GOLDMAN SACHS GROUP (GS) SEC Filings, Jun 11, 2026

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent monthly coupon notes tied to the Dow Jones Industrial Average, the Russell 2000 and the S&P 500. The offering aggregates $5,513,000 and pays a contingent monthly coupon of $8.875 per $1,000 face amount (0.8875% monthly; 10.65% potential per annum) when each underlier meets its coupon trigger of 70% of the initial level on a coupon observation date. The notes feature an automatic call if, on any call observation date, every underlier closes at or above its initial level, paying $1,000 per $1,000 plus any coupon then due. If not called, maturity cash settlement on June 14, 2029 depends on the performance of the lesser performing underlier; final losses can equal the full investment if that underlier finishes below its 70% trigger buffer level. The notes are senior unsecured obligations, issued at 100% of face with a 0.4% underwriting discount, and are subject to issuer and guarantor credit risk and limited secondary-market liquidity.

The Goldman Sachs Group, Inc. is offering callable fixed rate notes that pay interest at 4.8% per annum from the original issue date (expected June 29, 2026) to the stated maturity (expected June 29, 2029). Interest is expected semiannually on June 29 and December 29, with the first payment expected December 29, 2026.

The notes are callable by the issuer in whole (but not in part) on expected quarterly redemption dates beginning on or after June 29, 2027, at a redemption price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. The notes will be issued in book-entry form through DTC and are scheduled to settle on June 29, 2026. The initial price to public and underwriting terms are set forth in the pricing supplement; certain initial prices may vary between specified percentages and 100% for eligible investor categories.

GS Finance Corp. is offering callable, contingent-coupon notes due June 12, 2029 guaranteed by The Goldman Sachs Group, Inc. The $959,000 aggregate offering links payouts to the iShares® Bitcoin Trust ETF and the iShares® Ethereum Trust ETF. Monthly coupons of $19.584 per $1,000 (1.9584% monthly, ~23.5% annualized) are paid only when both ETFs close at or above 50% of their initial levels on a coupon observation date. If not redeemed early, maturity pay‑out depends on the lesser performing ETF: if its final level is ≥50% of initial, holders receive principal plus any final coupon; if below 50%, holders receive $1,000 plus $1,000 times the lesser performing ETF return (potentially losing substantial principal).

The notes have an estimated model value of $963 per $1,000 face amount at pricing (trade date June 9, 2026), an original issue price of 100% and an underwriting discount of 0.7% (net proceeds 99.3%). GS&Co. is the calculation agent and may exercise wide discretions on observations, successor underliers, and adjustments. The notes are unsecured obligations of GS Finance Corp. and subject to issuer and guarantor credit risk, discrete crypto market and custody risks, potential illiquidity, and tax uncertainty.

GS Finance Corp. is offering S&P 500®-linked, principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc. The offering has an aggregate face amount of $854,000 and pays no interest. Payments at maturity depend on the S&P 500 final level versus the initial level: if the final level is ≥ initial, holders receive a maximum settlement amount of $1,120 per $1,000; if the final level is between the initial level and the buffer level of 85%, holders receive $1,000; if the final level is below the buffer, losses are linear below the buffer (a 15% buffer, buffer rate 100%), and holders can lose a substantial portion of principal. Key dates: trade date June 9, 2026, original issue date June 12, 2026, determination date September 9, 2027, stated maturity date September 14, 2027. The notes were issued at 100% of face amount with an underwriting discount of 0.5% (net proceeds 99.5%).

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to the common stock of NVIDIA Corporation and Microsoft Corporation. The notes do not pay interest and mature in 2031; the cash payment at maturity for each $1,000 face amount depends on the lesser performing index stock from the trade date (expected June 18, 2026) to the determination date (expected June 18, 2031). If both index stocks finish above their initial prices, holders receive $1,000 plus 106% participation of the lesser performing index stock return. If any index stock finishes at or below its initial price, holders receive the greater of a $900 minimum settlement amount or $1,000 plus the product of the lesser performing index stock return, which can result in up to a 10% principal loss. The pricing supplement states an estimated value at pricing of $885–$925 per $1,000 face amount, below the original issue price.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering notes linked to an equally weighted basket of AMD, Broadcom, Palantir Class A and Tesla that mature on June 16, 2031. The notes may be automatically called on observation dates beginning in June 2027 if the basket closing level is greater than or equal to the initial basket level of 100. If the basket closing level on a coupon observation date is at least 80% of the initial basket level, a coupon of $12.042 per $1,000 face amount (1.2042% monthly, approximately 14.45% per annum) will be paid; otherwise no coupon is paid. At maturity (if not called), holders receive $1,000 per $1,000 face amount if the final basket level is at or above the 80% buffer; if below the buffer the cash settlement reduces pro rata (examples show large potential losses). The estimated value at pricing was approximately $921 per $1,000 face amount. The offering includes an underwriting discount of 3.75% and aggregate original face amount of $2,282,000.

GS Finance Corp. is offering S&P 500® Futures Excess Return Index‑linked notes due June 27, 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return for each $1,000 face amount is cash-settled at maturity based on the underlier performance from the trade date to the determination date.

If the final underlier level is greater than the initial level, holders receive $1,000 + ($1,000 × underlier return) subject to a maximum settlement amount of $1,275.50. If the final underlier level is equal to or less than the initial level, holders receive the face amount of $1,000. Trade date is June 22, 2026 and the determination date is June 22, 2029. The underlier is the S&P 500® Futures Excess Return Index (E‑mini S&P 500 futures exposure), and investors remain exposed to the credit risk of the issuer and guarantor.

The Goldman Sachs Group, Inc. is offering callable fixed rate medium‑term notes that will pay interest at 5.90% per annum from and including the expected original issue date of June 30, 2026 to the expected stated maturity date of June 11, 2046. Interest is expected to be payable annually on each interest payment date (expected June 30 of each year) with the first payment on June 30, 2027. The notes are redeemable at Goldman Sachs’ option in whole, but not in part, on specified quarterly redemption dates on or after June 30, 2029 at a price equal to 100% of principal plus accrued interest. The notes will be issued in book‑entry form as a master global note, settle through DTC, and are a new issue with no established trading market. Pricing, underwriting discounts, initial price to public, and total proceeds are set forth in tables in the pricing supplement.

GS Finance Corp. is offering bearish autocallable, S&P 500® index‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have a face amount of $1,000 per note, an expected trade date of June 26, 2026, an expected original issue date of July 1, 2026, and an expected stated maturity of September 30, 2027. The notes do not pay interest and feature an automatic redemption if the closing level of the S&P 500 falls below 80% of the initial level on any call observation date. If not called, maturity payments depend on the final index return: positive returns yield at least a 5.65% contingent return (approx. $1,056.50 per $1,000), modest negative returns between 0% and −20% produce a positive payment equal to the absolute index decline (up to $1,200 per $1,000), and declines below −20% result in only principal ($1,000) returned. The estimated model value at pricing is between $925 and $965 per $1,000 face amount.