Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes that pay interest at 5.30% per annum from and including the expected original issue date of March 30, 2026 to but excluding the expected stated maturity date of March 30, 2035.
Interest is payable expected each March 30 and September 30, with the first payment expected on September 30, 2026. The notes are callable by the issuer, in whole but not in part, on expected quarterly redemption dates on or after March 30, 2028, at a redemption price equal to 100% of principal plus accrued and unpaid interest with at least five business days' prior notice. The notes will be issued in book-entry form through DTC and are subject to FATCA withholding.
GS Finance Corp. is offering index-linked notes due March 26, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes return is linked to the lesser performing of the Nasdaq-100 Index and the S&P 500, measured from an initial level set on March 16, 2026 to the determination date (expected March 19, 2029).
Key terms: the upside participation rate is 100%, the buffer is 25% (buffer level = 75% of initial levels), the cap is 143.55% of initial levels, and the maximum settlement amount is $1,435.5 per $1,000 face amount. The estimated value at pricing is between $925 and $955 per $1,000 face amount.
GS Finance Corp. offers $2,655,000 of S&P 500®-linked notes (guaranteed by The Goldman Sachs Group, Inc.) under a pricing supplement dated . The notes pay no interest, may be automatically called if the S&P 500 closing level on the call observation date is ≥ the initial level, and if called will pay $1,075 per $1,000 on the call payment date.
If not called, the cash settlement at the stated maturity depends on the S&P 500 performance: an upside participation rate of 202% applies if the final level exceeds the initial level; a 90% buffer level and 100% buffer rate govern downside outcomes. The notes do not bear interest, carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and were issued with a 2% underwriting discount (net proceeds 98% of face).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑at‑risk, S&P 500‑linked notes maturing September 18, 2031 (determination date September 15, 2031. For each $1,000 face amount, investors receive either the face amount if the final underlier level is equal to or below the initial level, or $1,000 plus the underlier return up to a $1,435 maximum settlement amount. The notes pay no periodic interest, the issue price is 100% of face with an underwriting discount of 3% (including a structuring fee up to 0.85%), and aggregate face amount initially offered is $1,414,000.
The notes are debt of GS Finance Corp. and subject to the issuer’s and guarantor’s credit risk; market liquidity is not assured and secondary sales may reflect commissions or dealer discounts. Tax treatment: the notes will be treated as contingent payment debt instruments with a disclosed comparable yield of 4.8375% and a projected payment at maturity of $1,305.83 based on a $1,000 investment.
GS Finance Corp. priced medium-term structured notes linked to the EURO STOXX 50® Index with a 10% buffer and capped upside. Each $1,000 note pays no interest and at maturity will pay the $1,126.50 maximum settlement if the final underlier level is at or above 90% of the initial level. If the final level is below 90%, investors lose 1% of face for each 1% decline below the buffer, exposing principal to substantial loss. Trade date was March 13, 2026, original issue date March 18, 2026, and stated maturity June 17, 2027. The notes were issued at 100% of face with a 0.35% underwriting discount and are guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. issues $9,519,000 of Contingent Income Auto-Callable Securities linked to Alphabet Inc. Class A, maturing March 16, 2029. These principal-at-risk unsecured notes, guaranteed by The Goldman Sachs Group, Inc., pay a contingent quarterly coupon of $25.75 per $1,000 when the underlying closing price on a coupon observation date is at or above the downside threshold of $181.368 (which is 60.00% of the initial share price of $302.28). If the securities are automatically called when the underlying closing price on a call observation date is at or above the initial share price, holders receive principal plus the coupon then due. If the final share price at maturity is below the downside threshold, repayment equals $1,000 multiplied by the share performance factor (final/initial), exposing holders to substantial or total principal loss. The estimated value at pricing was approximately $966 per security and the underwriting discount was 2.25%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to the S&P 500® Futures Excess Return Index. The notes pay, at maturity, for each $1,000 face amount either $1,000 (if the final underlier level is equal to or less than the initial level) or $1,000 plus the upside participation rate times the underlier return. The upside participation rate is 121%. Trade date is March 13, 2026, original issue date March 18, 2026, and stated maturity date March 18, 2031 (determination date March 13, 2031, subject to adjustment).
The aggregate face amount initially sold is $457,000. Original issue price is 100% of face amount; underwriting discount is 0.7% and net proceeds to issuer are 99.3% of face amount. The notes are debt of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are exposed to issuer and guarantor credit risk. The pricing supplement discloses a comparable yield of 4.77% and a projected maturity payment of $1,270.06 per $1,000 for U.S. federal income tax accrual purposes.
GS Finance Corp. is offering $4,025,000 of medium-term, non‑interest bearing, buffered callable notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 and may be automatically called on quarterly observation dates if each index is at or above its initial level. If not called, maturity pay depends solely on the lesser performing underlier with a 15% buffer (buffer level = 85%) and a capped maturity premium of 43.05%. Trade date is March 13, 2026, original issue date March 18, 2026, and stated maturity March 20, 2029. The notes carry issuer and guarantor credit risk and may result in a substantial loss of principal if the lesser performing underlier falls below the buffer.
GS Finance Corp. is offering S&P 500®-linked, principal‑at‑risk callable notes guaranteed by The Goldman Sachs Group, Inc. The pricing supplement shows an aggregate face amount of $1,193,000 with an original issue price of 100% and a 0.75% underwriting discount. The notes pay no interest, have an upside participation rate of 110%, a 70% trigger buffer, an initial underlier level of 6,632.19, an automatic call observation on March 15, 2027 and a stated maturity of March 18, 2031. Payments at maturity (if not called) depend on the S&P 500 closing level on the determination date and can result in loss of some or all principal.
GS Finance Corp. offers structured notes guaranteed by The Goldman Sachs Group, Inc. The offering consists of notes with a $1,000 face amount each (aggregate face amount $13,852,000 on the original issue date) that mature on April 15, 2027.
Principal at maturity depends on the performance of an equally weighted basket of six listed asset managers measured from the trade date (March 13, 2026) to the determination date (April 13, 2027). Investors receive 3x upside participation in positive basket returns subject to a cap level of 117.35% and a maximum settlement amount of $1,520.5 per $1,000 face amount; negative returns pass through 1:1. The notes pay no interest, are unsecured, carry issuer/guarantor credit risk, and had an estimated value of approximately $969 per $1,000 face amount on the trade date. The original issue price was 100% with 1.02% underwriting discount (net proceeds 98.98%).