Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable, index-linked notes due June 1, 2033 guaranteed by The Goldman Sachs Group, Inc. Each note's cash payoff depends on the Goldman Sachs Momentum Builder® Focus ER Index and an annual automatic call if the index meets rising call levels. The notes pay no interest, have a 100% upside participation rate, and include volatility and momentum controls in the index that can allocate significant exposure to hypothetical cash positions. GS&Co.'s estimated trade-date value is $850 to $880 per $1,000 face amount, below the issue price. The index applies a 0.65% per annum deduction and a 5% realized volatility control; the notes are subject to issuer and guarantor credit risk and special U.S. tax rules for contingent payment debt instruments.
GS Finance Corp. is offering $1,000-face callable contingent coupon index-linked notes due June 6, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10.584 per $1,000 (1.0584% monthly, up to ~12.70% per annum) only if each underlier closes at or above 70% of its initial level on the coupon observation date. If any underlier’s final level is below 70% of its initial level, the cash settlement at maturity equals $1,000 × the lesser performing underlier return and you may lose your entire investment. The issuer may redeem the notes in whole (but not in part) on any coupon payment date beginning July 2026, with at least three business days’ notice. Underliers are the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index; Goldman Sachs & Co. LLC is calculation agent.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent monthly‑coupon, auto‑callable notes linked to four stocks: Alphabet Class A, NVIDIA, Morgan Stanley and Tesla. The notes reference initial index stock prices set on May 26, 2026, have an expected trade date of May 27, 2026 and an expected stated maturity of June 3, 2031.
Coupons are monthly per $1,000 face amount: a maximum of $7.792 (0.7792% monthly, ~9.35% per annum) if each index stock is ≥ 77.5% of its initial price on an observation date, or a minimum of $0.209 (0.0209% monthly, ~0.25% per annum) if any index stock is below that threshold. Notes are automatically called if on any call observation date each index stock is ≥ 95% of its initial price. The estimated value at pricing is between $885 and $925 per $1,000 face amount.
GS Finance Corp. priced a contingent income auto-callable note linked to an American depositary share of Arm Holdings plc that matures on June 1, 2029. Each security has a $1,000 stated principal and is a principal-at-risk instrument with a 50.00% downside threshold (50% of the initial share price). Holders may receive a contingent quarterly coupon determined by a formula using at least $60.50 (set on the pricing date) when the underlying ADS closing price on coupon observation dates is at or above the downside threshold. The notes are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., do not participate in upside beyond the capped payments, and may be automatically called if the ADS closing price on any call observation date is greater than or equal to the initial share price.
GS Finance Corp. offers digital equity-linked notes due November 26, 2027 that are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are cash‑settled and linked to the common stock of SoFi Technologies, Inc. with an initial underlier level of $15.69 (set May 20, 2026).
Payment at maturity is: the $1,423 maximum settlement if the final underlier level is at or above the 60% trigger buffer level; otherwise holders lose 1% of face for each 1% decline below the initial level (cash settlement). The notes pay no interest and expose investors to issuer/guarantor credit risk and potential full principal loss.
GS Finance Corp. is offering medium-term structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes have an aggregate face amount of $734,000, a stated maturity of May 22, 2031, and automatic annual call features beginning in May 2027 if the index meets rising call levels. If not called, maturity payoff per $1,000 face amount equals $1,000 plus upside participation of 100% times the index return when the final index level exceeds the initial index level; otherwise investors receive the face amount. The index uses daily rebalancing, volatility and momentum controls and is subject to a 0.65% per annum deduction (accruing daily). The estimated value on the trade date was $938 per $1,000 face amount and includes an additional amount of $62 that declines to zero by August 18, 2026. These notes do not bear interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. offers medium-term notes linked to the iShares MSCI EAFE ETF (EFA). For each $1,000 face amount, holders receive either the face amount at maturity or, if the final underlier level exceeds the initial level, $1,000 plus the underlier return subject to a maximum settlement amount of $1,309.50. The notes pay no interest, are guaranteed by The Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk. Key dates include a trade date of May 19, 2026, original issue date May 22, 2026, a determination date of May 21, 2029, and stated maturity of May 24, 2029. The pricing shows an underwriting discount of 1% and net proceeds equal to 99% of face amount. For U.S. tax purposes the notes are treated as contingent payment debt instruments with a comparable yield of 4.81% per annum.
GS Finance Corp. is offering $Callable Contingent Coupon Index-Linked Notes due June 1, 2029 guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $8.709 per $1,000 (approx. 0.8709% monthly; up to ~10.45% annually) when each underlier is at or above 70% of its initial level on the related observation date. If not redeemed, principal repayment at maturity depends solely on the performance of the lesser performing underlier (Nasdaq-100, Russell 2000, S&P 500) relative to a 70% trigger buffer; losses can equal the lesser performing underlier return (you may lose your entire investment). The issuer may redeem the notes on coupon payment dates beginning December 2026 through May 2029, returning $1,000 per note plus any then-due coupon.
GS Finance Corp. is offering structured, non‑interest notes linked to a weighted basket (65% S&P 500® Futures Excess Return Index, 25% MSCI EAFE, 10% MSCI Emerging Markets) with an expected trade date of May 28, 2026, an expected original issue date of June 2, 2026, an expected call observation date of June 4, 2027, and an expected stated maturity of June 2, 2031.
The notes pay no periodic interest and may be automatically called on the call observation date for $1,150 per $1,000 face amount if the basket closing level is greater than or equal to the initial basket level (100). If not called, the maturity payoff depends on the basket return: up to 200% upside participation when positive, principal preserved if the final basket level is at or above 65% of initial, and downside exposure below that buffer (potential loss of substantial or all principal).
GS Finance Corp. is offering autocallable contingent-coupon equity-linked notes due June 8, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Class C common stock of Dell Technologies Inc. ("DELL UN"). Coupons are monthly and paid only if the underlier's closing level on an observation date is at or above 50% of the initial level. The notes will be automatically called if the underlier closes at or above the initial level on any call observation date. At maturity, if not called, payment per $1,000 face amount is $1,000 if the final underlier level is at or above the 50% trigger buffer; otherwise payment equals $1,000 plus $1,000 times the underlier return, which could result in the loss of the entire investment.