Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The Goldman Sachs Group, Inc. reported that Kathryn H. Ruemmler has decided to retire from her positions as Chief Legal Officer and General Counsel. Her retirement will be effective June 30, 2026. The filing does not describe any other management changes or related compensatory arrangements.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,000,000 of floating rate notes due February 17, 2033. The notes pay quarterly interest at compounded SOFR plus 0.95% per annum, subject to a minimum rate of 0.50% per annum, on $1,000 denominations.
The original issue price is 100% of principal, with a 1.15% underwriting discount and net proceeds of 98.85% of principal. The notes are unsecured obligations exposed to the credit risk of GS Finance Corp. and its guarantor, are not bank deposits, and are not FDIC insured.
The notes are not redeemable before maturity and are not expected to be listed, so secondary liquidity may be limited and prices may fall if interest rates rise. Interest is treated as ordinary income for U.S. tax purposes, and the notes are generally subject to FATCA and ERISA-related investment constraints for certain plans.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term autocallable contingent coupon barrier notes linked to Tesla, Inc. stock. Each unit has a $10 principal amount, with an expected two-year term if the notes are not called early.
Investors may receive quarterly contingent coupons between $0.325 and $0.35 per unit (a 13.00%–14.00% annualized rate) only when Tesla’s stock is at or above 50% of its starting value on the observation dates, with a memory feature that can make up missed coupons later.
The notes can be automatically called semi-annually if Tesla’s share price is at or above the starting value, returning principal plus the due coupon and ending the investment. If not called and Tesla has fallen more than 50% at maturity, repayment is reduced 1-to-1, putting up to 100% of principal at risk. The estimated initial value is between $9.25 and $9.55 per $10, below the public price, and secondary market liquidity is expected to be limited. All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the State Street SPDR S&P 500 ETF Trust (SPY), maturing in 2031. The notes pay no interest and repayment depends on SPY’s performance.
The notes may be automatically called in March 2027 if SPY is at or above its initial level, in which case investors receive $1,137 per $1,000 face amount. If not called, principal is protected only down to a 10% buffer; below 90% of the initial level at maturity, losses increase one-for-one with further declines.
The pricing supplement highlights that the model-based estimated value on the trade date is lower than the issue price, that secondary market values may be volatile and illiquid, and that investors face full issuer and guarantor credit risk. It also explains complex and uncertain U.S. tax treatment, including potential application of Section 1260 constructive ownership rules and FATCA withholding.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes linked to the S&P 500® Index that pay no interest and are scheduled to mature on March 7, 2029. Your return depends entirely on the index level on a single determination date near maturity.
At maturity, for each $1,000, you receive $1,000 plus 95.5% of any positive index gain. If the index is flat or down by up to 30%, you still receive $1,000, so modest declines are absorbed by a buffer. If the index is down more than 30%, your payoff falls one‑for‑one with the index loss, and you can lose your entire investment.
The notes are unsecured obligations of GS Finance Corp. and subject to the credit risk of both the issuer and the guarantor. The bank estimates the initial economic value at between $925 and $965 per $1,000, below the 100% issue price, reflecting fees, hedging costs and dealer margins. Liquidity is not assured, and secondary prices may be volatile and sensitive to rates, volatility and credit spreads.
Goldman Sachs Group Inc. executive John F.W. Rogers, an Executive Vice President, reported a series of open-market sales of the company’s common stock on February 11, 2026. The trades involved multiple small blocks of shares sold at prices generally between $950 and $968 per share.
After these sales, Rogers directly held 39,007 shares of Goldman Sachs common stock. Additional shares were held indirectly: 9,428 shares by his spouse and 38,165 shares through a trust whose sole trustee is his spouse and whose beneficiaries are immediate family members, for which he disclaims beneficial ownership.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due February 27, 2029. The notes are tied to the Nasdaq-100, Russell 2000 and S&P 500 indices, and pay a monthly coupon of $6.917 per $1,000 (0.6917% monthly, up to about 8.3% per year) only if each index stays at or above 70% of its initial level on the relevant observation date.
At maturity, if the notes have not been redeemed and every index finishes at or above its 70% trigger buffer level, holders receive $1,000 per note plus any final coupon. If any index ends below its trigger buffer, repayment is reduced in line with the worst index’s loss, and principal can fall to zero. The issuer may redeem the notes at par, plus any due coupon, on monthly coupon dates from August 2026 through January 2029. The supplement highlights credit risk to both GS Finance Corp. and its parent, potential lack of secondary market liquidity, and tax uncertainty around this pre-paid derivative structure.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing index-linked medium-term notes with an aggregate face amount of $7,912,000. The notes pay a contingent monthly coupon of $8.542 per $1,000 (0.8542% monthly, about 10.25% per year) only if on each observation date all three underliers — the Nasdaq-100, Russell 2000 and S&P 500 indices — are at or above 70% of their initial levels.
The notes can be automatically called on scheduled dates if each index is at or above its initial level, returning $1,000 per note plus any due coupon. If not called, payment at maturity depends on the worst-performing index: investors receive full principal back only if every index finishes at or above 60% of its initial level. If any index ends below this 60% trigger buffer, principal is reduced in line with the worst index’s loss and investors can lose up to their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may have limited liquidity and complex tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $600,000 of market-linked notes tied to the iShares Bitcoin Trust ETF, maturing in February 2029 at $1,000 per note.
The notes offer 125% leveraged upside if held to maturity, an 18% fixed premium if auto-called in 2027, and a 20% downside buffer. Losses begin if the ETF falls more than 20% and can reach 80% of principal. The notes pay no interest, are not exchange-listed and carry the credit risk of GS Finance Corp. and its guarantor. The estimated initial value is about $939 per $1,000 face amount, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $2,860,000 of leveraged buffered basket-linked notes due February 16, 2028. The notes pay no interest and repay at maturity based on an equally weighted basket of the S&P 500, Russell 2000 and EURO STOXX 50.
The initial basket level is 100, with 150% upside participation but a cap at a maximum settlement of $1,242.5 per $1,000 note (about 24.25% maximum gain). A 10% downside buffer applies: if the basket falls up to 10%, investors gain the same percentage; below that, losses exceed the buffer and can be substantial.
The estimated value at pricing is approximately $981 per $1,000 face amount. Underwriting discount is 0.8% of face, for net proceeds of 99.2% to the issuer. Repayment is subject to the unsecured credit risk of GS Finance Corp. and the guarantor, and the notes carry structural, market, liquidity and tax risks described in detail.