Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is issuing zero-coupon, auto-callable notes linked to the Russell 2000® Index, Nasdaq-100 Technology Sector Index and State Street® Utilities Select Sector SPDR® ETF, with an aggregate face amount of $3,835,000, guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and may be automatically called starting on January 29, 2027 if all three underliers are at or above their initial levels, delivering $1,000 plus a call premium of 12% to 59% depending on the call date. If not called, at maturity on February 5, 2031 investors receive $1,600 per $1,000 if every underlier is at or above its initial level, $1,000 if each is at or above 70% of its initial level, or a loss based on the worst-performing underlier if any finishes below 70%. A severe decline in the weakest underlier can result in a complete loss of principal. The estimated value on the trade date is approximately $935 per $1,000, reflecting fees including a 4.125% underwriting discount and net proceeds of 95.875% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2029 tied to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
The notes pay a monthly contingent coupon of $8.334 per $1,000 face amount (0.8334% monthly, up to about 10% per year) only when each index is at or above 60% of its initial level on the observation date. The notes can be automatically called starting in August 2026 if all indices are at or above their initial levels, returning principal plus the applicable coupon.
If the notes are not called and any index ends below 60% of its initial level at maturity, repayment of principal is reduced one-for-one with the worst-performing index and can fall to zero, so investors may lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, have an estimated value below the issue price, will not be listed on an exchange and may have limited or no secondary market liquidity.
GS Finance Corp. is offering market-linked notes tied to the EURO STOXX 50® Index, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, with a total offering of $2,279,000 and a stated maturity on February 1, 2029.
At maturity, investors receive at least the $1,000 face amount, plus 100% of any index gain, capped at a maximum return of 22.40% (maximum payment $1,224 per note). The notes pay no interest or dividends and have no exchange listing, so they are generally designed to be held to maturity.
The original offering price is $1,000 per note, but the initial estimated value is about $956 per $1,000, reflecting structuring and distribution costs. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. For U.S. tax purposes they are treated as contingent payment debt instruments, with a comparable yield of 4.1442% and a projected maturity payment of $1,132.73 per $1,000 note for accrual calculations.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, market-linked notes tied to the lowest performer among the S&P 500 Index, Russell 2000 Index and State Street Technology Select Sector SPDR ETF, maturing on August 16, 2029.
Investors may receive a monthly contingent coupon of at least $7.75 per $1,000 (at least 9.30% per annum) only if the lowest-performing underlier on each calculation day is at or above 70% of its starting value. From August 2026 to July 2029, the notes are automatically called at par plus a final coupon if the lowest underlier is at or above its starting value.
If not called, principal is repaid in full at maturity only if the lowest underlier on the final calculation day is at or above 70% of its starting value. Otherwise, repayment is reduced one-for-one with the underlier’s decline, with losses greater than 30% and up to 100% of principal possible. The notes do not participate in any upside of the underliers and pay no dividends.
All payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is expected to be between $925 and $955 per $1,000, below the $1,000 original offering price.
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Index, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. These medium-term notes, due in 2031, pay a cash amount at maturity based on index performance from trade date to determination date.
For each $1,000 face amount, if the final index level is above the initial level, holders receive $1,000 plus 101.5% of the index gain. If the index is flat or down but not below 85% of the initial level, holders receive $1,000. Below this 15% buffer, principal is reduced one-for-one with index losses beyond the buffer, so investors can lose a substantial portion of their investment.
The notes do not bear interest and provide no dividends or shareholder rights in S&P 500 companies. Market value before maturity can be volatile and depends on index levels, interest rates, volatility and the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc. U.S. federal tax treatment is uncertain; the issuer and its counsel expect treatment as a prepaid derivative contract, but the IRS could assert a different view. The notes will not be listed on any exchange, and any secondary market making by Goldman Sachs & Co. LLC may be limited.
GS Finance Corp. is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are unsecured senior debt obligations.
The notes may be automatically called on specified annual observation dates if the index closes at or above rising call levels (from 100.50% up to 103.00% of the initial level), paying $1,000 plus an indexed call premium per $1,000 face amount. If never called, at maturity investors receive $1,000 per $1,000 face amount if the final index level is at or below the initial level, and 100% participation in any index gain if the final level is higher.
The underlying index is a rules-based, daily rebalanced strategy that allocates among equity, bond, commodity and money market exposures, with a 5% volatility control, a momentum risk control overlay and an annual deduction of 0.65%. The preliminary estimated value is disclosed as $850 to $890 per $1,000, below the original issue price. Key risks include issuer and guarantor credit risk, lack of interest, capped autocall returns, complex index methodology, potential large allocations to cash and treatment as contingent payment debt instruments for U.S. tax purposes.
The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC report beneficial ownership of 5,935,155 common shares of Skeena Resources Ltd., representing 4.9% of the class. They have shared power to vote and dispose of these shares, with no sole voting or dispositive power.
The filing states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Skeena Resources.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Blackstone Inc. with an aggregate face amount of $750,000.
The notes pay no interest and mature on February 2, 2033, but can be automatically called quarterly from January 2027 if Blackstone’s share price is at least 90% of the initial price of $146.79. If called, holders receive $1,000 per note plus a call premium that starts at 12.25% and steps up over time.
If not called, maturity payment depends on Blackstone’s price on January 28, 2033. At or above 80% of the initial price, holders receive a capped maximum of $1,857.50 per $1,000 note. Between 75% and 80%, principal is returned. Below 75%, repayment falls one-for-one with the stock, and the entire investment can be lost. The initial estimated value is about $982 per $1,000 note, reflecting fees and hedging costs, and the notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering leveraged callable notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are expected to run from an original issue date of March 4, 2026 to a stated maturity of March 4, 2031, unless Goldman Sachs redeems them early.
At maturity, if the index has risen, holders receive $1,000 plus 200% of the index gain; if the index is flat or down, holders receive only the $1,000 face amount. Starting in March 2027, Goldman Sachs may redeem the notes monthly at $1,000 plus a scheduled call premium that steps up over time to at least 50.3978% by February 4, 2031.
The index tracks E-mini S&P 500 futures rather than the S&P 500® Index itself, introducing futures-specific risks such as negative roll yield and financing costs. The estimated value on the trade date is expected between $885 and $935 per $1,000, reflecting fees and hedging costs. Investors face the credit risk of GS Finance Corp. and The Goldman Sachs Group, potential illiquidity, note tax treatment as contingent payment debt instruments, and no dividends or shareholder rights.
GS Finance Corp. is offering principal-protected notes due March 1, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Goldman Sachs Momentum Builder® Focus ER Index, which uses daily rebalancing, volatility control and momentum risk control features.
At maturity, investors receive at least the $1,000 face amount per note, and participate in any index gain at an upside participation rate of at least 325%. The notes pay no interest, expose holders to the credit risk of the issuer and guarantor, and reference an index whose performance is reduced by a 0.65% per annum deduction and excess‑return methodology over the federal funds rate, with potentially large allocations to low‑yielding cash positions.