Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. published an index supplement dated May 26, 2026 describing the S&P 500® Daily Risk Control 5% USD Excess Return Index (Bloomberg: SPXT5UE). The supplement explains that the Excess Return index measures the Risk Control index net of borrowing costs (SOFR + 0.02963%) and that the Risk Control index targets a 5% volatility by dynamically adjusting exposure to the S&P 500® Total Return Index. The supplement discloses annualized returns and volatilities through May 1, 2026 and emphasizes risks including credit exposure to GS Finance Corp. and The Goldman Sachs Group, Inc., the impact of borrowing costs on returns, limited post-LIBOR historical data, and that the index may not achieve its volatility target.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured medium-term notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The offering totals $35,337,000 of face amount with an original issue price equal to 100% of face amount and an underwriting discount of 4.625%. Payments are cash-settled: on an annual automatic call the issuer will pay $1,000 plus a capped call premium if the index meets rising call levels; if not called, maturity payout depends on index performance with an upside participation rate of 100% but a principal floor of $1,000 per note if the index return is zero or negative. The index uses daily rebalancing, a 5% realized volatility control, and a momentum risk control, and is subject to a 0.65% per annum deduction (accruing daily) plus effects from allocations to hypothetical cash positions. The estimated value on the trade date was $897 per $1,000 face amount; GS&Co. computed a comparable yield of 5.0613% and a projected maturity payment of $1,425.72 for tax accrual purposes. Key dates include trade date May 26, 2026, original issue date May 29, 2026, determination date May 20, 2033, and stated maturity May 27, 2033.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured medium-term notes linked to the Nasdaq-100 and Russell 2000. The notes pay no interest, may be automatically called on annual observation dates and mature on June 5, 2029. If not called, maturity payment depends on the lesser performing underlier return, with a trigger buffer at 80% of initial levels and a capped maturity premium of 40.50%. The offering shows an underwriting discount of 3% and original issue price of 100% of face amount. Investors may lose their entire investment if the lesser performing underlier falls below its trigger buffer.
GS Finance Corp. priced leveraged, decrement-linked notes maturing June 3, 2031. The notes reference the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (initial level 527.96) and pay monthly coupons only if the index on an observation date is ≥ 60% of the initial level. Notes are automatically called if the index on any call observation date is ≥ 527.96. The index applies up to 500% leverage, a 100% cap on daily leverage change, and a 6.0% per annum daily decrement; these features can magnify losses and reduce returns. The estimated initial value was approximately $926 per $1,000 face amount; original issue price is 100% with an underwriting discount of 4.5%.
The offered notes are principal‑at‑risk, S&P 500® linked, buffered notes issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount pays no interest and returns either a capped cash amount of $1,092.50 if the final underlier level is at or above the buffer level (90% of the initial level), or a downside payoff that loses approximately 1.1111% of face amount for each 1% decline of the final underlier level below the buffer (buffer rate ≈ 111.11%). Trade date was May 26, 2026, original issue date May 29, 2026, determination date June 8, 2027, and stated maturity date June 11, 2027. The offering totals $23,072,000 aggregate face amount; original issue price is 100% of face amount with a 1% underwriting discount.
GS Finance Corp. is offering index-linked notes due June 15, 2028 (expected) that pay no interest and whose cash payment at maturity is tied to the lesser performing of the Russell 2000® and the S&P 500® measured from the trade date (expected June 11, 2026) to the determination date (expected June 12, 2028). For each $1,000 face amount, investors may receive up to a $1,205 maximum settlement or a minimum of $950, with upside participation of 100% and a cap level of 120.5% of the initial index levels. The estimated value at pricing is stated as between $925 and $965 per $1,000 face amount, which is below the original issue price. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to the issuer and guarantor credit risk and various structural and market risks described in this pricing supplement.
GS Finance Corp. is offering Contingent Income Auto-Callable Securities linked to the common stock of Microsoft Corporation, with an expected original issue date of June 2, 2026 and a stated maturity date of December 1, 2028. Each security has a $1,000 principal amount and may pay a contingent quarterly coupon only when the underlying stock's closing price on a coupon observation date is at or above a downside threshold equal to 75.00% of the initial share price. The securities are unsecured notes of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., are subject to automatic early redemption if the underlying stock closes at or above the initial share price on any call observation date, and expose investors to loss of principal on a 1-to-1 basis if the final share price is below the downside threshold. The pricing supplement discloses an estimated value range of $910 to $970 per security and an underwriting discount of 2.25%. The securities do not provide participation in upside beyond $1,000 at maturity and are subject to issuer and guarantor credit risk.
The Goldman Sachs Group, Inc. proposes to issue callable fixed rate notes bearing interest at 5.825% per annum from and including an original issue date expected to be June 15, 2026 to but excluding the stated maturity date expected to be May 25, 2046. Interest is payable annually on each expected interest payment date of June 15, with the first payment expected on June 15, 2027.
The notes will be issued in book-entry form through DTC as a master global note. The issuer may redeem the notes in whole, but not in part, on specified quarterly redemption dates on or after June 15, 2029 (each expected March 15, June 15, September 15, and December 15) at a redemption price equal to 100% of principal plus accrued interest, with at least five business days' prior notice.
GS Finance Corp. priced Buffered Digital S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on S&P 500 performance from the Trade date: June 9, 2026 to the Determination date: September 9, 2027. If the final underlier level is ≥ the initial level, holders receive the Maximum settlement amount of $1,120 per $1,000 face amount. If the final level is between the initial level and the Buffer level (85%), holders receive the face amount ($1,000). If the final level is below the buffer, losses are pro rata: holders lose 1% of face for each 1% the final level is below the buffer (i.e., substantial principal loss possible). The notes are part of the Medium-Term Notes, Series F program and are book-entry obligations under a senior indenture; pricing and fees are set on the trade date.
GS Finance Corp. is offering Leveraged Buffered S&P 500® Futures Excess Return Index‑Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and returns at maturity are tied to the S&P 500® Futures Excess Return Index performance from Trade Date: May 29, 2026 to the Determination Date: November 29, 2028. The notes pay no interest.
Payments at maturity follow three outcomes: (1) if the final underlier level > initial level, investors receive principal plus 131% upside participation times the underlier return; (2) if the final level declines up to the buffer level (80%), investors receive the face amount; (3) if the final level declines beyond the buffer (more than 20%), investors suffer a proportional loss (1% loss in face amount per 1% decline beyond the buffer). The notes are cash‑settled, subject to issuer and guarantor credit risk, model pricing that typically exceeds estimated value at issuance, and risks specific to futures‑linked underliers including negative roll yield and market disruption adjustments.