level, the holder receives a step-up coupon equal to $10.292 per $1,000 face amount times the number of past observation dates, less coupons already paid (1.0292% monthly, up to about 12.35% per annum). If any ETF is below 50% of its initial level, no coupon is paid for that month.
The notes are automatically called in whole if, on any call observation date from March 2027 through August 2029, the closing level of each ETF is at or above its initial level; investors then receive $1,000 per note plus the due coupon. If not called, principal repayment at maturity depends on the worst-performing ETF. If the final level of each ETF is at least 50% of its initial level, investors receive $1,000 plus the final coupon. If any ETF finishes below 50%, repayment is $1,000 plus the return of the lesser-performing ETF times $1,000, resulting in a loss of principal, potentially all of it, and no coupon.
The structure is subject to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be $925–$955 per $1,000 face amount, reflecting embedded fees and hedging costs, and secondary market values may be materially lower. The product also carries ETF concentration, market disruption, tax, and potential liquidity risks described in detail in the document.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering structured Medium-Term Notes, Series F, linked to the lowest performing of the S&P 500 Index, the Russell 2000 Index and the State Street Technology Select Sector SPDR ETF, maturing on February 22, 2030. The total offering is $10,841,000 at $1,000 per security, guaranteed by Goldman Sachs Group Inc.
Holders may receive a monthly contingent coupon of $8.50 per $1,000 face amount (10.20% per annum) only if, on each calculation day, the lowest performing underlier is at or above 65% of its starting value
If not called and on the final calculation day the lowest underlier is below its 60% downside threshold, principal is reduced in full proportion to that underlier’s decline, with the potential for a total loss. Investors do not participate in any upside of the underliers or receive dividends. The estimated value at pricing is $986 per $1,000 note, below the issue price, and all payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc.; the securities are not listed and are designed to be held to maturity.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering leveraged buffered notes due September 3, 2031 linked to the S&P 500 Futures Excess Return Index. The notes provide 200% upside participation in the index return from the trade date to August 28, 2031, subject to key structural features.
The notes have a 20% downside buffer: if the final index level is at or above 80% of the initial level, investors receive the full $1,000 face amount per note; above the initial level, the payoff is $1,000 plus 200% of the positive index return. Below 80% of the initial level, principal is reduced 1% for each 1% decline beyond the buffer, so investors can lose a substantial portion of principal, as illustrated by a 40% payout if the index ends at 20% of its initial level.
The notes do not pay interest, are unsecured obligations of GS Finance Corp. fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and expose holders to the credit risk of both entities. The issuer highlights that the initial issue price will exceed the model-based estimated value, that secondary market liquidity and prices are uncertain, and that structural features of equity futures (including financing costs and potential negative roll yield) can cause the index, and therefore the notes, to underperform the S&P 500 Index itself. U.S. federal income tax treatment is uncertain, with counsel viewing the notes as pre-paid derivative contracts for tax purposes.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp as issuer and Goldman Sachs as guarantor, is offering autocallable contingent coupon index-linked notes due August 23, 2029 linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
The notes pay a monthly contingent coupon of $10.334 per $1,000 (1.0334% monthly, up to approximately 12.40% per annum) only if, on each observation date, the closing level of every index is at least 70% of its initial level. The same 70% threshold is the trigger buffer for principal: if at maturity any index is below 70% of its initial level, repayment of principal is reduced one-for-one with the worst index’s loss, down to a total loss. The notes are automatically called at par (plus coupon) if on any call observation date each index is at or above its initial level.
Initial index levels are 29,213.16 (NDX), 2,992.434 (RTY) and 7,641.16 (SPX), set on August 20, 2026. The issuer highlights that investors take on the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc., may receive no coupons, may lose their entire investment, and that the estimated value on the trade date will be less than the issue price.
Goldman Sachs Group Inc. (GS) is offering securities linked to the S&P 500® Futures 40% VT Adaptive Response Index (USD) ER (Bloomberg: SPAR4VE). This rules-based index adjusts its exposure daily to the S&P 500® Futures Excess Return Index, using volatility, calendar-based signals and price patterns, subject to a maximum exposure of 500% and a maximum daily change in leverage of 100%.
The index is sponsored and calculated by S&P Dow Jones Indices LLC, is denominated in USD, rebalances daily, and launched on December 27, 2024, with data back to January 4, 2000 that are partly hypothetical. As of the period ended July 31, 2026, the index shows an annualized return of 25.52% over 1 year and 17.12% since January 4, 2021, with annualized volatility around 42%. The materials emphasize that hypothetical and historical performance are not indications of future results and that investments in securities linked to this index involve specific risks.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., describes the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER (Bloomberg: SPAR4V4) as the underlier for securities it may offer. The index provides rules-based, volatility-adjusted exposure to the S&P 500® Futures Excess Return Index, with a maximum exposure of 500% and a maximum daily change in leverage of 100%. A 4.0% per annum daily decrement is deducted from index performance.
The index, sponsored and calculated by S&P Dow Jones Indices LLC, rebalances daily, is USD‑denominated, was launched on December 27, 2024, and has data available since January 4, 2000 (largely hypothetical before launch. For the period ended July 31, 2026, the index shows annualized returns of 20.55% (1-year) and 12.46% since January 4, 2021, with annualized volatility around 42%. Index exposure to the S&P 500® Futures Excess Return Index was 318.39% on July 31, 2026. The disclosure emphasizes that much of the performance history is hypothetical and that investment in linked securities involves risks detailed in the related offering documents.