Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering ETF-linked notes due March 8, 2028 (original issue date March 6, 2026) with an aggregate face amount of $3,230,000. Payment at maturity is based on the lesser performing of the SPDR® Gold Trust and the iShares® Silver Trust, measured from the trade date March 3, 2026 to the determination date March 3, 2028. If the lesser performing ETF has a positive return, you receive 100% participation in that lesser return up to a cap level (133.25% of initial level) and a maximum settlement amount of $1,332.50 per $1,000 face amount. If the lesser performing ETF return is zero or negative, you receive the $1,000 face amount. The estimated value on the trade date was about $985 per $1,000 face amount; the original issue price is 100% of face amount.
GS Finance Corp. is offering ETF-linked notes due March 8, 2028 (original issue date March 6, 2026) with an aggregate face amount of $3,230,000. Payment at maturity is based on the lesser performing of the SPDR® Gold Trust and the iShares® Silver Trust, measured from the trade date March 3, 2026 to the determination date March 3, 2028. If the lesser performing ETF has a positive return, you receive 100% participation in that lesser return up to a cap level (133.25% of initial level) and a maximum settlement amount of $1,332.50 per $1,000 face amount. If the lesser performing ETF return is zero or negative, you receive the $1,000 face amount. The estimated value on the trade date was about $985 per $1,000 face amount; the original issue price is 100% of face amount.
GS Finance Corp. is offering autocallable equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Amazon.com, Inc. (Bloomberg: "AMZN UW"). The notes have a 100% upside participation rate and a trigger buffer level of 70% of the initial underlier level. If the notes are automatically called on the call observation date, the payment will be $1,247.50 per $1,000 face amount on the call payment date. If not called, payments at maturity depend on the final underlier level: full principal if the final level is at or above the trigger buffer, upside participation for positive returns above the initial level, and a downside exposure equal to the underlier return if below the trigger buffer (potentially a total loss). The notes pay no interest. Key dates shown in the pricing supplement include a trade date of March 6, 2026, original issue date March 11, 2026, call observation date March 8, 2027 (call payment March 11, 2027), determination date March 6, 2029, and stated maturity March 9, 2029. The offering materials disclose credit risk of the issuer and guarantor, potential limited secondary-market liquidity, modeling assumptions that make the original issue price exceed estimated model value, and uncertain U.S. federal tax treatment.
GS Finance Corp. is offering autocallable equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Amazon.com, Inc. (Bloomberg: "AMZN UW"). The notes have a 100% upside participation rate and a trigger buffer level of 70% of the initial underlier level. If the notes are automatically called on the call observation date, the payment will be $1,247.50 per $1,000 face amount on the call payment date. If not called, payments at maturity depend on the final underlier level: full principal if the final level is at or above the trigger buffer, upside participation for positive returns above the initial level, and a downside exposure equal to the underlier return if below the trigger buffer (potentially a total loss). The notes pay no interest. Key dates shown in the pricing supplement include a trade date of March 6, 2026, original issue date March 11, 2026, call observation date March 8, 2027 (call payment March 11, 2027), determination date March 6, 2029, and stated maturity March 9, 2029. The offering materials disclose credit risk of the issuer and guarantor, potential limited secondary-market liquidity, modeling assumptions that make the original issue price exceed estimated model value, and uncertain U.S. federal tax treatment.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2031 that pay 4.675% interest per annum. Interest accrues from the expected original issue date of March 9, 2026 to the expected stated maturity of March 7, 2031, with semiannual payments expected each March 9 and September 9.
The notes are callable in whole (not in part) on each redemption date expected on March 9 and September 9 on or after March 9, 2028, at a redemption price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. Settlement and delivery are expected in DTC on March 9, 2026.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2031 that pay 4.675% interest per annum. Interest accrues from the expected original issue date of March 9, 2026 to the expected stated maturity of March 7, 2031, with semiannual payments expected each March 9 and September 9.
The notes are callable in whole (not in part) on each redemption date expected on March 9 and September 9 on or after March 9, 2028, at a redemption price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. Settlement and delivery are expected in DTC on March 9, 2026.
GS Finance Corp. is offering structured, callable notes guaranteed by The Goldman Sachs Group, Inc., linked to the common stocks of Tesla, Alphabet (Class A) and NVIDIA. The notes have an expected stated maturity date of March 11, 2027, and may be automatically called on observation dates beginning in June 2026. Quarterly coupons of at least $30 per $1,000 face amount (at least 3% quarterly) are payable only if the closing price of each index stock on a coupon observation date is greater than or equal to 50% of its initial price. At maturity, if a trigger event occurs (each final index stock price is below its initial price), payment will be based on the lesser performing index stock return and could be significantly less than the face amount. The estimated value at pricing is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering structured, callable notes guaranteed by The Goldman Sachs Group, Inc., linked to the common stocks of Tesla, Alphabet (Class A) and NVIDIA. The notes have an expected stated maturity date of March 11, 2027, and may be automatically called on observation dates beginning in June 2026. Quarterly coupons of at least $30 per $1,000 face amount (at least 3% quarterly) are payable only if the closing price of each index stock on a coupon observation date is greater than or equal to 50% of its initial price. At maturity, if a trigger event occurs (each final index stock price is below its initial price), payment will be based on the lesser performing index stock return and could be significantly less than the face amount. The estimated value at pricing is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering leveraged EURO STOXX 50® Index‑linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is tied to the EURO STOXX 50® performance from the trade date to the determination date.
Key terms: trade date March 6, 2026; original issue date March 11, 2026; stated maturity date March 9, 2029; upside participation 300% subject to a maximum settlement amount of $1,463.80 per $1,000 face amount; trigger buffer 25% (75% trigger buffer level). If the final index level is below the trigger buffer level, investors suffer proportional losses and could lose their entire investment. The notes are senior unsecured obligations and subject to issuer and guarantor credit risk.
GS Finance Corp. is offering leveraged EURO STOXX 50® Index‑linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is tied to the EURO STOXX 50® performance from the trade date to the determination date.
Key terms: trade date March 6, 2026; original issue date March 11, 2026; stated maturity date March 9, 2029; upside participation 300% subject to a maximum settlement amount of $1,463.80 per $1,000 face amount; trigger buffer 25% (75% trigger buffer level). If the final index level is below the trigger buffer level, investors suffer proportional losses and could lose their entire investment. The notes are senior unsecured obligations and subject to issuer and guarantor credit risk.
GS Finance Corp. offers underlier-linked, principal-at-risk notes due September 23, 2027, fully guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount note pays no interest and delivers a cash settlement at maturity tied to the lesser performing underlier of the EURO STOXX 50® and the iShares® MSCI EAFE ETF.
Key economics set on the trade date (March 18, 2026): an upside participation rate of 150%, a maximum settlement amount of $1,210 per $1,000 face, and an 80% buffer level. If the lesser performing underlier finishes below its buffer, principal is lost on a 1% per 1% basis below the buffer; if both underliers finish at or above the buffer but not higher than initial levels, you receive the face amount.
GS Finance Corp. offers underlier-linked, principal-at-risk notes due September 23, 2027, fully guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount note pays no interest and delivers a cash settlement at maturity tied to the lesser performing underlier of the EURO STOXX 50® and the iShares® MSCI EAFE ETF.
Key economics set on the trade date (March 18, 2026): an upside participation rate of 150%, a maximum settlement amount of $1,210 per $1,000 face, and an 80% buffer level. If the lesser performing underlier finishes below its buffer, principal is lost on a 1% per 1% basis below the buffer; if both underliers finish at or above the buffer but not higher than initial levels, you receive the face amount.
GS Finance Corp. is offering autocallable equity-linked notes due 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference Broadcom (AVGO), Meta (META), NVIDIA (NVDA) and Tesla (TSLA) and may be automatically called monthly if each underlier closes at or above its initial level on a call observation date. If not called, the cash settlement at maturity is based solely on the lesser performing underlier and is capped by a maturity date premium amount of at least 47.502%. The notes pay no interest and carry issuer/guarantor credit risk; pricing terms (including original issue price and underwriting discount) will be set on the trade date and certain terms are subject to adjustment as described in the general terms supplement.
GS Finance Corp. is offering autocallable equity-linked notes due 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference Broadcom (AVGO), Meta (META), NVIDIA (NVDA) and Tesla (TSLA) and may be automatically called monthly if each underlier closes at or above its initial level on a call observation date. If not called, the cash settlement at maturity is based solely on the lesser performing underlier and is capped by a maturity date premium amount of at least 47.502%. The notes pay no interest and carry issuer/guarantor credit risk; pricing terms (including original issue price and underwriting discount) will be set on the trade date and certain terms are subject to adjustment as described in the general terms supplement.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk notes maturing March 13, 2029. The notes pay a monthly coupon of $13.5 per $1,000 face amount (1.35% monthly; 16.2% annualized potential) only when the closing level of each underlier meets a 65% coupon trigger on observation dates. The return at maturity is determined by the lesser performing underlier (Russell 2000®, Nasdaq-100®, VanEck Gold Miners ETF). A trigger buffer at 60% affects principal protection: if the final level of any underlier is below 60%, principal is reduced pro rata to that underlier’s return. The company may redeem notes at $1,000 plus any coupon on monthly coupon dates from September 2026 through February 2029. The estimated value at pricing is between $925 and $955 per $1,000, which is lower than the original issue price; payments remain subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk notes maturing March 13, 2029. The notes pay a monthly coupon of $13.5 per $1,000 face amount (1.35% monthly; 16.2% annualized potential) only when the closing level of each underlier meets a 65% coupon trigger on observation dates. The return at maturity is determined by the lesser performing underlier (Russell 2000®, Nasdaq-100®, VanEck Gold Miners ETF). A trigger buffer at 60% affects principal protection: if the final level of any underlier is below 60%, principal is reduced pro rata to that underlier’s return. The company may redeem notes at $1,000 plus any coupon on monthly coupon dates from September 2026 through February 2029. The estimated value at pricing is between $925 and $955 per $1,000, which is lower than the original issue price; payments remain subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. is offering Autocallable Russell 2000® Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are cash-settled, do not bear interest, and may be automatically called on annual observation dates if the underlier closes at or above its initial level.
Key disclosed terms include a trade date of March 31, 2026, original issue date April 3, 2026, call observation dates with call payment premiums of 12.25% (May 3, 2027) and 24.5% (March 30, 2028), a capped maturity premium of 36.75%, determination date March 27, 2029 and stated maturity March 30, 2029. The offering price is 100% of face amount with an underwriting discount of 2.25%.
Material risks the supplement emphasizes include possible loss of your entire investment if the final underlier level is below the initial level, capped upside at maturity and on call, exposure to issuer/guarantor credit risk, limited secondary market liquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering Autocallable Russell 2000® Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are cash-settled, do not bear interest, and may be automatically called on annual observation dates if the underlier closes at or above its initial level.
Key disclosed terms include a trade date of March 31, 2026, original issue date April 3, 2026, call observation dates with call payment premiums of 12.25% (May 3, 2027) and 24.5% (March 30, 2028), a capped maturity premium of 36.75%, determination date March 27, 2029 and stated maturity March 30, 2029. The offering price is 100% of face amount with an underwriting discount of 2.25%.
Material risks the supplement emphasizes include possible loss of your entire investment if the final underlier level is below the initial level, capped upside at maturity and on call, exposure to issuer/guarantor credit risk, limited secondary market liquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. files a preliminary prospectus supplement to offer callable 10-year CMT rate‑linked range accrual notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the 10‑year CMT, have a reference rate barrier of 5.00% and an interest factor set between 8.00% and 8.75%. Expected trade date is March 13, 2026, original issue date March 17, 2026, and stated maturity March 17, 2036. Interest, if any, is paid quarterly and depends on the number of reference dates on which the 10‑year CMT is ≤ the barrier. The issuer may redeem the notes at 100% of face amount on quarterly redemption dates beginning March 17, 2027. Estimated model value at pricing is stated as between $900 and $950 per $1,000 face amount.