Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable principal-at-risk notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER with an expected trade date of May 26, 2026 and an expected stated maturity of June 10, 2030.
The notes pay a conditional monthly coupon mechanism (monthly credit of $12.417 per $1,000 face amount, cumulative up to each coupon date) only if the index closing level on an observation date is >= 70% of the initial underlier level. The index applies up to 500% leverage, is capped for daily leverage changes, and is subject to a 6.0% per annum daily decrement. Estimated initial model value is between $905 and $955 per $1,000 face amount.
GS Finance Corp. is offering index‑linked medium‑term notes due June 10, 2030 that are fully guaranteed by The Goldman Sachs Group, Inc.. Each note has a $1,000 face amount and a payoff determined by the lesser performing of the MSCI EAFE and EURO STOXX 50 indices on the determination date.
Payment scenarios: positive payoff if both underliers finish above their initial levels (payout = face amount plus the face amount times the upside participation rate of 227.8% times the lesser performing underlier return); return of principal if underliers finish at or above the trigger buffer level of 70%; and pro rata loss below the trigger buffer, potentially resulting in a complete loss of principal. The notes pay no interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. (Guarantor: The Goldman Sachs Group, Inc.) is offering structured, callable notes linked to one ordinary share of Seagate Technology Holdings. Each $1,000 face amount pays a quarterly coupon of $95 if the index stock closes at or above 60% of the initial index stock price on a coupon observation date. The notes are expected to trade on May 26, 2026, have an expected original issue date of May 29, 2026 and a stated maturity date expected to be June 1, 2029. If the notes are automatically called when the closing price meets or exceeds the initial index stock price on any call observation date, holders receive principal plus the coupon. If not called, the cash settlement at maturity depends on the index stock return; a final index stock price below 60% of the initial index stock price results in a proportionate principal loss (potentially recovering less than 60% of face amount) and no coupon.
GS Finance Corp. is offering non-interest bearing, principal‑at‑risk notes linked to the common stock of Micron Technology, Inc. The notes have an expected trade date of May 27, 2026, an expected original issue date of June 1, 2026, a call observation date of May 27, 2027 and an expected stated maturity date of June 1, 2029. If on the call observation date the closing price of the index stock is ≥70% of the initial index stock price, the notes will be automatically redeemed on the call payment date for $1,425 per $1,000 face amount. At maturity, if not called, positive returns pay 1.1× the index stock return; if the final price falls to or below 50% of the initial price the investor suffers proportional losses (potentially losing the full investment). The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount. Credit risk rests with GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. offers autocallable contingent coupon index-linked notes due June 10, 2032. The notes reference the Dow Jones Industrial Average, Russell 2000 and S&P 500 and pay a contingent quarterly coupon of 2.5375% per quarter (up to 10.15% per annum) if each underlier meets a 70% coupon trigger on observation dates.
The notes are automatically called if each underlier is at or above its initial level on any call observation date, and the cash settlement at maturity (if not called) is based solely on the lesser performing underlier. The trade date is June 5, 2026, original issue date is June 10, 2026, and the determination date is June 7, 2032. Investors bear issuer and guarantor credit risk and may lose their entire investment if the lesser performing underlier declines below its 70% trigger buffer.
GS Finance Corp. is offering callable contingent coupon index-linked notes due 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will pay a contingent monthly coupon of $7.50 per $1,000 (0.75% monthly; up to 9.00% per annum) only if the closing level of each underlier is at or above its coupon trigger level on the applicable coupon observation date. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices, use the lesser performing underlier to determine the cash settlement at maturity and are callable by the issuer on coupon payment dates beginning December 2026. If the final level of the lesser performing underlier is below its trigger buffer level (60% of initial), investors can lose a substantial portion or all of their investment; if the lesser performing underlier closes at or above the buffer level, the cash settlement is capped at 100% of face amount. Trade date is May 28, 2026, original issue date is June 2, 2026, and stated maturity is December 2, 2027. The notes are subject to issuer and guarantor credit risk, limited liquidity, model-based pricing that exceeds estimated value at issuance, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering leveraged, buffered Russell 2000® Index-linked notes due 2027 guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash payment at maturity tied to the Russell 2000® performance from the trade date June 5, 2026 to the determination date July 6, 2027.
The terms include an upside participation rate of 110% subject to a maximum settlement amount of $1,220 per $1,000 face amount, and a buffer equal to 10% (buffer level 90%). If the final index level is at or above the buffer level but not above the cap trigger, you receive the face amount; declines beyond the buffer expose investors to proportional principal losses.
GS Finance Corp. is offering autocallable equity-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc., with payoff tied to the worst-performing of three stocks: Amazon (AMZN), NVIDIA (NVDA) and Tesla (TSLA). For each $1,000 face amount, the notes pay $1,280 on the call payment date if each underlier is at or above its initial level on the call observation date. If not called, the maturity payoff depends solely on the lesser performing underlier: investors receive $1,000 plus 130% participation of the lesser performing underlier return if that final level is greater than its initial level; otherwise they receive the face amount. Key dates include trade date June 11, 2026, original issue date June 16, 2026, call observation date June 11, 2027, call payment date June 18, 2027, determination date June 11, 2031 and stated maturity June 18, 2031. The notes bear no interest, are subject to issuer and guarantor credit risk, and are treated as contingent payment debt instruments for U.S. federal income tax purposes.
GS Finance Corp. is offering structured notes linked to Cadence Design Systems, Inc. common stock. Each note has a $1,000 face amount and is expected to trade on May 29, 2026, with an original issue date of June 3, 2026 and an expected stated maturity of July 2, 2027.
Notes pay a monthly coupon of $13.25 per $1,000 (1.325% monthly; 15.9% annualized) only if the index stock meets a coupon trigger of 60% of the initial index stock price on coupon observation dates. Notes are automatically called if the index stock closes at or above the initial index stock price on any call observation date. At maturity, if the final index stock price is below 60% of the initial index stock price, principal is reduced pro rata by the index stock return. The estimated value on the trade date is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering principal‑protected, autocallable notes linked to the common stock of Cadence Design Systems, Inc. (index stock). Each note has a $1,000 face amount, a monthly coupon of $11.25 per $1,000 (1.125% monthly; up to 13.5% per annum) payable only if the index stock closes at or above 60% of the initial index stock price on a coupon observation date. Notes may be automatically called if the index stock closes at or above the initial index stock price on any call observation date; maturity is expected to be July 2, 2027 (determination date expected June 29, 2027). If not called, principal at maturity is tied to the index stock return with a downside that can deliver less than 60% of face amount if the final index stock price is below the 60% trigger. Estimated value at pricing is expected between $925 and $955 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; payments depend on issuer/guarantor creditworthiness.