Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are unsecured senior debt obligations.
The notes may be automatically called on specified annual observation dates if the index closes at or above rising call levels (from 100.50% up to 103.00% of the initial level), paying $1,000 plus an indexed call premium per $1,000 face amount. If never called, at maturity investors receive $1,000 per $1,000 face amount if the final index level is at or below the initial level, and 100% participation in any index gain if the final level is higher.
The underlying index is a rules-based, daily rebalanced strategy that allocates among equity, bond, commodity and money market exposures, with a 5% volatility control, a momentum risk control overlay and an annual deduction of 0.65%. The preliminary estimated value is disclosed as $850 to $890 per $1,000, below the original issue price. Key risks include issuer and guarantor credit risk, lack of interest, capped autocall returns, complex index methodology, potential large allocations to cash and treatment as contingent payment debt instruments for U.S. tax purposes.
The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC report beneficial ownership of 5,935,155 common shares of Skeena Resources Ltd., representing 4.9% of the class. They have shared power to vote and dispose of these shares, with no sole voting or dispositive power.
The filing states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Skeena Resources.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Blackstone Inc. with an aggregate face amount of $750,000.
The notes pay no interest and mature on February 2, 2033, but can be automatically called quarterly from January 2027 if Blackstone’s share price is at least 90% of the initial price of $146.79. If called, holders receive $1,000 per note plus a call premium that starts at 12.25% and steps up over time.
If not called, maturity payment depends on Blackstone’s price on January 28, 2033. At or above 80% of the initial price, holders receive a capped maximum of $1,857.50 per $1,000 note. Between 75% and 80%, principal is returned. Below 75%, repayment falls one-for-one with the stock, and the entire investment can be lost. The initial estimated value is about $982 per $1,000 note, reflecting fees and hedging costs, and the notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering leveraged callable notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are expected to run from an original issue date of March 4, 2026 to a stated maturity of March 4, 2031, unless Goldman Sachs redeems them early.
At maturity, if the index has risen, holders receive $1,000 plus 200% of the index gain; if the index is flat or down, holders receive only the $1,000 face amount. Starting in March 2027, Goldman Sachs may redeem the notes monthly at $1,000 plus a scheduled call premium that steps up over time to at least 50.3978% by February 4, 2031.
The index tracks E-mini S&P 500 futures rather than the S&P 500® Index itself, introducing futures-specific risks such as negative roll yield and financing costs. The estimated value on the trade date is expected between $885 and $935 per $1,000, reflecting fees and hedging costs. Investors face the credit risk of GS Finance Corp. and The Goldman Sachs Group, potential illiquidity, note tax treatment as contingent payment debt instruments, and no dividends or shareholder rights.
GS Finance Corp. is offering principal-protected notes due March 1, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Goldman Sachs Momentum Builder® Focus ER Index, which uses daily rebalancing, volatility control and momentum risk control features.
At maturity, investors receive at least the $1,000 face amount per note, and participate in any index gain at an upside participation rate of at least 325%. The notes pay no interest, expose holders to the credit risk of the issuer and guarantor, and reference an index whose performance is reduced by a 0.65% per annum deduction and excess‑return methodology over the federal funds rate, with potentially large allocations to low‑yielding cash positions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F, linked to the Class A common stock of Bloom Energy Corporation. The aggregate face amount is $1,813,000, issued in $1,000 denominations.
The notes pay a contingent quarterly coupon: on each coupon payment date, investors receive up to $85 per $1,000 note multiplied by the number of elapsed coupon observation dates, minus coupons already paid, but only if Bloom Energy’s closing level is at or above 50% of the initial level; otherwise the coupon is $0. The notes are automatically called if, on any call observation date starting July 28, 2026, the underlier closes at or above the initial level, returning principal plus the due coupon.
At maturity on February 1, 2029, if not previously called, investors receive for each $1,000 note: $1,000 when the final underlier level is at or above 50% of the initial level, or $1,000 plus $1,000 times the underlier return when it is below 50%. As illustrated, if the final level falls to 12% of the initial level, the cash settlement amount would be 12% of face value, implying an 88% loss for notes bought at par. The notes do not participate in upside above par, offer no shareholder or dividend rights in Bloom Energy, are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may trade below the original issue price because that price exceeds the model-based estimated value.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers Trigger Callable Contingent Yield Notes linked to the S&P 500, Russell 2000 and EURO STOXX 50. The notes pay a quarterly contingent coupon between $0.225 and $0.2375 per $10 face amount (up to 9.00%-9.50% per year) only if each index closes at or above 70% of its initial level on the observation date.
Starting in May 2026 through November 2030, Goldman may redeem the notes at par plus any due coupon. If not redeemed and any index finishes below 65% of its initial level at maturity, investors suffer a loss matching the worst index’s decline and could lose their entire principal. The estimated initial value is $9.60–$9.90 per $10, and all payments depend on the credit of GS Finance Corp. and its guarantor.
The Goldman Sachs Group, Inc. is issuing $8,500,000 of callable fixed rate notes due January 21, 2031. The notes pay interest at 4.30% per annum, with annual payments each January 30 starting January 30, 2027, and at maturity.
Goldman Sachs may redeem the notes, in whole but not in part, at 100% of principal plus accrued interest on any January 30, April 30, July 30 or October 30 on or after January 30, 2027, with at least five business days’ notice. The initial price to the public is 100% of principal, with a 1.265% underwriting discount and expected proceeds to Goldman Sachs of $8,392,475 before approximately $15,000 of offering expenses.
The Goldman Sachs Group, Inc. is offering $2,000,000 of Callable Fixed Rate Notes due January 22, 2036 under its Medium-Term Notes, Series N program. The notes pay fixed interest at 4.95% per annum, with interest payable on January 30 of each year and at maturity, starting January 30, 2027.
Goldman Sachs may redeem the notes, in whole but not in part, on quarterly redemption dates (January 30, April 30, July 30 and October 30) on or after July 30, 2027 at 100% of principal plus accrued interest. The notes are offered at 100% of principal, with a 1.6% underwriting discount, providing approximately $1,968,000 in gross proceeds before expenses. The notes are unsecured obligations of The Goldman Sachs Group, Inc., are not bank deposits, are not FDIC insured, and are subject to U.S. tax rules including FATCA.
The Goldman Sachs Group, Inc. is offering $13,000,000 of callable fixed-rate notes due January 30, 2031, paying 4.50% annual interest. Interest is paid each January 30, starting January 30, 2027. Goldman Sachs may redeem all notes at par plus accrued interest on any January 30 from 2027 onward.
The notes are issued under the Medium-Term Notes, Series N program, settle through DTC as global securities, and are not insured by any government agency or a bank. Underwriters purchase the notes at 99.355% of principal, with a 0.645% underwriting discount, and may make a secondary market but are not obligated to do so.