Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. issues structured, basket-linked notes maturing March 11, 2031. The offering had an aggregate face amount of $1,311,000 on the original issue date and an original issue price of 100% of face amount. The notes pay contingent quarterly coupons of $34 per $1,000 face (a 3.4% quarterly coupon, up to 13.6% per annum) only when an equally weighted basket of Adobe, Intuit and Palantir closes at or above 70% of the initial basket level on each observation date.
At maturity the principal payoff is based on the basket return with step-down buffers: full face if final basket level ≥ 70%, face only (no coupon) if final level is between 50% and 70%, and a pro rata loss if final level < 50%. Estimated value at trade date was approximately $942 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk notes linked to the common stock of NVIDIA Corporation. The notes pay no interest, mature on March 9, 2028 and may be automatically called if the closing price of NVIDIA on the call observation date is at or above the initial index stock price of $183.34, in which case each $1,000 face amount pays $1,276.5 on the call payment date (March 23, 2027). If not called, the maturity payment depends on the final index stock price on the determination date (March 6, 2028): upside participation is 150% when the final price is at or above the initial price; declines up to 30% pay the absolute decline as a positive return; declines greater than 30% produce a negative return equal to the index stock return (you can lose up to your entire investment). The initial issue price is 100% of face amount, underwriting discount 1.5%, net proceeds 98.5%, aggregate face amount $650,000. The estimated value on the trade date is approximately $977 per $1,000 face amount. Payments are subject to the issuer and guarantor credit risk; see prospectus supplement for full terms and risks.
GS Finance Corp. offers $1,300,000 aggregate face amount of S&P 500®-linked buffered notes, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have a $1,000 face amount per note, a 15% buffer (buffer level = 85% of the initial underlier), a buffer rate of 100% and a capped maximum settlement amount of $1,135 per $1,000 face amount. Trade date is March 6, 2026, original issue date is March 11, 2026, determination date is April 6, 2027 and stated maturity date is April 9, 2027. The cash settlement at maturity depends on the S&P 500 ("SPX Index") performance and is subject to the terms, credit risk of GS Finance Corp. and its guarantor, and a maximum payout cap.
GS Finance Corp. is offering structured, cash-settled notes guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $7,040,000. The notes reference the EURO STOXX 50 Index with an upside participation rate of 242%, a buffer level of 85% (buffer amount 15%) and an initial underlier level of 5,719.90. The notes pay no interest and can be automatically called on the call observation date; an automatic call would produce a fixed cash payment of $1,125 per $1,000 face amount. If not called, maturity payments vary by final underlier performance: above initial level produces upside participation, between buffer and initial produces principal return, and below buffer can produce substantial losses—including loss of your entire investment. Terms are subject to adjustments and are set out in the pricing supplement and referenced supplements.
GS Finance Corp. priced buffered, autocallable equity‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 and Russell 2000 indices, have an upside participation rate of 150% and a per‑underlier buffer of 15%. If automatically called on the call observation date, holders receive $1,152.50 per $1,000 face amount on the call payment date. The notes pay no interest, are subject to issuer and guarantor credit risk, and on the stated maturity the cash settlement depends solely on the lesser performing underlier with outcomes that can result in substantial losses (an illustrated loss of 64% is shown). Aggregate face amount is $1,387,000, original issue price is 100%, underwriting discount 3%, and net proceeds to issuer 97%. Key dates include trade date March 6, 2026, original issue date March 11, 2026, call observation date March 8, 2027, call payment date March 15, 2027, determination date March 6, 2029, and stated maturity date March 13, 2029.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering indexed notes linked to the S&P 500® Index with an aggregate face amount of $1,500,000. The notes were traded on March 6, 2026, issued on March 11, 2026, have an initial underlier level of 6,740.02, a determination date of September 6, 2033 and a stated maturity date of September 8, 2033.
Payoff: each $1,000 face amount pays no interest and will deliver the maximum settlement amount of $1,710.90 if the final underlier level on the determination date is greater than or equal to the trigger buffer level (90% of the initial level). If the final underlier level is below that buffer, the cash payment equals $1,000 plus $1,000 times the underlier return, so holders lose 1% of face per 1% decline below the initial level and could lose their entire investment. The original issue price is 100% of face; underwriting discount is 3.75% and net proceeds to the issuer are 96.25%.
GS Finance Corp. offers principal‑at‑risk structured notes — Airbag In‑Digital Securities linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay a digital return if the final index level is greater than or equal to a 90.00% downside threshold; otherwise principal is reduced with approximately 1.1111% loss per 1% index decline beyond the 10.00% threshold. Expected trade date is March 10, 2026, original issue date March 13, 2026, determination date August 31, 2027, and stated maturity September 3, 2027. The estimated value range on the trade date is between $9.65 and $9.95 per $10 face amount. All payments are subject to the issuer’s and guarantor’s creditworthiness; investors may lose some or all principal.
GS Finance Corp. is offering principal-protected-style structured notes linked to Amazon.com, Inc. (AMZN) with an aggregate face amount of $1,816,000, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and mature in March 2028.
Payment at maturity depends on the underlier return from the trade date to the determination date: upside participation is 150% capped by a maximum upside settlement amount of $1,447.50 per $1,000 face amount; a 15% buffer protects declines up to 15% (buffer level = 85% of initial level); declines beyond the buffer cause pro rata losses to principal. Trade date is March 6, 2026, original issue date March 11, 2026, determination date March 6, 2028.
GS Finance Corp. is offering Airbag In-Digital Securities linked to the S&P 500® Index with a digital return expected between 12.00% and 12.60%. The securities feature a downside threshold of 90.00% (threshold percentage 10.00%) and downside gearing of approximately 1.1111.
Trade date is expected to be March 10, 2026, original issue date March 13, 2026, determination date June 1, 2027, and stated maturity date June 4, 2027. Payments are subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc., and holders may lose some or all of their investment.
GS Finance Corp. issued market-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have a stated maturity of March 11, 2032 and pay a monthly coupon of $15.917 per $1,000 face amount if each underlier is ≥ 75% of its initial level on a coupon observation date. The underliers are the Russell 2000® Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF (SMH). The notes are automatically called on a call payment date if each underlier is ≥ its initial level on any call observation date, in which case holders receive principal plus the coupon on the call payment date. At maturity, if not called, payoff is based on the lesser performing underlier: full principal if each underlier is ≥ 60% of initial, no coupon if any underlier is between 60% and 75%, and a pro rata loss tied to the worst underlier if any underlier is 60%. The pricing supplement shows an estimated value of approximately $986 per $1,000 face amount on the trade date and notes are unsecured obligations subject to the issuer and guarantor credit risk.