Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable Nasdaq-100 Index®-linked notes guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and an expected trade date of June 29, 2026, original issue date of July 2, 2026 and a stated maturity expected to be July 2, 2031. The notes pay no interest and will pay at maturity either (i) $1,000 plus participation equal to 100% of the underlier return if the final underlier level exceeds the initial underlier level, or (ii) $1,000 if the underlier return is zero or negative. The issuer may redeem the notes on monthly call payment dates beginning in July 2027 at 100% plus a call premium amount set on the trade date. The estimated model value at issuance is between $885 and $935 per $1,000 face amount. Holders bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential early redemption risk, and the risk that the notes’ issue price exceeds estimated value.
GS Finance Corp. is offering Digital S&P 500® Index-Linked Notes due July 6, 2028, guaranteed by The Goldman Sachs Group, Inc. For each $1,000 face amount, the cash payment at maturity is tied to the S&P 500® performance from the trade date to the determination date. If the final index level is at or above the trigger buffer level (85%) you receive the maximum settlement amount (at least $1,194 per $1,000). If the final index level is below 85% of the initial level, you lose 1% of principal for each 1% decline and could lose your entire investment. The notes pay no interest, are subject to issuer and guarantor credit risk, limited secondary liquidity, potential tax uncertainty, and a capped upside.
GS Finance Corp. is offering $Callable Contingent Coupon Index‑Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of at least $20.625 per $1,000 face amount (2.0625% quarterly; up to 8.25% per annum) when both underliers meet their coupon trigger levels. The underliers are the Russell 2000® Index and the S&P 500® Index, with coupon trigger and trigger buffer levels set at 55% of each initial underlier level. The issuer may redeem the notes on each coupon payment date commencing December 2026. At maturity (stated maturity June 17, 2031), the cash settlement per $1,000 depends on the lesser performing underlier; investors could lose their entire investment if that underlier declines sufficiently.
GS Finance Corp. priced autocallable index-linked notes due June 4, 2032. The notes are linked to the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: "GSMBFC5 Index") and are subject to the credit of GS Finance Corp. and a guarantee by The Goldman Sachs Group, Inc. The notes pay no periodic interest and may be automatically called on specified semi-annual observation dates; if called, holders receive $1,000 plus a call premium that ranges from 10.00% on the first call to 55.00% on the last listed call. If not called, maturity cash is linked to index performance and is capped by a 60% maturity premium. The dealer-estimated value on the trade date is $885 to $935 per $1,000 face amount, below the face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected structured notes linked to three underliers with a stated maturity of June 4, 2029. Each $1,000 note may pay a monthly coupon of $11.917 if, on an observation date, the closing level of each underlier is at least 70% of its initial level. If not redeemed early, the maturity cash payment depends solely on the lesser performing underlier: full principal is preserved if that underlier finishes at or above 50% of its initial level; below 50% the holder suffers a proportional loss. The notes are unsecured obligations and subject to issuer and guarantor credit risk. The estimated value at pricing is $925–$955 per $1,000 face amount.
GS Finance Corp. priced two separate buffered index-linked notes guaranteed by The Goldman Sachs Group, Inc. The offerings total $1,588,000 (EURO STOXX 50®) and $4,644,000 (S&P 500® Futures Excess Return), issued May 29, 2026 with stated maturities in May 2031.
Each note pays no interest and delivers a cash settlement per $1,000 face amount based on the applicable index return on the determination date, subject to an upside participation rate (144% for SX5E; 170% for SPXFP) and a downside buffer (25% or 20%). The pricing supplement shows estimated values per $1,000 of $942 and $929 and an underwriting concession of up to 4.125% of face amount; investors remain exposed to issuer/guarantor credit risk and market, tax and liquidity risks.
GS Finance Corp. priced a structured note linked to the S&P 500® Futures Volatility Plus Daily Risk Control Index with a stated maturity of June 3, 2031. The notes pay a monthly coupon of $7.834 per $1,000 (0.7834% monthly; potential ~9.4% p.a.) only if the index closes on an observation date at or above 85% of the initial level. The notes are automatically called on any call observation date from May 2027 through April 2031 if the index is at or above the initial level of 1,029.89, in which case holders receive principal plus the coupon on the related call payment date. At maturity (if not called), holders receive principal if the final index level is >= 85% of the initial level; if the final index level is below that buffer, the cash payment is reduced per the buffer formula (buffer = 15%), and holders may lose a substantial portion of their investment. The estimated value on the trade date was approximately $938 per $1,000 face amount. The issue price is 100% with an underwriting discount of 3.75% and net proceeds to the issuer of 96.25%. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering leveraged buffered S&P 500® index‑linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is linked to the S&P 500 performance measured from the May 29, 2026 trade date to the May 30, 2028 determination date, with a stated maturity of June 2, 2028 (subject to adjustment).
Key economic terms: $1,000 face amount per note; 150% upside participation capped by a $1,215 maximum settlement amount per $1,000; a protection buffer at 85% of the initial level (i.e., 15% buffer). If the final underlier level falls below the buffer, investors lose proportionally of principal. The initial underlier level will be set on the trade date.
GS Finance Corp. is offering capped, non‑interest bearing notes linked to an ADS of Taiwan Semiconductor Manufacturing Company Limited (each ADS represents five common shares). The notes have a $1,000 face amount per note, an initial index stock price of $412.32, a maximum settlement amount of $1,311 per $1,000 at maturity and a stated maturity date of June 1, 2029. If the final ADS closing price on the determination date is greater than or equal to the initial price, holders receive the capped amount; if it is lower, holders receive the face amount. The trade date is May 26, 2026, original issue date is May 29, 2026, and the determination date is May 29, 2029. The prospectus discloses an estimated value of approximately $981 per $1,000 face amount and an underwriting discount of 0.75%. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and subject to credit risk, anti‑dilution and market disruption provisions described in the supplement.
GS Finance Corp. offers two separate leveraged, buffered index-linked note tranches guaranteed by The Goldman Sachs Group, Inc. One tranche links to the S&P 500® Index with an aggregate face amount of $1,387,000, trade date May 26, 2026, original issue date May 29, 2026, determination date November 27, 2028 and a stated maturity of November 30, 2028. The S&P tranche carries a 200% participation rate, a 10% buffer (buffer level = 90% of initial level) and a capped maximum settlement amount of $1,242.50 per $1,000 face.
The second tranche links to the Russell 2000® Index with an aggregate face amount of $184,000, the same trade and original issue dates, a determination date of November 26, 2027 and a stated maturity of December 1, 2027. The Russell tranche carries a 110% participation rate, a 10% buffer and a capped maximum settlement amount of $1,240 per $1,000 face. Both notes pay no interest; redemption at maturity is cash based on index performance, subject to buffers, caps and credit risk of the issuer and guarantor.