Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering leveraged S&P 500® Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the S&P 500 performance from the trade date (March 19, 2026) to the determination date (March 19, 2029).
For each $1,000 face amount: investors receive the face amount if the final index level is ≥ 75% of the initial level; gains are participation-based up to a maximum settlement amount of $1,335.10 (with a 300% upside participation rate capped by that maximum); if the final level is below 75%, losses are proportional to the index decline and could result in loss of principal. Original issue price is 100%, underwriting discount 2%, net proceeds 98% of face amount.
The issuer, GS Finance Corp., with guarantor The Goldman Sachs Group, Inc., is offering callable, capped structured notes linked to three ETFs: Invesco QQQ Trust (QQQ), SPDR Dow Jones Industrial Average ETF (DIA), and iShares Russell 2000 ETF (IWM). Coupons are monthly and paid only if each ETF's closing level on a coupon observation date is at least 80% of its initial level. Notes will be automatically called on quarterly call observation dates if each ETF's closing level is greater than or equal to its initial level; on a call the holder receives the $1,000 face amount plus accrued coupon.
At maturity (expected March 23, 2028), if not called, the cash settlement per $1,000 depends on the lesser performing ETF: if each ETF is >= 80% of initial, holder receives principal plus final coupon; if the worst ETF is between -30% and -20%, holder receives $1,000 (no coupon); if any ETF return is -30%, payoff = $1,000 + (lesser performing ETF return * $1,000), which can result in receiving less than 70% of face amount. The estimated value on the trade date is between $925 and $955 per $1,000 face amount.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due May 24, 2027 with interest at 4.25% per annum, accruing from the expected original issue date of March 24, 2026. Interest payment dates are expected to be Sept 24, 2026, March 24, 2027 and May 24, 2027.
The notes are callable in whole, not in part, on expected redemption dates of Sept 24, 2026, Dec 24, 2026 and March 24, 2027 at a price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. Settlement is expected in New York on March 24, 2026. The notes will be issued in book-entry form through DTC. The offering is subject to distribution limits in multiple jurisdictions and FATCA withholding rules apply.
GS Finance Corp. is offering callable contingent coupon equity-linked notes due March 22, 2029, fully guaranteed by The Goldman Sachs Group, Inc.
The notes pay a contingent quarterly coupon of 5% per quarter (up to 20.00% per annum) if each underlier is at or above a 75% coupon trigger on the observation date, and the cash settlement at maturity depends solely on the lesser performing underlier. The underliers are the common stocks of Apple Inc., Meta Platforms, Inc. and Microsoft Corporation, with initial levels referenced to March 18, 2026. The notes include a 25% buffer and a buffer rate of approximately 133.33%, and the issuer has the right to redeem on coupon payment dates commencing September 2026, subject to at least three business days’ notice.
GS Finance Corp. is offering $1,000 face‑amount autocallable contingent coupon equity‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Constellation Energy Corporation (Bloomberg: CEG UW), trade date March 27, 2026, original issue date April 1, 2026, and stated maturity April 30, 2027.
Each note may pay a contingent monthly coupon of $13.50 per $1,000 (1.35% monthly; potential up to 16.20% per annum) only if the underlier’s closing level on the related observation date is at or above the coupon trigger level of 56% of the initial underlier level. The notes are automatically called if the underlier is at or above the initial level on any call observation date; on a call the issuer pays the full principal per $1,000 plus any coupon then due. If the notes are not called, the cash settlement at maturity pays $1,000 if the final underlier level is at or above the trigger buffer (56%); if below, investors receive $1,000×(underlier return), which can result in the loss of the entire investment. Investors are exposed to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. is offering autocallable, index-linked notes due September 27, 2027, fully guaranteed by The Goldman Sachs Group, Inc.. The notes link to the Nasdaq-100 and Russell 2000 underliers, can be automatically called on semi-annual observation dates, and pay no interest.
Key economic terms: initial underlier levels set as of March 18, 2026; automatic call premiums of 9.7% (first call) and 19.4% (second call); a 29.10% maturity premium; an 80% buffer level (20% buffer amount, buffer rate = 125%). If not called, final cash settlement depends solely on the lesser performing underlier and can result in a total loss of principal. Pricing, underwriting discounts and issue price will be set on the trade date.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering contingent income auto-callable securities due March 30, 2028 linked to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100 indexes. The notes are principal-at-risk and pay a contingent quarterly coupon (set on the pricing date) only if each underlying index is at or above a 65.00% downside threshold on a coupon observation date. The securities will be automatically called if, on any call observation date, each index is at or above its initial index value; a call returns $1,000 plus the then-due coupon. If not called, payment at maturity depends on the worst performing index (payment = $1,000 × worst index performance factor), which can be less than $650 per security and could be zero. Pricing is expected in late March 2026 with an original issue date of April 1, 2026, and an estimated value range of $920 to $980 per $1,000 stated principal. The offering carries a 2.00% underwriting discount and exposes investors to issuer/guarantor credit risk and the risk of receiving few or no coupons.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers structured, non‑interest notes linked to an equally weighted 10‑stock basket. The notes have an expected trade date of March 26, 2026, an original issue date of March 31, 2026, and a stated maturity expected on March 29, 2029.
For each $1,000 face amount, the cash payment at maturity equals the face amount if the final basket level is equal to or below the initial level (initial level = 100), or increases by the basket return up to a maximum settlement amount of $1,280 (cap level = 128% of initial). The basket is equally weighted across ten named common stocks, initial weight 10% each. The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp. offers structured notes linked to the Class A common stock of Meta Platforms, Inc., and the common stocks of Microsoft Corporation, Apple Inc., and Alphabet Inc. Each note has a $1,000 face amount denomination and an expected stated maturity of March 22, 2029.
Coupons: each coupon payment date can pay $50 per $1,000 face amount (5% quarterly) only if the closing price of each index stock on the coupon observation date is >= 70% of its initial index stock price. Final payoff: if the notes are not redeemed, the maturity payment is based on the lesser performing index stock, with a buffer amount of 30% and a buffer rate of approximately 142.86%. The issuer may redeem notes at 100% plus any coupon on coupon payment dates from September 2026 through December 2028. The estimated initial value is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes due (guaranteed by The Goldman Sachs Group, Inc.) with an expected trade date of March 20, 2026 and an expected stated maturity of March 23, 2028.
For each $1,000 face amount, holders will receive a cash settlement at maturity determined by the S&P 500® Index performance between the initial and final underlier levels. The notes pay no interest; the threshold settlement amount is $1,137.50. The structure provides positive capped returns for modest declines and limited rises, a buffer that protects down to 75% of the initial level using a buffer rate of ~133.33%, and the potential to lose the entire investment if the final level falls below the buffer level. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.