Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due May 24, 2029, fully guaranteed by The Goldman Sachs Group, Inc.
The notes pay a contingent quarterly coupon of $26.625 per $1,000 (2.6625% quarterly, 10.65% per annum) only if each underlier is at or above its coupon trigger level (55% of its initial level) on a coupon observation date and are automatically called if all underliers are at or above their initial levels on a call observation date. At maturity (if not called) cash settlement depends on the lesser performing underlier and can result in a total loss of principal; payments are in cash and the notes do not confer any shareholder rights.
GS Finance Corp. is offering structured, equity‑linked medium‑term notes (the “notes”) that pay contingent monthly coupons and may be automatically called prior to maturity. The notes reference the common stocks of Apollo Global Management, Inc., Carvana Co. Class A and Lockheed Martin Corporation, with initial index stock prices set on May 18, 2026. The notes have an expected trade date of May 20, 2026 and an expected original issue date of May 26, 2026, with a stated maturity expected to be August 23, 2027. Coupons are payable only when each index stock closes at or above 45% of its initial price on a coupon observation date (monthly); the monthly coupon reference amount is $16.667 per $1,000 face amount (1.6667% monthly). If not called, maturity payments depend solely on the performance of the lesser performing index stock, with a principal buffer at 45% of initial price (a -55% return). The estimated model value at pricing is between $925 and $955 per $1,000 face amount and the notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers structured, auto-callable, buffer-protected notes linked to three underliers. The notes reference the S&P 500® Index, the Russell 2000® Index and the State Street® Consumer Staples Select Sector SPDR® ETF and have an expected trade date of May 27, 2026 and stated maturity date of June 1, 2029.
Each $1,000 face amount can pay a monthly coupon of $10 (1% monthly, ~12% annual) if, on a coupon observation date, the closing level of each underlier is at least 70% of its initial level. The notes are automatically called on a call payment date if all underliers are at or above their initial levels on a call observation date, in which case holders receive principal plus the coupon then due. If not called, the maturity payout depends solely on the lesser performing underlier: if the final level of every underlier is at least 70% of its initial level, holders receive principal plus any final coupon; if any underlier is below 70%, the cash settlement equals $1,000 plus the lesser performing underlier return times $1,000, potentially resulting in substantial principal loss.
The estimated value at pricing is between $925 and $955 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; holders bear issuer and guarantor credit risk and tax and liquidity risks.
GS Finance Corp. offers Autocallable Contingent Coupon Equity-Linked Notes due June 1, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Class A common stock of Palantir Technologies Inc. and pay a contingent quarterly coupon of $41 per $1,000 (a 4.1% quarterly coupon, up to 16.40% per annum) when the underlier meets the coupon trigger (50% of the initial level). The notes include an automatic call if the underlier closes at or above the initial level on any call observation date, and the maturity cash settlement depends on the final underlier level with a trigger buffer at 50% of the initial level. Trade date is May 28, 2026 and original issue date is June 2, 2026. The issue price equals 100% of face amount with a 2% underwriting discount.
GS Finance Corp. is offering non-interest-bearing notes linked to an equally weighted basket of nine common stocks, guaranteed by The Goldman Sachs Group, Inc. The notes have an upside participation rate of 125%, a buffer of 20% (buffer level = 80% of initial basket level), an expected trade date of May 22, 2026, an expected original issue date of May 28, 2026, an expected call observation date of June 4, 2027 and an expected stated maturity date of May 25, 2028. If the basket closing level on the call observation date is >= initial level, the notes will be automatically called and pay at least $1,200 per $1,000 face amount on the call payment date. If not called, payment at maturity depends on the final basket return with protection for declines up to 20%; losses occur beyond that buffer. The calculation agent is Goldman Sachs & Co. LLC. The estimated value on the trade date is between $900 and $930 per $1,000 face amount.
GS Finance Corp. offers Autocallable Contingent Coupon Equity-Linked Notes linked to Zscaler, Inc. stock due June 1, 2029. The notes pay a contingent quarterly coupon of $49.75 per $1,000 (4.975% quarterly; up to 19.90% annually) if the underlier closes at or above 50% of the initial level on each coupon observation date. The notes are automatically called if the underlier closes at or above the initial underlier level on any call observation date; in that case holders receive $1,000 plus any coupon then due. At maturity, if not called, payment depends on the final underlier level: if the final level is below the trigger buffer (50% of the initial level) the cash settlement equals underlier return×$1,000 and investors may lose a substantial portion or all of their principal. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers $ Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays a cash settlement at maturity tied to the S&P 500® Index performance from the trade date to the determination date, subject to a 20% buffer and a maximum upside settlement amount of at least $1,205.50. If the final index level is between the initial level and the 80% buffer level, the note pays the absolute index decline as a positive return; if the final level falls below the buffer level, losses are amplified at 125% of the decline and the investor could lose the entire investment. Notes do not pay interest and are subject to issuer and guarantor credit risk. Trade date is May 22, 2026, original issue date May 28, 2026, determination date May 22, 2028, maturity May 25, 2028.
GS Finance Corp. offers callable 10-Year CMT rate-linked range accrual notes guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly interest based on an interest factor of 7.15% multiplied by the fraction of reference dates on which the 10-year CMT rate is ≤ the reference rate barrier of 5.25%. The notes mature on May 28, 2031 with an issuer redemption option on quarterly interest dates beginning May 28, 2027. The estimated value at pricing is $912.5–$962.5 per $1,000 face amount; original issue price is 100.00%. Interest determination occurs on the fourth scheduled U.S. government securities business day prior to each interest payment date and payments use the 30/360 (ISDA) convention. Payments, including principal, are subject to the creditworthiness of the issuer and guarantor. The offering carries model‑valuation, market‑liquidity and issuer/guarantor credit risks; GS&Co. may act as calculation agent and market maker.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Netflix, Inc. and pay a contingent monthly coupon only if the underlier meets a 70% coupon trigger on observation dates. The notes feature an automatic call if the underlier closes at or above the initial underlier level on any call observation date, and the cash settlement at maturity depends on the final underlier level with a 70% trigger buffer that protects principal only down to that level; investors may lose up to their entire investment if the final underlier level is below the trigger buffer. Trade date is May 20, 2026, original issue date is May 26, 2026, and stated maturity is November 26, 2027. Terms (including exact pricing and aggregate face amount) will be set on the trade date and are subject to the pricing supplement.
GS Finance Corp. is offering structured medium-term notes guaranteed by The Goldman Sachs Group, Inc. linked to the common stocks of Apple, Tesla, Microsoft and Oracle. The notes mature on June 3, 2031 (expected) and may be automatically called on observation dates beginning in May 2027.
Each monthly coupon is contingent on index-stock closing prices versus initial prices set on the trade date (May 26, 2026 expected). If each index stock on a coupon observation date is >= 70% of its initial price, the maximum coupon of $6.959 per $1,000 face amount will be paid; otherwise the minimum coupon of $0.209 applies. The estimated value at pricing is expected to be between $885 and $935 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.