Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, due in 2031 and fully guaranteed by The Goldman Sachs Group, Inc.
Each $1,000 note pays no interest and returns cash at maturity based on index performance. Gains above the initial level are amplified by an upside participation rate of 194.6%. A 15% buffer protects principal against moderate declines, but if the index falls more than 15%, investors lose 1% of face amount for each additional 1% drop and can lose a substantial portion of principal.
The notes are unsecured obligations exposed to the credit risk of both the issuer and guarantor and are linked to futures on the S&P 500 Index, whose behavior can differ from owning the index or its stocks directly and may be adversely affected by financing costs, contango and negative roll yields.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2027 tied to NVIDIA common stock. Investors receive a monthly coupon of $13.084 per $1,000 face amount (about 1.3084% monthly, up to ~15.7% per year) only when NVIDIA’s closing level on the observation date is at least 59% of the initial level.
If the notes are not automatically called and NVIDIA’s final level on the determination date is below the 59% trigger buffer level, repayment of principal is reduced one-for-one with the underlier return and investors can lose their entire investment. The notes can be automatically called if NVIDIA’s level is at or above its initial level on specified call observation dates, in which case investors receive $1,000 per note plus the due coupon and the investment ends early. The document highlights that the estimated value at pricing is lower than the issue price, the notes depend on the credit of GS Finance Corp. and Goldman Sachs, offer no shareholder rights in NVIDIA, and have uncertain and complex U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2029 tied to the Nasdaq-100, Russell 2000 and S&P 500 indexes. The notes can pay a monthly coupon of $10.042 per $1,000 (about 12.05% per year) when all indexes stay at or above 70% of their initial levels.
If all three indexes are at or above their initial levels on a call observation date, the notes are automatically redeemed early at par plus the coupon. At maturity, if not called, principal repayment depends solely on the worst-performing index. As long as that index is at or above 70% of its initial level, investors receive the full $1,000 per note; if it falls below 70%, repayment is reduced one-for-one with the loss in that index and can drop to zero, meaning a total loss of principal.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and return at least the $1,000 face amount at maturity if not called.
If the index on the determination date is at least 101% of its initial level, investors receive a capped maximum settlement of $1,770 per $1,000 face amount, reflecting a 77% maturity return. The notes can be automatically called semi-annually from February 2027 to August 2032 with predefined call returns that increase over time.
The index uses daily rebalancing, a 5% volatility-control overlay and a momentum-based risk control that can shift most exposure into non-interest-bearing cash, while applying a 0.65% per annum deduction and excess-return structure over the federal funds rate. The estimated value on the trade date is expected between $885 and $925 per $1,000, below the issue price, and investors bear the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due in 2031 under its Medium-Term Notes, Series N program. The notes are expected to pay fixed interest of 4.65% per annum from the original issue date to the stated maturity date.
Interest is expected to be paid annually each February 10, starting in 2027. Goldman Sachs may redeem the notes, in whole but not in part, on quarterly redemption dates beginning in 2027 at 100% of principal plus accrued interest. The notes will clear through DTC, are subject to U.S. tax rules including FATCA, and are offered through underwriters including Goldman Sachs & Co. LLC and InspereX LLC with distribution and selling restrictions in multiple international jurisdictions.
GS Finance Corp. is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on the expected date of February 16, 2029, unless called earlier.
The notes can be automatically redeemed starting in February 2027 if the index is at or above its initial level, returning principal plus a coupon. Otherwise, investors may receive quarterly coupons of $33.50 per $1,000 (3.35% per quarter, up to 13.4% per year) only when the index is at least 60% of its initial level on observation dates.
If held to maturity and not called, principal is protected only down to 50% of the initial index level; below that, repayment falls one-for-one with the index and investors can lose their entire investment. The index itself uses up to 500% leverage, volatility targeting, calendar-based signals and a daily 6% per annum decrement, all of which can magnify losses and cause it to lag a similar index without a decrement. The notes’ estimated value on the trade date is expected to be between $925 and $955 per $1,000, reflecting structuring costs and credit spreads.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2034 under its Medium-Term Notes, Series N program. The notes pay fixed interest of 5.00% per annum from the original issue date, expected to be February 18, 2026, to the stated maturity, expected to be August 18, 2034.
Interest is payable semi-annually, on each February 18 and August 18, starting August 18, 2026. Goldman Sachs may, at its option, redeem the notes in whole (but not in part) on quarterly redemption dates starting February 18, 2028, at 100% of principal plus accrued interest.
The notes are senior debt issued in book-entry form through DTC and are subject to U.S. federal income tax rules for interest and capital gains, as well as FATCA withholding. Distribution is through Goldman Sachs & Co. LLC, with specific selling restrictions in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland.
The Goldman Sachs Group, Inc. is offering fixed-rate senior notes due February 18, 2037 under its Medium-Term Notes, Series N program. The notes pay interest at 5.00% per annum, with payments made each February 18, starting February 18, 2027, using a 30/360 (ISDA) day-count convention.
The notes are issued in $1,000 denominations in book-entry form through DTC, are not redeemable early at the issuer’s option, and will not be listed on any securities exchange. Distribution is through Goldman Sachs & Co. LLC, which has a conflict of interest under FINRA Rule 5121, and the offering is subject to detailed selling and investor restrictions in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland. U.S. holders generally recognize ordinary interest income on coupons and capital gain or loss on disposition, and the notes are generally subject to FATCA withholding rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Alphabet Class A, Meta Class A and NVIDIA stock. The notes pay no interest and mature in March 2031, unless automatically called in February 2028.
If, on the call observation date, each stock closes at or above 90% of its initial price, the notes are redeemed early for at least $1,220 per $1,000 face amount. If not called, and all three final stock prices exceed their initial levels at maturity, investors receive $1,000 plus 125% of the gain of the worst-performing stock; otherwise they receive only the $1,000 face amount.
The preliminary estimated value at pricing is between $885 and $935 per $1,000, reflecting fees, hedging and structuring costs. Investors are exposed to the unsecured credit risk of GS Finance Corp. and its parent, potential illiquidity, capped early-call upside and various market, volatility and correlation risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $39,996,750 of trigger callable contingent yield notes due February 2029, linked to the least performing of the S&P 500 Index, Russell 2000 Index and Nasdaq‑100 Index.
The notes pay a quarterly contingent coupon of $0.279 per $10 (up to 11.16% per year) only if each index stays at or above 70% of its initial level on every trading day in the observation period. From May 2026 to November 2028, the issuer can redeem the notes at par plus any coupon due.
At maturity, if not redeemed and each index is at or above 60% of its initial level, investors receive full principal back plus any final coupon. If any index ends below 60%, repayment is reduced one‑for‑one with the decline of the worst index, and investors can lose their entire investment. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.