Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. chief legal officer Kathryn H. Ruemmler reported equity compensation activity involving performance-based restricted stock units. On April 28, 2026, 27,071 shares of common stock underlying PSUs granted on January 18, 2023 were delivered to her without any cash payment.
According to the filing, these shares generally cannot be sold or transferred before January 2027. In connection with the delivery, 14,972 shares of common stock were withheld to satisfy tax withholding obligations, meaning there was no open-market sale; the transactions reflect routine vesting and tax settlement of executive compensation.
GS Finance Corp. priced equity index‑linked medium‑term notes (face amount $1,000 per security) due November 2, 2028, linked to an unequally weighted basket of five global indices. The notes have a 100% upside participation subject to a maximum return of 43.25% (maximum maturity payment $1,432.50) and a 15.00% buffer; losses above the buffer are 1‑for‑1 and investors may lose up to 85.00% of principal. The estimated value at pricing was approximately $960 per $1,000 face amount; original offering price was $1,000 with an underwriting discount of $25.75 and proceeds to issuer of $974.25 per security. Payments are unsecured and subject to issuer/guarantor credit risk.
GS Finance Corp. priced Market Linked Securities—auto-callable notes (face amount $1,000 per security) due May 3, 2029, linked to the lowest performing of the S&P 500®, Russell 2000® and EURO STOXX 50® indices. The securities pay no interest and may be automatically called on scheduled call dates for the face amount plus a fixed call premium that increases over time (15.00% on the first call up to 45.00% on the final call). If not called, maturity payment depends solely on the lowest performing index: investors receive full principal if that index is no more than 25.00% below its starting level, but suffer 1-to-1 downside below the threshold and may lose up to 100.00% of principal. The estimated value at pricing was approximately $956 per $1,000 face amount; original offering price was $1,000. Total proceeds to issuer shown: $3,990,528.
GS Finance Corp. is offering capped, S&P 500®-linked cash-settled notes guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount; aggregate face amount sold in this tranche is $475,000. The notes pay no interest and mature in April 2028. If the S&P 500 closing level on the determination date exceeds the initial level, holders receive principal plus the underlier return per $1,000 not to exceed a $1,135 maximum settlement amount. If the final level is equal to or less than the initial level, holders receive only the $1,000 face amount. Key economics: original issue price 100% of face, underwriting discount 0.75%, net proceeds 99.25% of face. For U.S. federal income tax purposes the notes are treated as contingent payment debt instruments; the issuer’s determined comparable yield is 4.4542% per annum with a projected payment at maturity of $1,092.77 based on a $1,000 investment.
GS Finance Corp. offers $12,000,000 of autocallable contingent coupon index-linked notes due August 31, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly coupon of $11.167 per $1,000 face amount (1.1167% monthly) if on a coupon observation date each underlier is ≥70% of its initial level, and will be automatically called if on any call observation date each index closes ≥ its initial level. At maturity (if not called), payoff depends on the lesser performing underlier with a 30% buffer and a buffer rate of approximately 142.86%, potentially resulting in substantial loss of principal.
GS Finance Corp. is offering medium-term, Russell 2000®-linked cash-settled notes due May 1, 2031, fully guaranteed by The Goldman Sachs Group, Inc.. Each $1,000 face amount pays no interest and at maturity will deliver either the face amount or a cash payment equal to $1,000 plus the underlier return capped at a maximum settlement amount of $1,500 per $1,000. The notes reference the Russell 2000® Index, use an initial underlier level of 2,756.051 (trade date April 28, 2026) and rely on the closing level on the determination date of April 28, 2031. Original issue price is 100% of face amount (underwriting discount 3.25%, net proceeds 96.75%), and GS&Co. is the calculation agent and initial purchaser. For U.S. tax purposes the notes are treated as contingent payment debt instruments with a stated comparable yield of 4.76% per annum and a projected payment at maturity of $1,269.43 per $1,000.
GS Finance Corp. priced medium-term notes linked to the S&P 500® Index that mature on May 1, 2031. Each $1,000 face note pays no interest and returns are determined by the S&P 500 closing level on the determination date of April 28, 2031. If the final underlier level is above the initial level you receive $1,000 plus the underlier return up to a maximum settlement amount of $1,907.50 per $1,000 face. If the final level is between 70% and 100% of the initial level you receive the $1,000 face amount. If the final level is below 70% of the initial level you suffer a proportional loss of principal (you could lose your entire investment). The notes were issued May 1, 2026 with an aggregate face amount of $1,067,000 and an underwriting discount of 4.1%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, index-linked medium-term notes with an aggregate face amount of $18,719,000. Each $1,000 note pays no periodic interest, participates 100% in positive index returns subject to a 0.65% p.a. index deduction, and may be automatically called on annual observation dates with capped call premiums. The estimated trade-date value was $903 per $1,000 face amount; the notes mature May 5, 2033 (determination date April 28, 2033) if not called.
GS Finance Corp. (notes guaranteed by The Goldman Sachs Group, Inc.) is offering indexed, autocallable notes maturing April 28, 2031. The notes pay a monthly coupon of $11.667 per $1,000 face amount only when the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index closes at or above 60% of the initial underlier level on coupon observation dates. The notes are automatically called on quarterly call observation dates if the index closes at or above the initial underlier level; if not called, the maturity payout is linked to the index’s final performance against the initial underlier level (the initial underlier level is the lowest closing level during the observation period). The index applies daily leverage (up to 500%), a cap on daily leverage change (100%), and a 6% per annum daily decrement, and may be significantly uninvested on some days. The estimated value at pricing was approximately $943 per $1,000 face amount and the original issue price is 100% with a 1% underwriting discount.
The pricing supplement describes Contingent Income Auto-Callable Securities issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the worst-performing of the S&P 500®, Russell 2000® and Nasdaq-100®. Each security has a $1,000 stated principal amount, an expected original issue date of May 13, 2026 and an expected stated maturity date of May 11, 2028. Coupons are contingent quarterly (illustratively at least $25 if all indexes are >=70% of initial value); downside threshold = 70.00% of each index initial value. Securities may be automatically called on observation dates if each index >= initial index value. Estimated value range at pricing: $925–$985. Purchasers bear index downside risk, issuer/guarantor credit risk, limited upside (no participation in index appreciation) and tax uncertainty.