Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers structured, non‑interest notes linked to an equally weighted 10‑stock basket. The notes have an expected trade date of March 26, 2026, an original issue date of March 31, 2026, and a stated maturity expected on March 29, 2029.
For each $1,000 face amount, the cash payment at maturity equals the face amount if the final basket level is equal to or below the initial level (initial level = 100), or increases by the basket return up to a maximum settlement amount of $1,280 (cap level = 128% of initial). The basket is equally weighted across ten named common stocks, initial weight 10% each. The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp. offers structured notes linked to the Class A common stock of Meta Platforms, Inc., and the common stocks of Microsoft Corporation, Apple Inc., and Alphabet Inc. Each note has a $1,000 face amount denomination and an expected stated maturity of March 22, 2029.
Coupons: each coupon payment date can pay $50 per $1,000 face amount (5% quarterly) only if the closing price of each index stock on the coupon observation date is >= 70% of its initial index stock price. Final payoff: if the notes are not redeemed, the maturity payment is based on the lesser performing index stock, with a buffer amount of 30% and a buffer rate of approximately 142.86%. The issuer may redeem notes at 100% plus any coupon on coupon payment dates from September 2026 through December 2028. The estimated initial value is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes due (guaranteed by The Goldman Sachs Group, Inc.) with an expected trade date of March 20, 2026 and an expected stated maturity of March 23, 2028.
For each $1,000 face amount, holders will receive a cash settlement at maturity determined by the S&P 500® Index performance between the initial and final underlier levels. The notes pay no interest; the threshold settlement amount is $1,137.50. The structure provides positive capped returns for modest declines and limited rises, a buffer that protects down to 75% of the initial level using a buffer rate of ~133.33%, and the potential to lose the entire investment if the final level falls below the buffer level. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering autocallable notes linked to the EURO STOXX 50® Index. The notes are expected to trade on March 24, 2026, have an original issue date of March 27, 2026 and a stated maturity of March 31, 2031. They pay no interest and may be automatically called beginning on call observation dates commencing in March 2027. If called, holders receive $1,000 plus a call premium (call premiums rise on later call dates; examples include 11.75% on the first call and 47% on the last scheduled call). At maturity, payment depends on the index performance: at or above the initial level holders receive at least a $1,300 threshold; declines up to -25% return principal; declines beyond -25% produce a proportional loss, potentially wiping out the investment. The estimated value at pricing is $885–$925 per $1,000 face amount. Payments are unsecured obligations and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering autocallable, S&P 500® index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have an expected trade date of March 20, 2026, an expected original issue date of March 25, 2026, an expected automatic call observation date of April 2, 2027 (call payment April 7, 2027) and an expected stated maturity date of March 23, 2028.
If the index closing level on the call observation date is >= the initial index level, the notes will be automatically redeemed for at least $1,112.50 per $1,000 face amount. If not called, maturity payoff depends on index performance: an upside participation rate of 150% applies to positive returns; declines up to 20% produce the absolute positive return; declines greater than 20% produce proportional losses (you can lose your entire investment). The estimated initial model value is $900–$930 per $1,000 face amount; issue price is 100% of face amount. The notes do not bear interest and are subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp. is offering autocallable, principal‑at‑risk notes tied to the Class A common stock of Palantir Technologies Inc. and the common stock of Advanced Micro Devices, Inc.. The notes have expected trade date March 26, 2026 and stated maturity April 2, 2029. Monthly coupon observation dates are expected on the 26th of each month; a coupon of $14.584 per $1,000 face amount accrues (1.4584% monthly, or up to approximately 17.5% per annum) only if both index stocks meet their coupon trigger prices (each equal to 50% of the initial index stock price). The notes will be automatically called if, on a call observation date, each index stock closes at or above its initial price; if not called, a trigger event at maturity occurs only if both index stocks close below their initial prices. If a trigger event occurs, the cash settlement is based on the lesser performing index stock and may be substantially less than principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.. The estimated value at the time terms are set is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering leveraged S&P 500® Futures Excess Return Index‑linked notes due March 25, 2031, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a face amount of $1,000, does not pay interest, and links payoff to the S&P 500® Futures Excess Return Index (Bloomberg: SPXFP Index).
If the final underlier level on the March 20, 2031 determination date is above the initial level set on the March 20, 2026 trade date, the cash payment at maturity equals $1,000 plus $1,000 × the 128% upside participation rate × the underlier return. If the final level is equal to or below the initial level, holders receive the face amount only. The notes are cash‑settled, subject to credit risk of GS Finance Corp. and its guarantor, and may be illiquid.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due September 30, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the common stock of NVIDIA Corporation (Bloomberg: "NVDA UW") and pay a contingent quarterly coupon only if the underlier closes at or above a coupon trigger level equal to 55% of the initial underlier level on each coupon observation date.
The notes will be automatically called if the underlier closes at or above the initial underlier level on any call observation date. If not called, the cash settlement at maturity depends on the final underlier level relative to a trigger buffer level of 55% of the initial level; a final level below that buffer exposes holders to losses, including the possibility of losing their entire investment. Trade date is March 26, 2026, original issue date is March 31, 2026, and the determination date is September 27, 2027. The original issue price is 100% of face amount with a 1.5% underwriting discount (net proceeds 98.5%).
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,000 face amount autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: GSMBFC5 Index).
The notes have an upside participation rate of 100%, a call level of 101.25% of the initial index level and scheduled call observation dates beginning March 30, 2027 with increasing call premiums (10% to 60%). Stated maturity is March 31, 2033. The estimated value on the trade date is $885 to $925 per $1,000 face amount (below issue).
The index applies a 5% realized volatility control and a 0.65% per annum deduction, and may allocate substantial exposure to hypothetical cash positions; such allocations can materially reduce index returns. If notes are not called and the final index level is equal to or below the initial level, holders receive the face amount only.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering index-linked medium-term notes tied to the Nasdaq-100 and S&P 500. The notes have a trade date of March 23, 2026, original issue date March 26, 2026, a determination date March 24, 2031 and a stated maturity date March 27, 2031.
For each $1,000 face amount, payoff depends on the lesser performing underlier: if both underliers finish above initial levels you receive $1,000 plus 109.5% participation of the lesser underlier return; if the lesser underlier finishes between 85% (buffer level) and initial, you receive the face amount; if below 85%, you suffer losses equal to 1% per 1% below the buffer (buffer rate 100%, buffer amount 15%). The notes pay no interest and are subject to issuer and guarantor credit risk. CUSIP 40058YLA8.