Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers principal-protected callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The pricing supplement states an aggregate face amount of $3,318,000 and an original issue price equal to 100% of face amount. The notes pay no periodic interest; if not called they pay at maturity either $1,000 or, if the final index level exceeds the initial index level, $1,000 plus $1,000 × 100% × index return. The notes are automatically called on specified annual observation dates if the index closing level is greater than or equal to the call level (101.25% of the initial index level), in which case each $1,000 face amount pays $1,000 plus the applicable call premium. The pricing supplement shows an estimated trade-date value of $898 per $1,000 face amount (less than issue price) and discloses an underwriting discount of 4.375% (net proceeds 95.625%). Terms reference an initial index level of 113.67, a stated maturity in May 2033, and an upside participation rate of 100%. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.; purchasers remain exposed to the issuer/guarantor credit risk and to index- and methodology-related risks described in the supplement.
GS Finance Corp. offers $6,070,000 aggregate face amount of medium-term notes, fully guaranteed by The Goldman Sachs Group, Inc.
The notes reference the S&P 500® Index, pay no interest, and include an automatic call on the call observation date that would deliver $1,100 per $1,000 if the underlier closes at or above the initial level. If not called, maturity payments depend on the final underlier level with an upside participation rate of 190%, a buffer level of 90% (buffer rate ≈ 111.11%), and an initial underlier level of 7,473.47. The notes may result in a substantial loss, including a total loss of principal if the final underlier level is below the buffer level. Trade date: May 22, 2026; original issue date: May 28, 2026; determination date: May 22, 2028; stated maturity date: May 25, 2028.
GS Finance Corp. is offering S&P 500®-linked principal-at-risk notes (aggregate face amount $14,023,000) with a stated maturity of June 9, 2027 and a determination date of June 4, 2027. Each note has a $1,000 face amount, does not bear interest, and is fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
Payoff at maturity is cash-based and depends on the S&P 500 final level versus a buffer level equal to 90% of the initial level. If the final level is at or above the buffer level the holder receives the maximum settlement amount of $1,090.60 per $1,000 face amount. If below the buffer, losses apply at a buffer rate of ~111.11% (approximately 1.1111% loss of face per 1% index decline below the buffer), and you could lose your entire investment.
GS Finance Corp. issues Contingent Income Auto-Callable Securities tied to Advanced Micro Devices, Inc. The offering totals $25,968,000 in aggregate principal (original issue price 100%), priced May 22, 2026 with an original issue date of May 28, 2026. These unsecured notes (guaranteed by The Goldman Sachs Group, Inc.) pay a contingent quarterly coupon only when AMD closing prices meet or exceed a 50.00% downside threshold of the initial share price ($233.755); securities are automatically called if AMD closes at or above the initial share price ($467.51) on any call observation date. Payment at maturity depends on the final share price: if final share price < downside threshold, principal is reduced 1:1 by share performance; if final share price >= downside threshold, principal is returned plus any final contingent coupon. The pricing models estimated value per security is approximately $959, below the original issue price. Pricing and distribution include a total underwriting discount of 2.25% ($584,280).
GS Finance Corp. offers $13,053,000 of contingent monthly-coupon, principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10.834 per $1,000 when each underlier closes at or above 70% of its initial level and return at maturity depends on the lesser performing underlier. The issuer may redeem the notes on coupon payment dates from August 2026 through March 2028. If the final level of the lesser performing underlier is below 70% of its initial level, the cash settlement equals $1,000 plus $1,000 times that underlier's return, which can cause substantial loss up to the entire investment.
GS Finance Corp. offers principal-protected contingent notes linked to the EURO STOXX 50® Index. For each $1,000 face amount, the notes pay at maturity either: (a) $1,000 plus participation of 170.4% of the index gain, (b) the $1,000 face amount if the final index level is between 75% and 100% of the initial level, or (c) a cash amount equal to $1,000 multiplied by the index return if the final index level is below 75%, exposing holders to potential principal loss up to the full investment. The notes pay no periodic interest, are guaranteed by The Goldman Sachs Group, Inc., have an original issue price of 100% of face amount and an underwriting discount of 4.125%, and mature on May 28, 2031.
The Dow Jones Industrial Average Futures Excess Return Index measures performance of the nearest-maturing quarterly E-mini Dow ($5) futures contract (Bloomberg: DJIAFP) and uses the Dow Jones Industrial Average® as its reference equity index. The index has a base date of June 14, 2002 and a base value of 100.
The supplement shows annualized returns and volatilities through May 1, 2026: the index returned 18.04% (1 year) with volatility 12.66%, 9.31% (3 years) with volatility 13.56%, 5.63% (5 years) with volatility 14.83%, and 7.64% (since January 4, 2021) with volatility 14.71%. The supplement emphasizes that past performance is not an indication of future results and lists specific risks including negative roll yields, credit risk of the issuer/guarantor, and differences between futures-linked returns and direct equity ownership.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers principal-at-risk notes with an aggregate face amount of $2,448,000. The notes pay a contingent monthly coupon of $11.042 per $1,000 (1.1042% monthly; up to ~13.25% per annum) when each underlier is >= its coupon trigger level (70% of initial).
The notes mature on May 28, 2031 (determination date May 22, 2031), are subject to an automatic call if all underliers are >= their initial levels on any call observation date, and pay at maturity based on the lesser performing underlier. You may lose your entire investment if the lesser performing underlier finishes below its 70% trigger buffer. Calculation agent: Goldman Sachs & Co. LLC. Issue price 100%; underwriting discount 0.6%; net proceeds 99.4%.
GS Finance Corp. offers principal‑protected, equity‑linked notes backed by a guarantee of The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and the initial aggregate face amount is $652,000. Payment at maturity (stated maturity November 26, 2027) depends on the Class A common stock of AppLovin Corporation measured from the trade date (May 22, 2026) to the determination date (November 22, 2027). If the final index stock price is >= 50% of the initial price ($481.68), the cash payoff is capped at a $1,390 threshold settlement amount per $1,000 face amount; if the final index stock price falls more than 50%, holders suffer losses that may reach the full principal. The estimated value on the trade date was approximately $958 per $1,000 face amount; underwriting discount is 0.725%.
The Goldman Sachs Group, Inc. offers Callable Fixed Rate Notes due 2030 paying 4.875% interest per annum. The notes are expected to be issued on June 17, 2026 and to mature on June 17, 2030. Interest is payable semiannually on June 17 and December 17, with the first payment expected on December 17, 2026. The notes are callable in whole (not in part) on each redemption date on or after June 17, 2028, expected quarterly on March 17, June 17, September 17, and December 17, at a redemption price equal to 100% of principal plus accrued interest. The offering will settle through DTC in book-entry form and is distributed by Goldman Sachs & Co. LLC and InspereX LLC.