Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers autocallable S&P 500® Index‑linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of 6,781.48, an 150% upside participation rate and an 80% trigger buffer. If the call observation condition is met on March 23, 2027, each $1,000 face amount will be redeemed on the call payment date for $1,118.60. If not called, maturity is March 15, 2028, and the cash settlement depends on final underlier performance on March 10, 2028. The notes pay no interest, carry issuer and guarantor credit risk, and may result in a total loss if the final underlier level is below the trigger buffer.
Goldman Sachs published an index supplement addendum dated March 11, 2026 for the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6). The supplement describes an index that seeks volatility‑adjusted exposure to the S&P 500® Futures Excess Return Index with a rules‑based overlay, subject to a maximum exposure of 500%, a maximum daily leverage change of 100%, and a daily decrement of 6.0% per annum.
The index launch date is December 27, 2024, with historical/hypothetical data shown back to January 4, 2000; hypothetical performance is used for periods prior to the launch. The supplement reports the index exposure to the futures index was 383.15% on February 27, 2026 and includes comparative annualized returns and volatility versus the S&P 500® and the S&P 500® Futures Excess Return Index.
Goldman Sachs published an index supplement addendum for the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER (Bloomberg: SPAR4V4) describing a rules-based, volatility-adjusted exposure overlay to the S&P 500® Futures Excess Return Index with a 4.0% per annum daily decrement. The index permits up to 500% exposure and a maximum daily leverage change of 100%, and it adjusts exposure daily based on calendar signals and price patterns.
The supplement reports index metrics through February 27, 2026: annualized returns of -1.94% (1 year), 16.96% (3 years), and 11.23% (5 years); annualized volatility near 42%; and index exposure of 383.15% on February 27, 2026. Historical data prior to the index launch on December 27, 2024 are hypothetical and were produced by the index sponsor.
GS Finance Corp. is offering Digital S&P 500® Index-Linked Notes due March 16, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and have a structured maturity payoff tied to the S&P 500 (Bloomberg: SPX Index). For each $1,000 face amount the payoff is: the $1,223.50 maximum settlement amount if the final level is ≥ the initial level; $1,000 if the final level is below the initial but ≥ the 75% trigger buffer level; or $1,000×(1 + underlier return) if the final level is below 75%—so losses occur dollar-for-dollar below the buffer (the trade date is March 11, 2026 and the determination date is March 13, 2028, terms subject to adjustment).
GS Finance Corp. offers $ Buffered Digital Russell 2000® Index-Linked Notes due March 17, 2027, guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and provide a capped upside of $1,153 per $1,000 face amount if the Russell 2000 final level on the determination date is at or above the initial level of 2,548.078. They provide a full face amount repayment if the final level declines up to the 10% buffer (buffer level = 90% of the initial level) and expose holders to proportional principal loss if the underlier falls below the buffer.
GS Finance Corp. offers autocallable contingent coupon index-linked notes due March 18, 2030, guaranteed by The Goldman Sachs Group, Inc. The offering registers an aggregate face amount of $2,816,000 and an original issue price of 100% of face amount. Coupons: $7.709 per $1,000 (0.7709% monthly, ~9.25% per annum) payable on a coupon payment date only if each underlier is ≥ 60% of its initial level on the related coupon observation date. The notes are automatically called on a call payment date if, as measured on any call observation date commencing September 2026, each index is ≥ 95% of its initial level; call observation dates run through February 2030. At maturity (determination date March 11, 2030), if not called, the cash settlement amount for each $1,000 depends on the lesser performing index return and a trigger buffer set at 55% of initial levels, meaning investors may lose a substantial portion of principal if the worst index falls below that buffer. The pricing supplement states the estimated value on the trade date is approximately $990 per $1,000 face amount; underwriting discount is 0.85%.
GS Finance Corp. offers autocallable index-linked notes guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500, Nasdaq-100 and Russell 2000. Notes have an expected trade date of March 20, 2026, an expected original issue date of March 25, 2026, an expected automatic call observation date of March 22, 2027 (call payment March 29, 2027) and an expected stated maturity of March 27, 2029.
If all three indices are at or above their initial levels on the call observation date, each $1,000 face amount will be redeemed for $1,160. If not called, the maturity payment is based solely on the lesser performing index: up to $1,000 plus 125% of the lesser performing index return if all final levels exceed their initials; the absolute value of a negative lesser return when every final level is at least 65% of its initial; otherwise the payout equals $1,000 plus the (negative) lesser performing index return, which can produce losses exceeding 35% and result in receiving less than 65% of face. The estimated value on the trade date is between $925 and $955 per $1,000 face amount; original issue price is 100% of face.
GS Finance Corp. issued principal-protected-style notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 and Russell 2000, have an upside participation rate of 150% and a 15% buffer (buffer level = 85% of initial).
The notes pay no interest, may be automatically called on the call observation date March 8, 2027 (call payment March 15, 2027) if each underlier is ≥ its initial level; in that event the cash per $1,000 face amount is $1,152.50. If not called, final payoff at stated maturity March 13, 2029 is based solely on the lesser performing underlier as measured on the determination date March 6, 2029, with potential for substantial principal loss (example: a final lesser underlier level of 21% yields a cash settlement of 36% of face, a 64% loss).
GS Finance Corp. is offering buffer‑protected, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The offering is for an aggregate face amount of $908,000 with an original issue price of 100% of face amount and an underwriting discount of 4.25%.
The notes reference the Nasdaq-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX), bear no interest, and have an upside participation rate of 100%. They include a buffer equal to 20% (buffer level = 80% of initial). Semi‑annual automatic call observation dates begin on March 8, 2027 with escalating call premiums; the determination date is March 6, 2031 and the stated maturity date is March 13, 2031.
The payment at maturity (if not called) depends solely on the lesser performing underlier. If the lesser performing underlier falls to 20% of its initial level, the cash settlement would be 40% of face amount, i.e., a 60% loss on each $1,000 face amount. The notes are cash‑settled, not equity, and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Autocallable Goldman Sachs Momentum Builder® Focus ER Index-Linked Notes due 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry a 100% upside participation rate and a 102% call level; they may be automatically called on specified annual observation dates with graduated call premiums (11.25%–67.50%). The trade date is March 20, 2026, original issue date March 25, 2026, and stated maturity is March 29, 2033 (determination date March 22, 2033). GS&Co.’s estimated value on the trade date is $850 to $880 per $1,000 face amount, which is less than the original issue price. The notes reference the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: GSMBFC5 Index), which applies a 5% realized volatility control, daily rebalancing and a 0.65% per annum deduction; the index may allocate a substantial portion to hypothetical cash positions, and the cash settlement at maturity is no less than the face amount.