Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers two-year, non‑interest notes linked to Take‑Two Interactive common stock. Each $1,000 face amount pays at maturity based on the change from an $215.77 initial price (trade date March 4, 2026) to the final closing price on the determination date (March 6, 2028), subject to anti‑dilution adjustments and a $1,427.5 maximum per $1,000.
Upside: 150% participation to the cap (cap = 128.5% of initial price). Downside: a 20% buffer; losses occur if the final price declines by more than 20%. Estimated value at issuance was approximately $983 per $1,000 face amount.
GS Finance Corp. is offering auto-call, market-linked medium-term notes with a $1,000 face amount per security that are guaranteed by The Goldman Sachs Group, Inc.. The securities are linked to the lowest performing common stock of NVIDIA, AMD and Tesla and have an expected pricing date of March 18, 2026 and an original issue date of March 23, 2026.
Key economic terms include a call premium of 50.00% ($500), an upside participation rate of at least 438.00% (to be set on the pricing date), a call date of March 23, 2027, and stated maturity of March 22, 2029. If not called, the maturity payment depends solely on the performance of the lowest performing underlying stock, with downside exposure below a threshold price equal to 60% of starting price (a 40% threshold amount). The estimated value at pricing is between $890 and $920 per $1,000 face amount, while the original offering price is $1,000. All payments are subject to issuer and guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non‑interest notes linked to the Class A common stock of Palantir Technologies Inc. The notes have an expected trade date of March 17, 2026, expected original issue date of March 20, 2026, an expected call observation date of March 17, 2027 with a capped automatic-call payment of $1,340 per $1,000 face amount, and an expected stated maturity date of March 22, 2029. If not called, payoff at maturity depends on the final index stock price versus an initial index stock price set on the trade date: positive or zero index returns pay 125% participation; declines up to 40% pay the absolute decline as a positive return; declines greater than 40% produce negative returns and may result in loss of principal. The estimated value on the trade date is $925–$955 per $1,000 face amount. Payments are unsecured and subject to issuer and guarantor credit risk.
GS Finance Corp. is offering non‑interest bearing, equity‑linked notes tied to Palantir Technologies Inc. (Class A) stock. The notes have an expected trade date of March 17, 2026, an original issue date of March 20, 2026, an expected call observation date of March 17, 2027 and an expected stated maturity date of March 22, 2029.
If the closing price of the index stock on the call observation date is greater than or equal to the initial index stock price, the notes will be automatically redeemed and pay $1,390 per $1,000 face amount on the call payment date. If not called, the maturity payment depends on the index stock return: an upside participation rate of 125% applies to positive returns; declines up to 40% produce a positive payout equal to the absolute stock decline; declines greater than 40% produce a negative payoff and could result in a loss of principal.
The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor). The calculation agent is Goldman Sachs & Co. LLC and has broad discretion over price determinations and anti‑dilution adjustments.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due March 10, 2034 that pay interest at 5.00% per annum from the expected original issue date of March 10, 2026. Interest is expected annually on each March 10 beginning March 10, 2027.
The notes are redeemable at the issuer’s option in whole (not in part) on scheduled quarterly redemption dates beginning on or after March 10, 2028, at a redemption price equal to 100% of principal plus accrued interest. Delivery against payment is expected in New York on March 10, 2026.
GS Finance Corp. offers market-linked medium-term notes guaranteed by The Goldman Sachs Group, Inc. The securities are sold at $1,000 per security with underwriting discounts up to $25.75 and proceeds to issuer of $974.25 per security. The estimated model value at pricing is between $890 and $920 per $1,000 face amount.
The notes are auto-callable monthly from March 2027 to February 2029 if the lowest performing underlier closes at or above its starting value; monthly contingent coupons of at least $12.334 per $1,000 (approx. 14.80% per annum) pay only when the lowest performing underlier is ≥70% of its starting value. If not called, principal at maturity depends on the lowest performing underlier and can lose more than 40%, possibly all, if that underlier is below 60% of its starting value.
All payments are subject to issuer and guarantor credit risk; secondary market activity and estimated value may differ from the offering price.
GS Finance Corp. offers $1,000 face‑amount structured notes guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Index. The notes pay no interest and mature on March 18, 2027 with payoff determined by the index performance from the trade date to the determination date.
Key terms: upside participation 200%, maximum settlement amount $1,120.50 per $1,000 face, a buffer of 10% (buffer level = 90% of initial level). Trade date is March 13, 2026; determination date is March 15, 2027. Investors bear issuer/guarantor credit risk and may lose a substantial portion of principal if the index falls below the buffer.
GS Finance Corp. offers buffered notes linked to the Invesco S&P 500® Equal Weight ETF, guaranteed by The Goldman Sachs Group, Inc. The notes (face amount $1,000 each) do not pay interest and mature expected April 15, 2027. The initial underlier level is $200.54 (set March 5, 2026); the determination date is expected April 12, 2027. Investors receive at maturity either (a) up to a capped positive payoff of $1,185 per $1,000 if the ETF is above a cap level (118.50% of initial), (b) the face amount if the ETF declines up to -10%, or (c) a downside payment that reduces principal if the ETF declines more than -10%. The estimated value at pricing is between $925 and $955 per $1,000 face amount and payments are subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced a contingent income auto-callable note linked to the Class A common stock of Palantir Technologies Inc. The securities are principal‑at‑risk, expected to price on or about March 13, 2026 with an original issue date of March 18, 2026, and a stated maturity date of March 16, 2029.
The notes pay contingent quarterly coupons only when the underlying stock's closing price on each coupon observation date is at or above a downside threshold equal to 50.00% of the initial share price; the contingent coupon formula references at least $44.50 (set on the pricing date). The notes are automatically called if the closing price on any call observation date is at or above the initial share price, in which case holders receive principal plus the contingent coupon then due. If the final share price is below the downside threshold, holders lose on a 1:1 basis versus share decline; payment at maturity could be significantly below principal or zero. The pricing supplement shows an estimated value range of $910 to $970 per security and an underwriting discount of 2.25%.
GS Finance Corp. issues callable structured notes linked to a leveraged S&P 500 futures-based index. The notes (trade date expected March 12, 2026, stated maturity expected March 17, 2032) pay no interest, are subject to issuer and guarantor credit risk, and include an automatic call feature with quarterly call observation dates beginning in March 2027.
If called, each $1,000 face amount pays $1,000 plus a specified call premium; if not called, maturity payments are tied to the underlier return with a cap of $2,764 per $1,000 and a 50% trigger buffer. The underlier applies up to 500% leverage and a daily 6.0% per annum decrement; the estimated value at pricing is between $885 and $925 per $1,000 face amount.