Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2036 that pay interest at 5.40% per annum. The notes have an expected original issue date of June 15, 2026 and an expected stated maturity date of May 27, 2036. Interest is payable annually on each June 15 (first payment expected June 15, 2027), and the issuer may redeem the notes in whole, at its option, on each scheduled redemption date (expected quarterly on March 15, June 15, September 15 and December 15 on or after December 15, 2027) at a redemption price equal to 100% of principal plus accrued interest.
The notes will be issued in book‑entry form through DTC, may be sold at varying initial prices to certain accounts, and are a new issue with no established trading market. The pricing supplement incorporates the prospectus and prospectus supplement and states that FATCA withholding generally applies.
GS Finance Corp. supplement describes the S&P 500® Futures Excess Return Index (Bloomberg: SPXFP), which tracks the nearest-maturing quarterly E-mini S&P 500 futures contract on the CME. The supplement lists index mechanics, historical annualized returns and volatilities through May 1, 2026, key risks such as negative roll yields and credit exposure to GS Finance Corp. and The Goldman Sachs Group, Inc., and disclosure that past performance is not indicative of future results.
GS Finance Corp. supplement: This index supplement describes the S&P 500® Futures Volatility Plus Daily Risk Control Index (Bloomberg: SPXFVPRE), a rules-based index that seeks leveraged exposure (minimum 100%, maximum 200%) to the S&P 500® Futures Excess Return Index using a dynamic volatility target. The index launched on April 25, 2022 with a base value of 100 and uses daily rebalancing. The supplement discloses historical and hypothetical performance through May 1, 2026, including a 1-year annualized return of 38.12% and annualized volatility of 21.65%, and states the index’s exposure was 170.10% on May 1, 2026. It highlights key mechanics and risks, including a two-day lag in leverage-factor calculation, reliance on futures (with negative roll yield risk), limited operating history, and issuer/credit risk tied to GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due June 15, 2028 that pay interest at 4.50% per annum from an original issue date expected to be June 15, 2026. Interest is expected semiannually on June 15 and December 15, with the first payment expected on December 15, 2026. The notes are callable at the issuer's option in whole, not in part, on quarterly redemption dates on or after December 15, 2026, at a redemption price equal to 100% of principal plus accrued interest, subject to at least five business days' prior notice. The notes will be issued in book-entry form through DTC, have no sinking fund, and are a new issue with no established trading market. Pricing, underwriting discounts, initial price to public, and proceeds vary by investor class and are set forth in the pricing supplement and supplemental plan of distribution.
GS Finance Corp. offers Capped Buffer GEARS linked to the Russell 2000® Index with an expected original issue price of 100.00% of face and an underwriting discount of 2.00% of face. The notes provide upside exposure multiplied by a 1.25 gearing up to a 17% maximum return (maximum settlement amount $11.70 per $10 face). The structure includes a 10.00% buffer (downside threshold at 90.00% of the initial index level), a strike level of 2,920.540, an expected determination date of July 27, 2027 and stated maturity of July 30, 2027. Payments at maturity are contingent on index performance and subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering a structured, callable note linked to an equally weighted basket of 10 common stocks as described in a preliminary prospectus supplement. The notes have an initial basket level of 100, an upside participation rate of 125%, a trigger buffer level of 70% and are expected to mature on June 15, 2029, with an expected automatic call observation date of June 21, 2027. If automatically called, the cash payment will equal $1,175.5 per $1,000 face amount; if not called, payoff at maturity depends on the basket return with downside exposure below the 70% trigger buffer.
Holders bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited anti-dilution protections apply, the calculation agent (GS&Co.) has discretionary determinations, and the estimated value at pricing is shown between $925 and $965 per $1,000 face amount.
GS Finance Corp. is offering indexed notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER that mature on June 1, 2032 unless automatically called. Payments depend on the index: monthly coupons (for each $1,000 face amount) are computed as $15 times the number of observation dates minus previously paid coupons, payable only when the index on an observation date is at or above 70% of the initial underlier level of 519.37. The notes are automatically called if the index closing level on any call observation date (Nov 2026–Apr 2032) is greater than or equal to 519.37, in which case holders receive principal plus the coupon on the next payment date. The index applies up to 500% leverage, a daily cap on leverage change of 100%, and a fixed daily decrement equal to 6.0% per annum, all of which can materially reduce returns. The estimated value at pricing was approximately $969 per $1,000 face amount; original issue price was 100% with a 0.8% underwriting discount.
GS Finance Corp. priced indexed notes linked to the S&P 500® Index with a capped payout and principal downside. The offering has an aggregate face amount of $2,460,000, an original issue price of 100% of face, a 1% underwriting discount and net proceeds of 99% of face. Each note has no interest and pays at maturity either a capped $1,085 per $1,000 face amount if the final underlier level is at or above the trigger buffer level (80% of the initial level), or otherwise a cash amount equal to $1,000 plus the underlier return, meaning losses accrue 1% for each 1% decline below the initial level and the investor could lose the entire investment. Trade date was May 22, 2026, original issue date May 28, 2026, determination date June 4, 2027 and stated maturity June 9, 2027.
The notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and carry credit risk of both entities. The notes are not interest bearing, are cash-settled, will not be listed, and may have limited liquidity; market value prior to maturity will be influenced by the underlier level, volatility, interest rates and issuer/guarantor creditworthiness.
GS Finance Corp. priced contingent quarterly coupon notes linked to Amazon.com, Inc. (AMZN). The offering aggregates $2,026,000 of face amount and pays contingent quarterly coupons of up to $27.50 per $1,000 per coupon observation schedule, with an automatic call if the underlier equals or exceeds the initial level on any call observation date.
The notes mature on May 28, 2030 (determination date May 22, 2030) and settle in cash. If not called, principal repayment at maturity depends on the final underlier level vs. the 79.49% trigger buffer: full principal is preserved at or above the buffer; below it, payment equals face amount multiplied by the underlier return, which could result in a total loss of principal.
Goldman Sachs & Co. LLC discloses a MOBU Focus ER index supplement addendum describing the Goldman Sachs Momentum Builder® Focus ER Index (GSMBFC5). The index applies a 5% volatility control limit, shifts exposure into non-interest bearing cash when realized volatility or negative momentum triggers apply, and charges a 0.65% per annum deduction (accruing daily). The base index can allocate widely across focused U.S. equities, developed market equities, fixed income, emerging market equities and commodities, plus a return-based money market position; as of May 7, 2026 the money market position was 65.86% of the base index. Historical and hypothetical performance from Jan 1, 2021 to May 7, 2026 are presented, including annualized performance 1.91% (index) and realized volatility 3.55%.