GOLDMAN SACHS GROUP INC (GS) SEC Filings, May 7, 2026

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is issuing capped, non‑interest bearing structured notes linked to an equally weighted basket of 15 listed equities. For each $1,000 face amount, payment at maturity (stated maturity June 10, 2027) depends on the basket return measured from the trade date (May 5, 2026) to the determination date (June 7, 2027). Positive basket returns pay 300% participation up to a maximum settlement of $1,260 per $1,000 (cap ≈ 108.667%). A final basket decline greater than 25% (trigger buffer 75%) produces a pro rata loss of principal; investors could lose their entire investment. The notes' estimated value on the trade date was approximately $978 per $1,000 face amount and the offering shows an aggregate original face amount of $3,933,000.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering note securities linked to the Nasdaq-100 Index that pay at maturity based on index performance from May 4, 2026 to June 7, 2027. The notes pay no interest and have a 10% buffer such that modest declines up to 10% produce a positive cash payment equal to the absolute underlier return, while declines beyond the buffer produce leveraged losses (approximately 1.1111% loss per 1.00% decline past the buffer). The payment for each $1,000 face amount is capped at a $1,179.90 maximum upside. The notes have an original issue price equal to face amount, an underwriting discount of 1.042%, and stated maturity on June 10, 2027.

The Goldman Sachs Group, Inc. offers Callable Fixed Rate Notes due 2029 that pay interest at 4.525% per annum, with an expected original issue date of May 22, 2026 and an expected stated maturity date of May 7, 2029. Interest is payable annually on May 22 and at maturity, with the first payment expected on May 22, 2027. The issuer may redeem the notes in whole, not in part, on expected quarterly redemption dates beginning on or after May 22, 2027, with at least five business days’ notice, at a redemption price equal to 100% of principal plus accrued interest.

This pricing supplement supplements the accompanying prospectus and prospectus supplement and reflects book-entry issuance through DTC. The notes are new, with no established trading market; market-making by underwriters is discretionary. U.S. federal tax rules discussed include ordinary interest treatment and potential FATCA withholding.

GS Finance Corp. is offering Autocallable Contingent Coupon (with Memory) Barrier Notes linked to an ordinary share of FTAI Aviation Ltd., due May , 2027. Each unit has a $10 principal amount and pays a quarterly contingent coupon per unit set between $0.50 and $0.55 (equal to a contingent rate of 20.00%–22.00% per annum) if the Observation Value is at or above a 55% Coupon Barrier on a Coupon Observation Date. The notes are automatically called if the Observation Value on any Call Observation Date is at or above the 100% Call Value, in which case holders receive principal plus any contingent coupon otherwise due. If not called, at maturity holders receive $10 if the Ending Value is at or above the 55% Threshold Value; if the Ending Value is below that Threshold, holders have 1-to-1 downside exposure and may lose up to 100% of principal. Payments depend on GSFC and Goldman's creditworthiness, the estimated value at pricing is $9.25–$9.55 per $10 unit, and the public offering price is $10. The minimum initial purchase is $100,000. The notes are unsecured, unlisted, and have limited secondary-market liquidity.

GS Finance Corp. is offering market‑linked, auto‑callable securities linked to the Class A common stock of Palantir Technologies Inc., due May 10, 2029. Each security has a face amount of $1,000 and an original offering price of $1,000, with an aggregate face amount shown as $3,485,000 on the cover.

The securities pay a contingent quarterly coupon of $42.50 per $1,000 (equivalent to 17% per annum) only if the underlying stock's closing price on a calculation day is at or above the coupon threshold (60% of the starting price). They are automatically called early if the closing price on any call date (Aug 2026–Feb 2029) is at or above 90% of the starting price; if not called, principal at maturity depends on the final closing price and there is full downside exposure below 60% of the starting price. The estimated model value at pricing was approximately $959 per $1,000. All payments are subject to issuer and guarantor credit risk; there is no exchange listing.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected‑style structured notes tied to the S&P 500® Index with an aggregate face amount of $100,000. The notes pay no interest and settle in cash at maturity on May 10, 2029 based on the index performance measured from an initial level of 7,200.75 set on May 4, 2026. Investors receive the face amount if the final index level is no more than 15% below the initial level (a 15% buffer). Positive returns are paid up to a maximum settlement amount of $1,505.50 per $1,000 face. If the final index level declines by more than the buffer, losses scale 1% for each 1% decline below the buffer, and the investor may lose a substantial portion of principal. The notes are senior unsecured obligations, are not interest‑bearing, and are subject to issuer and guarantor credit risk.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured medium‑term notes linked to the S&P 500® Futures Excess Return Index. The notes have an aggregate face amount of $278,000, an upside participation rate of 245%, a 70% trigger buffer and an initial underlier level of 584.86. If the notes are automatically called on the call observation date, each $1,000 face amount pays $1,170 on the call payment date; if not called, maturity settlement on May 8, 2031 depends on the final underlier level and may result in loss of principal, including the possibility of losing the entire investment if the final level is below the trigger buffer.

The notes pay no interest, are cash‑settled, are subject to issuer and guarantor credit risk, may suffer adverse effects from negative roll yields in futures, and have uncertain U.S. federal income tax treatment as discussed in the supplement.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent monthly‑coupon, auto‑callable notes tied to the Nasdaq‑100, Russell 2000 and S&P 500. Payments depend on the lesser performing underlier: monthly coupons of $9.25 per $1,000 (0.925% monthly; up to 11.10% per annum) are payable only if each underlier is at or above 70% of its initial level on the observation date. The notes are automatically called if all underliers are at or above their initial levels on any call observation date; otherwise cash at maturity equals $1,000 if the lesser performing underlier is at or above 70% of its initial level, or $1,000 × the lesser performing underlier return if below, meaning investors could lose their entire investment if the lesser performing index falls to 0%.

The pricing supplement lists an aggregate face amount of $11,430,000, original issue price at 100% of face, underwriting discount 0.55%, net proceeds 99.45%, trade date May 5, 2026, original issue date May 8, 2026, and stated maturity May 10, 2028. The notes are senior unsecured obligations under the GSFC 2008 indenture and are cash‑settled; purchasers have no rights to underlying stocks.

GS Finance Corp. offers principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc., maturing May 10, 2029. The cash payment at maturity is linked to the S&P 500® Futures Excess Return Index. The notes pay no interest, have an upside participation rate of 130% and a buffer level at 80% (buffer amount 20%), so positive returns occur if the final underlier level is at or above the initial level and limited positive returns occur for declines up to 20% of the initial underlier level. If the final underlier level is below the buffer level, investors suffer a pro rata loss on face amount; significant principal loss is possible.

The offering lists an aggregate face amount of $1,024,000, original issue price 100% of face, underwriting discount 0.75% and net proceeds 99.25% of face. Trade date is May 5, 2026, original issue date May 8, 2026, determination date May 7, 2029, and stated maturity date May 10, 2029. The notes are cash-settled, subject to calculation agent adjustments, market disruption provisions and issuer/guarantor credit risk.