Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers Market Linked Securities (auto-callable) with a $1,000 face amount per security and an original offering totaling $14,272,000. Priced on March 13, 2026, the securities mature on September 18, 2029 and pay a contingent coupon of $8.50 per $1,000 (equivalent to 10.20% per annum) monthly only if the lowest performing underlier meets a coupon threshold.
The return is linked solely to the lowest performing of three underliers (the Dow Jones Industrial Average, the Russell 2000 and the State Street Technology Select Sector SPDR ETF), with both the coupon threshold and downside threshold equal to 70% of each underlier’s starting value. If not auto-called, principal at maturity depends on the lowest performing underlier and can result in loss of more than 30% or total loss. Estimated value at pricing was approximately $960 per $1,000 face amount; proceeds to issuer were $976.75 per security.
GS Finance Corp. is offering principal-at-risk notes linked to the EURO STOXX 50® Index. Each note has a $1,000 face amount and pays at maturity based on index performance from the trade date to the determination date. The notes have no periodic interest.
If the final underlier level is above the initial level, the holder receives $1,000 + $1,000 × 141.8% of the index return. If the final level is at or above 90% of the initial level, the holder receives the face amount. If the final level is below 90%, losses are incurred pro rata and holders may lose a substantial portion of their investment. Trade date was March 13, 2026, stated maturity March 16, 2029, aggregate face amount $4,398,000. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering Buffer Autocallable GEARS linked to an unequally weighted basket of five equity indices and guaranteed by The Goldman Sachs Group, Inc. The securities have an initial basket level of 100, a 10.00% buffer, an autocall barrier at 100.00%, an expected upside gearing between 1.80 and 2.015, and a call return of 11.00%. Trade date is expected March 27, 2026, original issue date March 31, 2026, call observation date expected April 5, 2027, and determination date expected March 27, 2029.
The securities pay no coupons, may be automatically called (limited to the call return if called), provide contingent repayment at maturity subject to the buffer, and are unsecured obligations subject to issuer and guarantor credit risk. The estimated value on the trade date is between $9.30 and $9.60 per $10 face amount; original issue price is $10 with a 2.50% underwriting discount.
GS Finance Corp. is offering callable, contingent‑coupon notes backed by a guarantee from The Goldman Sachs Group, Inc., with an aggregate face amount of $32,903,000. The notes pay a monthly contingent coupon of 0.8792% (up to ~10.55% annually) when both underliers meet 80% trigger thresholds and may be automatically called if both underliers reach their initial levels on a call observation date. At maturity the cash settlement depends solely on the lesser performing underlier and includes a 20% buffer; significant principal loss is possible if the lesser performing underlier falls below the buffer level. The trade date is March 13, 2026 and the stated maturity date is March 16, 2029.
GS Finance Corp. offers structured notes (medium-term) linked to the Goldman Sachs Momentum Builder® Focus ER Index with an $1,001,000 aggregate face amount. The notes pay no interest, include an annual automatic call if the index closes at or above 100.5% of the initial level, and mature on March 18, 2031. If not called, maturity payment is either principal only (if index return ≤ 0) or $1,000 plus participation at a 100% upside rate on positive index return, subject to index deductions and a 0.65% annual fee. The pricing supplement discloses an estimated trade-date value of $937 per $1,000 face amount and an underwriting discount of 1.375%.
GS Finance Corp. offers principal-protected contingent notes linked to the S&P 500® Index under a Pricing Supplement dated March 13, 2026. The offering has an aggregate face amount of $21,677,000, an upside participation rate of 242.2% and a buffer level of 90%.
If the notes are automatically called on the call observation date, each $1,000 face amount pays $1,100 on the call payment date. If not called, the cash settlement at maturity depends on the final index level: investors may receive principal, an upside-based payment, or suffer substantial losses down to a total loss of principal per the buffer mechanics. The notes pay no interest and are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc. The offering price is 100% of face amount with an underwriting discount of 1.5%.
GS Finance Corp. offers structured, non‑interest notes linked to an equally weighted 8‑stock basket, guaranteed by The Goldman Sachs Group, Inc. The notes have a face amount initially totaling $1,587,000 and mature on March 16, 2028, with an automatic call if the basket closing level on the call observation date (March 29, 2027) is at or above the initial basket level of 100. If called, each $1,000 face amount pays $1,202 on the call payment date (April 1, 2027). If not called, maturity payment depends on the final basket level on the determination date (March 13, 2028) with an upside participation rate of 125% and a 15% buffer (buffer level = 85%; buffer rate ≈ 117.65%), producing different cash settlement outcomes described in the supplement. The notes pay no interest, carry issuer and guarantor credit risk, and had an estimated value on the trade date of approximately $948 per $1,000 face amount versus an original issue price of 100% (underwriting discount 1.5%, net proceeds 98.5%). Key risks include limited anti‑dilution protection, possible large principal loss if the final basket level is below the buffer, limited secondary market liquidity, and calculation agent discretion vested in Goldman Sachs & Co. LLC.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due (expected) September 21, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000®, S&P 500® and Nasdaq-100 indices with initial levels set on March 16, 2026.
The notes may be automatically called on observation end dates commencing in June 2026 through June 2028. Each quarterly coupon equals $35 per $1,000 (a 3.5% quarterly, up to 14% annually) only if each index is >= 70% of its initial level on every trading day during the quarterly observation period. At maturity (if not called) the cash payment depends solely on the lesser performing index: full principal if that index is >= 60% of initial, otherwise a proportionate loss (e.g., a final index at 25% pays 25% of face).
The estimated value at pricing is between $925 and $955 per $1,000 face amount, which is below the original issue price. Payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. issues S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return is tied to the S&P 500 (SPX Index) performance measured from the trade date to the determination date, subject to adjustment.
Key economics (per $1,000 face amount): maximum cash at maturity of $1,100; a trigger buffer level expected to be at most 77.95% of the initial underlier level (trigger buffer amount 22.05%); trade date March 20, 2026; original issue date March 25, 2026; determination date April 2, 2027; stated maturity date April 7, 2027. If final underlier ≥ initial level, payment = $1,000 + ($1,000 × underlier return) capped at $1,100. If final underlier declines but remains ≥ trigger buffer, payment = $1,000 + ($1,000 × absolute underlier return). If final underlier < trigger buffer, investors suffer losses equal to the underlier return times $1,000 and could lose their entire investment.
GS Finance Corp. is offering structured autocallable notes with an aggregate face amount of $582,000 maturing on March 16, 2029, linked to an ADS of Taiwan Semiconductor Manufacturing Company Limited (5-for-1 ADS), the common stock of RTX Corporation, and the common stock of NVIDIA Corporation.
Coupons of 1.0834% per month (product of $10.834 per $1,000 face) are paid only when the closing price of each index stock on an observation date is at least 55% of its initial price; notes are automatically called if, on any call observation date, each index stock closes at or above its initial price. At maturity, if a trigger event occurs (each final index stock price below its initial price), payment is based on the lesser performing index stock return and may be substantially less than the face amount.