Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers callable, contingent coupon index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices and pay a contingent monthly coupon of $10.584 per $1,000 if each underlier meets a 70% coupon trigger on an observation date. If not redeemed, maturity cash is based solely on the lesser performing underlier return, which can result in a total loss of principal.
Trade date is May 28, 2026, original issue date June 1, 2026, and stated maturity date June 1, 2029. The issuer may redeem on specified coupon payment dates beginning in August 2026.
GS Finance Corp. is offering S&P 500 Daily Risk Control 5% USD Excess Return index‑linked notes, expected to trade on June 29, 2026 with an original issue date of July 2, 2026 and a stated maturity expected to be July 5, 2029. For each $1,000 face amount, the cash payment at maturity depends on the index return and an upside participation rate of at least 175%; if the index is negative, the payment uses the absolute index decline but is capped at a maximum downside settlement amount of $2,000 per $1,000. The notes do not pay interest, are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and carry issuer and market risks, including limited historical data following the switch from LIBOR to SOFR plus 0.02963%. The estimated value at term‑setting is expected to be between $925 and $965 per $1,000 face amount.
GS Finance Corp. is offering Autocallable Goldman Sachs Momentum Builder® Focus ER Index-Linked Notes due June 8, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, participate 100% in upside of the GSMBFC5 Index, and are automatically called on semi-annual observation dates if the index closes at or above 101.15% of the initial index level. If called, holders receive $1,000 plus a call premium (first call premium 8.00%, rising on scheduled dates through December 10, 2032 to 52.00%). If not called, maturity payoff equals $1,000 plus any upside (100% participation) if the final index level exceeds the initial level; otherwise holders receive the face amount only. The index rebalances daily across up to nine underlying indices plus cash, applies a 5% realized volatility control, and deducts 0.65% per annum (accruing daily). Estimated trade-date value is $850 to $880 per $1,000, which is less than the original issue price. The prospectus highlights credit risk of the issuer/guarantor, limited liquidity, potential high allocation to hypothetical cash positions, complex rebalancing/hedging features, and special U.S. tax treatment as a contingent payment debt instrument.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due June 1, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of NVIDIA Corporation (NVDA) and pay a contingent quarterly coupon of $35 per $1,000 when the underlier closes at or above 60% of the initial underlier level on each coupon observation date. The notes will be automatically called if the underlier closes at or above the initial underlier level on any call observation date. At maturity, if not called, repayment depends on the final underlier level: holders receive $1,000 if the final level is at or above 60%, but may lose most or all principal if the final level is below that buffer (examples show cash settlement down to 15.000% of face amount).
The trade date is May 29, 2026, original issue date June 3, 2026, and determination date is May 29, 2029. The issue price is 100% of face amount, underwriting discount 2%, net proceeds to issuer 98%. The notes are subject to the issuer and guarantor credit risk, limited upside at maturity, market‑value volatility, uncertain U.S. federal tax treatment, and may have limited liquidity.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent income auto-callable securities linked to the Class A common stock of CrowdStrike Holdings, Inc. Each security has a $1,000 principal amount and may pay a contingent quarterly coupon (at least $36.25 per $1,000 on the pricing date) only if the underlying stock closes at or above a downside threshold equal to 50.00% of the initial share price. The securities may be automatically called if the underlying stock closes at or above the initial share price on any call observation date, pay at maturity based on the final share price (full principal if the final share price is at or above the downside threshold; otherwise reduced 1:1 to share performance), and mature on June 8, 2029. Estimated value range is $915 to $975 per security; original issue price equals principal amount less an underwriting discount of 2.25%. The offering involves credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential loss of principal, limited upside (no participation in stock appreciation), and uncertain U.S. federal tax treatment.
GS Finance Corp. offers Digital S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc., with cash settlement at maturity tied to the S&P 500 performance from the trade date to the determination date. For each $1,000 face amount, investors receive a capped maximum settlement amount of at least $1,155 if the final index level is greater than or equal to the trigger buffer level (80% of the initial level). If the final index level is below that trigger, the cash payoff equals $1,000 plus $1,000 times the underlier return, exposing holders to losses equal to the percentage decline of the index (you could lose your entire investment). The notes pay no interest, have key dates set on the trade date (trade date June 29, 2026, original issue date July 2, 2026, determination date June 29, 2028, stated maturity July 5, 2028), and are subject to the issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. is offering $1,000 face‑amount autocallable contingent coupon index‑linked notes due December 10, 2027, guaranteed by The Goldman Sachs Group, Inc.. The notes pay a contingent monthly coupon of $7.709 per $1,000 (0.7709% monthly, ~9.25% per annum potential) when each underlier is ≥ 70% of its initial level on the coupon observation date. The underliers are the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000. The notes will be automatically called on a call payment date if each underlier’s closing level is ≥ its initial level on the related call observation date. If not called, maturity settlement depends solely on the lesser performing underlier; holders may lose up to their entire investment. Trade date: June 3, 2026; original issue date: June 8, 2026; determination date: December 3, 2027.
The offering term sheet describes Autocallable Leveraged Index Return Notes4 (150% participation) issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. with a ~two-year term if not automatically called. The notes reference the VanEck Semiconductor ETF (SMH), have a Threshold Value of 70.00% of the Starting Value, and an estimated value at pricing of $9.25 to $9.55 per $10 principal amount.
If the Observation Value on the Call Observation Date meets or exceeds 100.00% of the Starting Value the notes will be automatically called for a Call Payment fixed on pricing (Call Payment shown at $12.20 to $12.60 per unit as an illustrative range). If not called, holders receive leveraged upside at a 150.00% Participation Rate, an absolute-value limited positive return for declines down to the Threshold Value, and 1-to-1 downside below the Threshold Value (up to full principal loss). Payments are subject to issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers five-year, non‑interest notes linked to four stocks: Meta Platforms (Class A), Broadcom, Tesla and a TSMC ADS (5:1 ADS ratio). Trade date is expected to be June 5, 2026, original issue date June 10, 2026 and stated maturity June 12, 2031.
The notes have an automatic call feature beginning with a call observation date on June 7, 2027: if the closing price of each index stock is >= 85% of its initial price on a call observation date, the notes will be redeemed and pay the face amount plus a call premium (call premium amounts increase over time). At maturity, if not called, holders receive either $1,000 or $1,000 plus the product of $1,000 times the lesser performing index stock return (100% upside participation) depending on whether all index stocks finish above their initial prices. The prospectus states an estimated value at pricing of $885 to $925 per $1,000 face amount.
GS Finance Corp. offers trigger autocallable contingent yield notes linked to NVIDIA Corporation stock, guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly $0.15334 contingent coupon per $10 face amount (up to ~18.40% per annum) only if the index stock closes at or above a 70.00% barrier. Strike date was May 27, 2026, trade date May 28, 2026, with an initial underlying index stock price of $212.60. Notes may be automatically called monthly beginning August 2026 if the stock closes at or above the initial price; at maturity (June 2, 2028) principal repayment is contingent on the final stock price relative to the 70% downside threshold and is subject to issuer and guarantor credit risk.