Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked buffered notes with an aggregate face amount of $930,000 under its Medium-Term Notes, Series F program. For each $1,000 note held to maturity, investors receive cash based on the index performance from the trade date to the determination date.
If the S&P 500 final level is above its initial level, the payoff rises one-for-one with the index but is capped at a maximum settlement amount of $1,460 per $1,000 note. If the index falls but remains at or above 85% of its initial level (a 15% buffer), investors receive back the $1,000 face amount. Below the 85% buffer level, principal is reduced at a 1% loss for each 1% further decline, so investors can lose a substantial portion of their investment.
The notes pay no interest, offer no dividends or shareholder rights in the S&P 500 companies, and their market value before maturity can be volatile. They are subject to the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor and include complex tax and valuation considerations described in the tax and risk discussions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $744,000 aggregate face amount of structured notes that pay variable monthly coupons linked to the stocks of Vistra, NVIDIA, Meta Platforms and UnitedHealth Group. The notes mature on November 29, 2030, but may be automatically called starting in November 2026 if each stock closes at or above 95% of its initial price.
On each monthly observation date, if every stock is at or above 75% of its initial level, holders receive a maximum coupon of $6.667 per $1,000 (about 8% per year); otherwise they receive a minimum coupon of $0.209 (about 0.25% per year. At maturity, investors receive $1,000 per note plus the final coupon. The notes are unsecured, subject to the credit risk of GS Finance Corp. and its guarantor, and their estimated value at pricing is $936 per $1,000, reflecting a 4% underwriting discount and structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $19,838,000 of Contingent Income Auto-Callable Securities due November 26, 2027, linked to the worst performer of the S&P 500®, Russell 2000® and Nasdaq-100 Index®. These unsecured notes put your principal at risk and do not pay regular interest.
Investors can receive a $22.50 quarterly contingent coupon per $1,000 only if, on each coupon observation date, every index closes at or above its downside threshold, set at 70% of its initial level. If any index is below its threshold, that quarter’s coupon is $0.
The notes are auto-callable: if, on any call observation date starting February 23, 2026, all three indexes are at or above their initial values, the notes are redeemed at $1,000 per security plus the coupon, and no further payments are made.
If the notes are not called and on the final valuation date any index is below its downside threshold, repayment is reduced 1-for-1 with the decline of the worst-performing index, potentially down to zero. Investors do not participate in any index upside beyond receiving coupons.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked notes with an aggregate face amount of $926,000 maturing on August 24, 2029. For each $1,000 note, investors receive at maturity either the face amount or a positive return matching the index performance from the trade date to the determination date, capped at a maximum settlement amount of $1,212 (a 21.2% maximum gain). The notes pay no periodic interest and are subject to the credit risk of both the issuer and guarantor.
The pricing supplement highlights that the notes’ estimated value on the trade date is less than the 100% issue price and that secondary market values may be lower than the purchase price. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, with a disclosed comparable yield of 4.2033% per year, meaning taxable income accrues over the term even though cash is paid only at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Trigger Performance Leveraged Upside Securities (Trigger PLUS) linked to a weighted basket of international equity indices: EURO STOXX 50® (40%), TOPIX (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The notes are scheduled to price on or about December 16, 2025, with expected maturity on January 4, 2029.
The Trigger PLUS provide at least 142.50% leveraged upside on any positive basket return; if the final basket value is at or below the initial level but at or above the 80% trigger level, investors receive only their $1,000 principal per note. If the basket finishes below the trigger, repayment falls one-for-one with the basket decline and can go to zero, so principal is at risk. The estimated value per note at pricing is disclosed as $890–$950, below the 100% issue price, reflecting fees and structuring costs. The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $3,806,000 of auto-callable notes linked to Amazon, Alphabet Class C, Apple and NVIDIA stock. The notes pay a fixed coupon of $7.459 per $1,000 face amount each month (0.7459% monthly, up to about 8.95% per year) until maturity on November 27, 2028 or earlier automatic call.
The notes are automatically redeemed at par plus the coupon if on any monthly call observation date from November 2026 each stock’s closing price is at or above its initial level ($220.69 for Amazon, $299.65 for Alphabet C, $271.49 for Apple, $178.88 for NVIDIA). If not called, principal repayment at maturity depends on the worst-performing stock: full principal is repaid if each has fallen less than 20%, but losses mirror declines beyond that threshold, up to an 80% loss.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is approximately $943 per $1,000 face amount, below the 100% issue price, reflecting fees, hedging and structuring costs; the underwriting discount is 3.25% of face, leaving 96.75% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay conditional monthly coupons of $12.292 per $1,000 (1.2292% monthly, up to about 14.75% per year) whenever the index is at least 70% of its initial level of 439.49 on an observation date.
The notes can be automatically called on monthly dates from May 2026 through October 2029 if the index is at or above its initial level, returning the $1,000 face amount plus the accrued coupon. If not called, they mature on December 3, 2029. At maturity, if the final index level is at least 50% of the initial level, investors receive full principal back (plus any final coupon). If it is below 50%, repayment is reduced one-for-one with the index decline, and principal loss can reach 100%.
The underlier is a leveraged futures-based index targeting 40% volatility, with exposure up to 500% and a daily 6% per annum decrement, which steadily drags performance and can magnify losses. The estimated value is approximately $964 per $1,000 of face amount, and payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $322,000 of index-linked notes due December 24, 2026 tied to the Russell 2000® Index and S&P 500® Index. The notes pay no interest and repay at maturity based on the lesser performing index.
If both indices are at or above their initial levels, investors participate 1:1 in the lesser index return, capped at a maximum settlement amount of $1,125 per $1,000 face amount. A 10% downside buffer applies: if the worst index ends between 90% and 100% of its initial level, investors receive the absolute return; below 90%, losses equal the lesser index return plus 10%, so principal can be substantially reduced.
The estimated value on the trade date is approximately $957 per $1,000 face amount, below the issue price, reflecting fees and hedging costs. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes will not be listed, so liquidity may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100 Index® and Russell 2000® Index-linked notes with an aggregate face amount of $1,004,000 under its Medium-Term Notes, Series F program.
The notes pay no interest and may be automatically called semi-annually if each index is at or above its initial level, returning principal plus a fixed call premium (from 9.1% up to 22.75% of face amount). If held to maturity and not called, investors receive enhanced upside at a 150% participation rate based on the lesser-performing index, full principal back if that index stays at or above 85% of its initial level, and losses if it falls below that buffer.
The underwriting discount is 3.03% of face amount, so net proceeds to the issuer are 96.97% of face. Key risks highlighted include potential loss of a substantial portion of principal, no interest income, reliance on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., limited or no secondary market, structural complexity, foreign securities exposure through the indices, and uncertain U.S. federal tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100, Russell 2000 and S&P 500 linked notes with an aggregate face amount of $2,815,000 under its Medium-Term Notes, Series F program.
The notes pay a contingent monthly coupon of $7.5 per $1,000 face amount (0.75% monthly, up to 9.00% per year) only if on each observation date all three indices are at or above 60% of their initial levels. If any index is below this coupon trigger on a given date, no coupon is paid for that month.
The notes can be automatically called on any call observation date from May 21, 2026 through October 23, 2028 if each index is at or above its initial level, in which case investors receive $1,000 per note plus the due coupon. If not called, at maturity on November 27, 2028 investors receive $1,000 per note if the worst-performing index is at or above 60% of its initial level; otherwise repayment is reduced one-for-one with the worst index’s loss, and investors can lose their entire principal.
Risk factors highlight that the notes depend on GS Finance Corp. and Goldman Sachs credit, may pay few or no coupons, can be highly sensitive to small index moves around the 60% buffer, may trade below issue price, and have an estimated value below the original issue price of 100% of face amount.