Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $1,000-face autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index due July 10, 2029. The notes pay $1,107.50 per $1,000 on an automatic call if the index closing level on the call observation date is greater than or equal to the initial index level. If not called, the maturity payment per $1,000 is $1,000 + $1,000 × 300% × index return when the final index level exceeds the initial level; otherwise you receive the face amount. The index applies a 5% realized volatility control and a 0.65% per annum deduction, and large allocations to hypothetical cash positions may materially reduce index performance. GS&Co. estimates the notes' value on the trade date at $900 to $930 per $1,000, below the original issue price.
The Goldman Sachs Group, Inc. is offering Callable Zero Coupon Notes due May 26, 2051 under its Medium-Term Notes, Series N program. The notes are issued at an original issue discount and carry a stated yield to maturity of 6.50% per annum. The offering aggregate principal amount is $4,153,000. The notes do not pay periodic interest and may be redeemed at Goldman Sachs' option on specified early redemption dates at the listed early redemption percentages and corresponding cash settlement amounts. The initial price to public for the offering equals 20.714% of principal (aggregate $860,252.42), with an underwriting discount of 0.735% (aggregate $30,524.55) and estimated proceeds to The Goldman Sachs Group, Inc. of 19.979% (aggregate $829,727.87). The notes are unsecured obligations subject to Goldman Sachs' credit risk and to FATCA withholding rules; they will be issued in book-entry form through DTC.
The Goldman Sachs Group, Inc. priced Callable Fixed Rate Notes due 2036 with an interest rate of 5.50% per annum from May 26, 2026 to May 26, 2036. The offering aggregates $11,031,000 at an initial price to public of 100%, settles on May 26, 2026, and pays interest semiannually on May 26 and November 26, beginning November 26, 2026.
The notes are callable in whole (but not in part) on each redemption date on or after May 26, 2027 (each Feb 26, May 26, Aug 26, Nov 26) at a redemption price equal to 100% of principal plus accrued interest with at least five business days’ notice. Underwriting discount is 0.911% and estimated issuer offering expenses are approximately $15,000.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2030 that pay interest at 5.00% per annum from and including the original issue date, May 26, 2026, to but excluding the stated maturity date, November 26, 2030. Interest dates are May 26 and November 26 each year, with the first payment on November 26, 2026. The notes are callable in whole (not in part) on each redemption date on or after May 26, 2027, with at least five business days’ notice at a redemption price equal to 100% of principal plus accrued interest. The offering size on the cover is $75,622,000, priced at 100.00% of par; underwriting discount is 0.665% ($502,886.30) and proceeds before expenses to Goldman Sachs are $75,119,113.70. The notes will be issued in book-entry form through DTC and are subject to U.S. federal tax rules and FATCA withholding. Distribution and resale restrictions apply across jurisdictions including the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
The issuer, GS Finance Corp., through a prospectus supplement, offers structured notes linked to shares of Alphabet (Class C), Meta (Class A), NVIDIA and Tesla. Coupons of $9.25 per $1,000 (0.925% monthly, 11.1% per annum potential) pay only when each index stock meets a coupon trigger (80% of its initial price). Notes may be automatically called on observation dates beginning in May 2027 if each index stock equals or exceeds its initial price, with an expected maturity of June 5, 2031. The trade date for setting initial prices is expected to be May 29, 2026. The estimated value at issuance is between $885 and $925 per $1,000 face amount. Payments are subject to the issuer’s and guarantor’s credit risk and to calculation agent discretion.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers principal-protected contingent coupon notes linked to PepsiCo, Philip Morris International and Salesforce maturing May 23, 2029. The notes pay monthly contingent coupons only if each index stock meets a 50% trigger on monthly observation dates and at maturity repay either $1,000 per $1,000 face amount (if all final prices ≥50% of initial) or $1,000 plus $1,000 times the lesser performing index stock return (if any final price <50% of initial). The initial index stock prices were set on May 20, 2026.
The Goldman Sachs Group, Inc. is offering Callable Zero Coupon Notes due May 26, 2041 with a principal amount of $2,889,000. The notes are original-issue-discount debt securities issued at an initial price to the public of 41.727% (total $1,205,493.03), with an indicated yield to maturity of 6.00% per annum. The notes pay no periodic interest and will be issued in global, book-entry form through DTC.
The issuer may redeem the notes in whole (not in part) on specified early redemption dates beginning May 26, 2029, at the early redemption percentages shown (for example, 49.698% on May 26, 2029, rising to 94.341% on May 26, 2040). The prospectus emphasizes investor credit risk, limited secondary-market liquidity, and U.S. federal tax treatment as original issue discount. Initial underwriting discount is 1.565%; proceeds before expenses to the issuer are listed as $1,160,280.18.
GS Finance Corp. is offering structured, automatically callable notes (CUSIP 40054RM73) linked to the State Street® Energy Select Sector SPDR® ETF (XLE) and the SPDR® S&P® Oil & Gas Exploration & Production ETF (XOP), with The Goldman Sachs Group, Inc. as guarantor. The notes have an expected trade date of June 5, 2026, an original issue date of June 10, 2026, and a stated maturity date expected to be December 9, 2027. Monthly coupons of $8.959 per $1,000 (0.8959% monthly, ~10.75% per annum) are payable only if both ETFs close at or above 70% of their initial levels on a coupon observation date. The notes will be automatically called if, on any call observation date commencing December 2026 through November 2027, each ETF closes at or above its initial level; in that event holders receive the face amount plus the applicable coupon. If not called, maturity payment depends solely on the lesser performing ETF return measured to the determination date, with a 70% trigger buffer; if the lesser ETF return is below -30% you can lose a substantial portion of principal. The estimated value at pricing is stated as between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering Digital Equity-Linked Notes due 2027, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; the maturity cash payment is linked to NVIDIA Corporation (ticker "NVDA UW") performance from the trade date to the determination date. If the final underlier level is greater than or equal to the trigger buffer level (60% of the initial level), holders receive the maximum settlement amount of $1,142.50 per $1,000 face amount. If the final underlier level is below the trigger buffer level, the cash payment equals $1,000 plus $1,000 times the underlier return, exposing holders to principal loss down to 0% of face amount. The notes have an original issue price equal to 100% of face amount, an underwriting discount of 1.1%, and net proceeds of 98.9%. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and subject to issuer and guarantor credit risk. The pricing supplement highlights limited upside (capped at the maximum settlement amount), potential loss of principal if NVDA declines below the trigger buffer, model-valuation differences versus issue price, limited secondary-market liquidity, and uncertain U.S. federal tax treatment.
GS Finance Corp. priced an offering of autocallable, buffered S&P 500® index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have an expected trade date of May 29, 2026, an expected original issue date of June 3, 2026, an expected call observation date of June 11, 2027 and an expected stated maturity date of June 2, 2028.
Key economic terms: for each $1,000 face amount the notes would pay at least $1,099 if automatically called; a threshold settlement amount of $1,198; 100% upside participation; a buffer equal to 10% (buffer level = 90% of initial underlier) and an approximate buffer rate of 111.11%. The estimated value at pricing is between $900 and $930 per $1,000 face amount. The notes do not bear interest and are subject to issuer and guarantor credit risk.