Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is issuing auto-callable notes linked to the S&P 500 Index, iShares Russell 2000 Growth ETF and State Street Utilities Select Sector SPDR ETF. The aggregate face amount is $40,932,000, in $1,000 denominations, maturing on February 15, 2029.
Investors can receive a fixed coupon of $9.167 per $1,000 (0.9167% monthly, about 11% per year) on each monthly payment date, but only if all three underliers are at or above 75% of their initial levels. If any underlier is below that threshold on an observation date, no coupon is paid for that month.
The notes are automatically called if, on certain observation dates starting in April 2026, each underlier is at or above its initial level, returning principal plus the applicable coupon. If held to maturity and any underlier has fallen more than 25% from its initial level, principal is reduced using a buffer rate of about 133.33% of the loss beyond the 25% buffer, and investors can lose their entire investment. Payments depend on the credit of GS Finance Corp. and its guarantor, and the tax treatment is uncertain, with the issuer intending to treat the notes as income-bearing prepaid derivative contracts.
GS Finance Corp. is offering $1,142,000 in auto-callable, equity-linked notes fully guaranteed by The Goldman Sachs Group, Inc. The notes reference Broadcom, Alphabet Class A and Meta Class A shares, with a 300% upside participation rate based on the lowest-performing stock.
The notes can be automatically called in February 2027, paying $1,600 per $1,000 face amount if each stock is at or above its initial level. Otherwise, at maturity in February 2029, repayment depends on the worst underlier, with a 60% trigger buffer but potential for a total loss of principal and no interest payments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to the Nasdaq-100, Russell 2000 and S&P 500 indices with a face amount of $1,990,000.
The notes pay a contingent monthly coupon of $8.584 per $1,000 (0.8584% monthly, up to about 10.30% per year) only if each index is at or above 70% of its initial level on the observation date. The notes are automatically called if, on any call observation date from August 11, 2026, all indices are at or above 100% of their initial levels, in which case investors receive $1,000 per note plus the coupon.
If the notes are not called, at maturity on February 14, 2031 investors receive full principal only if each index is at or above 60% of its initial level. If any index finishes below 60%, repayment is reduced in line with the worst index’s loss, and investors can lose their entire investment. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market liquidity, offer no equity ownership or dividends, and involve uncertain and complex U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing index-linked notes with an aggregate face amount of $1,707,000. These five-year notes offer a contingent quarterly coupon of $17.625 per $1,000 face amount (1.7625% quarterly, up to 7.05% per year) if on each observation date the Nasdaq-100, Russell 2000 and S&P 500 are all at or above 65% of their initial levels.
The notes can be automatically called starting in February 2027 if all three indices are at or above their initial levels, in which case investors receive $1,000 per note plus the due coupon and the product terminates early. If held to maturity without being called and any index finishes below 55% of its initial level, investors lose principal in line with the worst-performing index and could lose their entire investment.
The issuer highlights that the original issue price exceeds the model-based estimated value, reflecting underwriting discounts (2% plus up to 0.8% structuring fee) and other costs, and stresses that the notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Nasdaq-100, Russell 2000 and S&P 500. The notes pay a contingent monthly coupon of $8.959 per $1,000 (0.8959% monthly, up to about 10.75% per year) only if all three indices are at or above 70% of their initial levels on each observation date.
The notes can be automatically called if all indices are at or above their initial levels on specified call dates, returning $1,000 per note plus any due coupon. If held to maturity and any index finishes below 60% of its initial level, principal is reduced one-for-one with that index’s loss, and investors can lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, are not listed on any exchange, and have complex, uncertain tax treatment, with coupons likely taxed as ordinary income.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering long-dated structured notes linked to the Russell 2000 Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes run to an expected February 25, 2032 maturity unless automatically called.
Investors may receive a contingent monthly coupon of $14.375 per $1,000 (1.4375%, up to 17.25% per year) only when the closing level of each underlier on an observation date is at least 75% of its initial level
If the notes are not called, principal repayment at maturity depends solely on the worst-performing underlier. If each underlier is at least 60% of its initial level, investors receive full face amount (plus any final coupon); if any falls below 60%, repayment is reduced one-for-one with that underlier’s loss and investors can lose all or most of their investment. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and their estimated value on the trade date is expected to be $885–$925 per $1,000, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering fixed coupon notes linked to the S&P 500 Index and the iShares MSCI EAFE ETF. Investors receive monthly coupons of $5.417 per $1,000 (about 6.5% per year) regardless of underlier performance.
At maturity in February 2028, principal repayment depends on the lesser performing underlier. If each underlier has not fallen more than 20% from its initial level, investors receive $1,000 per note plus the final coupon. If either underlier is down more than 20%, repayment is reduced using a 20% buffer and a 125% buffer rate, and investors can lose up to their entire principal.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $925 and $955 per $1,000, below the issue price, reflecting dealer compensation, hedging and structuring costs.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering unsecured floating rate notes linked to compounded SOFR and maturing on February 18, 2033.
Each note has a $1,000 minimum denomination and pays interest quarterly at compounded SOFR plus 1.05% per year, with a minimum rate of 0.50% per annum. Interest is expected to be paid every February 18, May 18, August 18 and November 18, beginning May 18, 2026.
The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and may have limited secondary market liquidity. Investors take on the credit risk of both GS Finance Corp as issuer and The Goldman Sachs Group, Inc. as guarantor, and the market value can be sensitive to changes in SOFR, interest rates and Goldman Sachs’ perceived creditworthiness. Net proceeds are expected to be lent to The Goldman Sachs Group, Inc. or its affiliates.
The Goldman Sachs Group, Inc. is offering senior unsecured floating rate notes due February 16, 2029. Each note has a principal amount of $1,000 (or multiples thereof) and an original issue price of 100% of principal.
Interest starts accruing on February 18, 2026 and is expected to be paid quarterly on February 18, May 18, August 18 and November 18 of each year and at maturity. The annual rate equals compounded SOFR plus 0.86%, subject to a minimum interest rate of 0.00%, using an Actual/360 day count.
The notes are not bank deposits, are not insured by the FDIC or any government agency, and rank as unsecured obligations of Goldman Sachs, exposing investors to the issuer’s credit risk. The notes are not redeemable before maturity and will not be listed on any securities exchange, so secondary market liquidity may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering no-interest principal-at-risk notes linked to the lesser performer of Humana Inc. and Molina Healthcare, Inc. stock. Returns at maturity depend on price changes between the 2026 trade date and the 2029 determination date.
If both stocks finish at or above their initial levels, investors receive leveraged upside at a 308.75% participation rate. If any stock finishes below its initial price but at or above 75% of it, principal is repaid. If any finishes below 75% of its initial price, repayment falls in line with the lesser performer and investors can lose up to their entire investment. The notes’ estimated initial value is between $925 and $955 per $1,000 face amount, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.