Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $6,979,250 aggregate face amount of Trigger Callable Contingent Yield Notes due 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly $0.31 contingent coupons per $10 face amount (up to 12.4% per annum) only if each index stays at or above its coupon barrier during an observation period, and are callable by the issuer on coupon payment dates from August 20, 2026 through November 20, 2028.
The notes are linked to the lesser performing of the S&P 500, Russell 2000 and Nasdaq-100 indices, have downside thresholds at 60% and coupon barriers at 70% of initial levels, and repay principal at maturity only if all indices are at or above their downside thresholds; otherwise investors suffer a loss equal to the lesser performing index return. Purchasers bear both market and issuer/guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) priced a Trigger PLUS linked to TOPIX due June 1, 2029. The securities are principal-at-risk notes that provide at least a 135.10% leverage on any positive index return, return principal if the final index value is at or above a 80.00% trigger level, and expose holders to 1:1 downside below the trigger (potentially losing the entire principal). The offering is non-interest bearing, unlisted, carries issuer/guarantor credit risk, and has an estimated value range of $905 to $965 per Trigger PLUS versus an original issue price at par.
GS Finance Corp. is offering autocallable contingent-coupon equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays a contingent quarterly coupon of $107 per $1,000 (10.7% quarterly; up to 42.8% per annum) when the underlier meets a 60% coupon trigger. The underlier is the common stock of Western Digital Corporation ("WDC"). The notes are automatically called if the underlier closes at or above the initial underlier level on any call observation date. At maturity, if not called, the cash settlement per $1,000 depends on the final underlier level: if the final level is at or above the 60% trigger buffer level, you receive $1,000; if below, you receive $1,000 multiplied by the underlier return, allowing for a possible total loss of principal. Trade date is May 26, 2026, original issue date May 29, 2026, and stated maturity June 1, 2029. The original issue price equals 100% of face amount, underwriting discount 2%, net proceeds 98%.
GS Finance Corp. offers $22,658,200 in Trigger Autocallable Contingent Yield Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of NVIDIA Corporation and pay a quarterly contingent coupon of $0.3925 per $10 only when the index stock closes at or above the coupon barrier. Commencing August 2026 the notes may be automatically called if the stock closes at or above the initial price of $223.47 on a call observation date, in which case holders receive $10 per $10 face amount plus the contingent coupon then due. If not called, repayment at maturity depends on the final stock price relative to the downside threshold (60% of the initial price); if the final price is below that threshold, holders receive less than face amount and may lose some or all of their investment. The issue price is 100% of face amount; the estimated model value at trade date is approximately $9.76 per $10.
GS Finance Corp. is offering principal-at-risk, non‑interest-bearing notes linked to a weighted basket of the S&P 500® Futures Excess Return Index (65%), the MSCI EAFE Index (25%) and the MSCI Emerging Markets Index (10%). The notes have an initial basket level of 100, an upside participation rate of 200%, a trigger buffer at 60% of the initial basket level and an automatic call feature that would pay $1,140 per $1,000 if the basket is >= initial level on the call observation date. Expected key dates set on the trade date include a trade date of May 26, 2026, initial basket underlier levels set on May 22, 2026, an expected call observation date of May 24, 2027 (call payment June 1, 2027) and an expected stated maturity of May 30, 2031 (determination date expected May 22, 2031). Estimated value range at pricing is $885–$925 per $1,000 face amount. Payments at maturity depend exclusively on the final basket level on the determination date and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering Bear Market-Linked One Look Notes with a Buffer linked to the S&P 500® Index, due June, 2027, guaranteed by The Goldman Sachs Group, Inc. Each unit has a $10 principal amount and a $10.00 public offering price. The notes pay no periodic interest and provide a Digital Payment of 25.00% to 30.00% of principal if the S&P 500® Ending Value is less than or equal to 90.00% of the Starting Value. If the Ending Value is between 90.00% and 113.00% of the Starting Value you receive $10.00 principal; above 113.00% you have 1:1 downside to increases beyond 13.00% subject to a $1.30 minimum redemption amount. Estimated value at pricing is $9.25 to $9.55 per $10. Purchases require a minimum principal amount of $100,000. All payments are subject to GSFC and GSG credit risk; limited secondary-market liquidity is expected.
GS Finance Corp. is offering autocallable Goldman Sachs Momentum Builder® Focus ER index-linked notes due June 23, 2033, guaranteed by The Goldman Sachs Group, Inc.. Payments depend on the performance of the GSMBFC5 Index, with annual automatic-call opportunities beginning on June 17, 2027. The notes have a 100% upside participation rate and estimated trade-date model value of $850 to $880 per $1,000 face amount. If the index is at or above specified call levels on observation dates, holders receive the face amount plus a capped call premium; if not called, maturity payment equals principal plus any positive index return (or only face amount if index return is zero or negative). The index strategy applies daily rebalancing, a 5% realized-volatility control, momentum risk control and a 0.65% per annum deduction.
GS Finance Corp. is offering callable S&P 500® Futures Excess Return Index‑linked notes due (stated maturity expected June 3, 2031) guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount pays at maturity an index‑linked cash settlement determined by the S&P 500® Futures Excess Return Index performance from the trade date (expected May 29, 2026) to the determination date (expected May 27, 2031). The notes carry an upside participation rate of 272% if the final index level is at or above the initial level; they provide an absolute‑return feature between 60% and 100% of the initial level and full downside exposure if the final level is below 60% (trigger buffer = 60%). The issuer may redeem the notes on specified monthly call payment dates for the face amount plus a call premium stated in the supplement (call premiums range by date, e.g., 15% on June 3, 2027 up to 73.75% on May 5, 2031). The estimated model value at pricing is between $885 and $925 per $1,000 face amount. These notes do not bear interest; payments are subject to issuer and guarantor credit risk and to tax and market‑structure risks described herein.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due June 8, 2028, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Intel Corporation (Bloomberg: "INTC UW") and pay a contingent monthly coupon of $17.167 per $1,000 (1.7167% monthly, ~20.6% per annum) when the underlier's closing level on an observation date is at or above the coupon trigger level (40% of the initial underlier level). The notes are subject to an automatic call on any call observation date if the underlier's closing level is at or above the initial underlier level; on a call the holder receives $1,000 per $1,000 plus any coupon then due. If the notes are not called, the cash settlement at maturity depends on the final underlier level: holders receive $1,000 if the final level is at or above the trigger buffer (40%) but can lose up to their entire investment if the final level is below the trigger buffer. Trade date is June 3, 2026 and original issue date is June 8, 2026. Terms (including the initial underlier level) will be set on the trade date and are subject to the general terms supplement.
GS Finance Corp. is offering autocallable index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and a 100% upside participation rate. Notes are automatically called if each underlier equals or exceeds its initial level on the call observation date, triggering a call payment of $1,097.50 per $1,000 face amount. If not called, maturity payment depends solely on the lesser performing underlier; negative or zero return on any underlier limits repayment to the face amount. Expected term is approximately 36 months with a call observation about 12 months after the trade date.