Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering $1,000-denominated Barrier Market-Linked Notes linked to the SPDR® Gold Trust (GLD), guaranteed by The Goldman Sachs Group, Inc. Trade date is March 11, 2026, original issue date March 16, 2026, determination date March 13, 2028 and stated maturity date March 20, 2028 (each subject to postponement).
The notes pay no interest and settle in cash at maturity. If a daily upper barrier is breached during the observation period, each $1,000 note will pay the face amount plus the 8.00% contingent return. If no barrier event occurs and the final ETF price exceeds the initial price, holders receive the ETF return up to a maximum return set between 35.00% and 40.00%. If no barrier event occurs and the final ETF price is equal to or less than the initial price, holders receive only the $1,000 face amount.
The pricing supplement shows an estimated value of the notes of between $940 and $970 per $1,000 face amount at the trade date, an original issue price of 100.00% and an underwriting discount of 2%. All payments are subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering $ Buffered Digital S&P 500® Index‑Linked Notes due April 8, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and link the maturity payment to the S&P 500 performance measured from March 3, 2026 to the determination date.
For each $1,000 face amount, if the final underlier level is ≥ the buffer level (90% of the initial level) you receive the maximum settlement amount of $1,100. If the final underlier level is below the buffer level, you lose approximately 1.1111% of face amount for each 1% decline below the buffer level, and you could lose your entire investment. The original issue price is 100% of face amount, underwriting discount is 1.042%, and net proceeds to issuer are 98.958%. The notes are subject to the credit risk of the issuer and guarantor and may have limited liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced a Performance Leveraged Upside Security (PLUS) based on the S&P 500® Index due April 5, 2027. Each PLUS provides 300% leveraged upside on positive index performance up to a $1,138.00 maximum payment per $1,000 principal, and exposes investors to full 1:1 downside risk, including potential loss of principal.
Pricing is expected to occur on or about March 10, 2026 with an original issue date of March 13, 2026, a valuation date expected on March 31, 2027, and an estimated secondary-market value range of $915 to $975 per PLUS. The offering carries an underwriting discount of 2.25% and a selling concession of $22.50 per PLUS.
GS Finance Corp. is offering Digital Equity‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a face amount of $1,000 and a maximum settlement amount of $1,249 per note. The notes are linked to the Class A common stock of Alphabet Inc. (Bloomberg: "GOOGL UW").
Trade date is March 31, 2026, original issue date is April 3, 2026, the determination date is April 2, 2029 and the stated maturity date is April 5, 2029 (each subject to adjustment as described). If the final underlier level on the determination date is greater than or equal to the initial underlier level, holders receive the maximum settlement amount; if the final underlier level is less than the initial underlier level, holders receive the face amount. The notes do not bear interest and will be issued in book‑entry form. The pricing supplement discloses credit risk of the issuer and guarantor, secondary‑market liquidity risks, and special U.S. federal income tax treatment as contingent payment debt instruments.
GS Finance Corp. offers leveraged buffered S&P 500® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash payment at maturity tied to the S&P 500 index performance between the trade date and the determination date. Key terms: upside participation rate 200%, maximum settlement amount $1,242.50, buffer level 90% (10% buffer), trade date March 26, 2026, original issue date March 31, 2026, determination date September 26, 2028, and stated maturity date September 29, 2028. If the final index level is above the initial level, holders participate up to the capped return; if the final level is at or above 90% but at or below initial, holders receive the face amount; if the final level is below 90% holders lose principal pro rata below the buffer. The notes are unsecured senior debt of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and subject to issuer and guarantor credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering contingent income callable securities due September 11, 2028. The notes pay a contingent quarterly coupon (at least $29.375 per $1,000 if conditions are met) only when the S&P 500®, Russell 2000® and EURO STOXX 50® all close at or above a 70.00% downside threshold on every index business day during the relevant quarterly observation period. The issuer may redeem the notes at 100% of principal on coupon dates from June 11, 2026 through June 9, 2028. At maturity, if the worst performing index is below its downside threshold, payment equals $1,000 × the worst-performing index performance factor (potentially less than $700 or zero). Estimated value range at pricing: $920 to $980 per security; underwriting discount: 2.25%.
GS Finance Corp. is offering autocallable equity-linked notes due 2029, fully guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of NVIDIA Corporation ("NVDA"). The notes pay no interest, may be automatically called monthly if the underlier closes at or above its initial level, and are issued with a maturity date premium amount of 71.2512%.
If not called, the cash settlement at maturity depends on the final underlier level measured on the determination date: investors receive $1,000 if the final level is at least 60% of the initial level, a capped upside if the final level meets or exceeds the initial level, or a loss proportional to the underlier return if the final level is below 60%. The notes may result in a total loss of principal in adverse scenarios; they are subject to issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. is offering market-linked medium-term notes due January 4, 2029 linked to the Dow Jones Industrial Average® with a 100.00% upside participation rate and a maximum return that will be determined on the pricing date but will be at least 14.70% (a maximum maturity payment of at least $1,147.00 per $1,000 face amount). The notes repay the face amount at maturity if the ending level is less than or equal to the starting level, provide no periodic interest, and are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, The Goldman Sachs Group, Inc.
The original offering price is $1,000 per note, the estimated value on the pricing date is between $925 and $955 per $1,000 face amount, and underwriter compensation may be up to 3.075% (up to $30.75 per $1,000). Timing anchors include an expected pricing date of March 30, 2026 and an expected original issue date of April 2, 2026.
The Goldman Sachs Group, Inc. is offering floating rate notes due March 6, 2031. The notes pay interest quarterly based on compounded SOFR plus a spread of 1.28%, subject to a minimum interest rate of 0.00% and a maximum of 6.00%, with expected interest payment dates on June 6, September 6, December 6 and March 6 beginning June 6, 2026.
The notes have $1,000 denominations, are unsecured obligations, are not FDIC insured, and will not be listed on an exchange. Goldman Sachs & Co. LLC
GS Finance Corp. is offering buffered S&P 500® index-linked notes due March 8, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index with an initial level set on March 3, 2026 and a determination date expected on March 5, 2029. For each $1,000 face amount, positive index returns are paid at a 76.4% participation rate; declines up to 30% are buffered (you would receive $1,000), while declines beyond 30% produce proportional losses. The expected estimated value at term-setting is between $925 and $955 per $1,000 face amount. The notes do not bear interest, are unsecured obligations subject to issuer and guarantor credit risk, and may have limited secondary market liquidity.