Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to four tech stocks: Meta Platforms, Tesla, NVIDIA and AMD. The notes are expected to trade from an original issue date of February 27, 2026 and mature on March 3, 2031, unless automatically called earlier.
Each $1,000 note can pay a monthly coupon that depends on the stocks’ prices. If on a coupon observation date each stock is at least 75% of its initial price, investors receive a maximum coupon of $7.292 (0.7292% monthly, about 8.75% per year). If any stock is below 75%, the coupon falls to $0.209 (0.0209% monthly, about 0.25% per year).
The notes are automatically called if on a call observation date each stock is at least 90% of its initial price, returning $1,000 per note plus the due coupon. The estimated value at pricing is expected between $885 and $925 per $1,000 face amount, reflecting structuring costs, dealer compensation and issuer funding spread. Investors bear the credit risk of GS Finance Corp. and the guarantor and have no shareholder rights in the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk notes maturing in February 2029 with no interest payments. The payoff is tied to a basket that is 70% S&P 500® Index and 30% iShares® MSCI EAFE ETF, with an initial basket level of 100.
At maturity, investors receive $1,000 plus basket gains with 100% upside participation, but returns are capped at a maximum settlement amount of $1,457.5 per $1,000. If the basket falls up to 15%, principal is returned; below that buffer, losses match further declines, so a large drop can significantly reduce repayment.
The notes’ estimated value at pricing is expected between $925 and $965 per $1,000, reflecting fees and hedging costs. Investors also take on the unsecured credit risk of GS Finance Corp. and its guarantor and do not receive any dividends from the index or ETF.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable notes linked to the S&P 500® Futures Excess Return Index that do not pay interest and are expected to mature on February 19, 2031, unless redeemed early.
At maturity, investors receive three times any positive index return; principal is repaid if the index is flat to down but not below 50% of its initial level, and losses match the index if it falls below that trigger, potentially to a full loss of principal.
The notes are callable monthly from February 2027 to January 2031 at 100% of face amount plus a call premium that steps up from 13.3008% to 65.3956%. The estimated value at pricing is expected between $885 and $925 per $1,000 face amount, and repayment depends on the credit of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable buffered notes linked to the Russell 2000® Index. The notes pay no interest and may be automatically called starting in February 2027 if the index is at least 90% of its initial level on a call observation date.
If called, investors receive $1,000 plus a call premium that starts at 9.1% of face amount and can rise over subsequent call dates. If the notes are not called and held to maturity in February 2031, investors receive a maximum of $1,455 per $1,000 face amount if the final index level is at least 90% of the initial level.
A 15% buffer protects principal only if the index does not fall below 85% of its initial level; below that, losses increase at about 1.1765% for every 1% further decline, and investors could lose their entire investment. The estimated value on the trade date is expected between $885 and $925 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured notes that pay no interest and return depends on an equally weighted basket of 10 large technology and growth stocks, including AMD, Amazon, Microsoft, Oracle, Salesforce, ServiceNow, Snowflake and Uber.
The notes are expected to run from a trade date in February 2026 to a stated maturity in February 2028. The initial basket level is 100. At maturity, investors get 100% downside exposure beyond a 15% buffer and 100% upside participation, but gains are capped at a final basket level of 137.75%, corresponding to a maximum cash payment of $1,377.5 per $1,000 face amount.
If the basket falls by 15% or less, investors receive the full face amount; if it falls more than 15%, principal is reduced in line with further declines, and a substantial loss of capital is possible. The notes do not pass through any dividends on the underlying stocks and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is expected between $925 and $955 per $1,000, reflecting structuring costs and dealer compensation, and secondary market values may be volatile and lower than face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured floating rate notes that pay compounded SOFR plus 0.95% per year, with a minimum interest rate of 0.50% per year. Interest is expected to be paid quarterly from May 17, 2026 until the expected maturity on February 17, 2033.
The notes are issued at 100% of principal in $1,000 denominations, are not redeemable before maturity, and will not be listed on any exchange, so liquidity may be limited and resale prices may be below principal, especially if interest rates rise. Payments depend on the credit of GS Finance Corp. and the guarantor, and Goldman Sachs & Co. LLC acts as calculation agent with discretion to determine compounded SOFR and any benchmark replacement if SOFR is discontinued.
For U.S. tax purposes, the notes are expected to be treated as variable rate debt instruments, with interest taxable as ordinary income and gains or losses on sale or maturity treated as capital. Net proceeds are intended to be lent to The Goldman Sachs Group, Inc. or its affiliates and may also be used in hedging transactions linked to SOFR.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked buffered digital notes maturing in 2032. These notes pay no interest and the repayment depends entirely on the S&P 500® Index level on the determination date.
If the final index level is at or above 85% of the initial level, investors receive a fixed maximum settlement of $1,505 per $1,000 face amount. If the index closes below the 85% buffer, principal is reduced 1% for each 1% decline below the buffer, so a substantial loss of investment is possible.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. They are not listed on any exchange, may have limited or no secondary market, and their estimated value at pricing is less than the original issue price due to fees and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the S&P 500® Futures Excess Return Index, maturing in February 2031. The notes pay no interest and return depends entirely on the index performance.
At maturity, for each $1,000, investors receive $1,000 plus 104% of any positive index return; if the index is flat or down, they receive only the $1,000 face amount. The product is exposed to the credit risk of GS Finance Corp. and the guarantor, and is not listed on any exchange. The documents highlight that the estimated value on the trade date is less than the issue price, secondary market prices may be lower than face amount, and that futures-specific factors such as financing costs, contango and negative roll yield, and market disruptions can significantly affect returns. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of taxable income over their life even though cash is paid only at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due February 20, 2029 linked to the common stock of UnitedHealth Group Incorporated.
The notes pay a contingent quarterly coupon: on each coupon observation date, if the underlier’s closing level is at least 60% of the initial level (the coupon trigger level), the coupon accrues using $24.125 per elapsed observation date less coupons already paid; otherwise no coupon is paid.
The notes are subject to an automatic call: beginning August 11, 2026, if on any call observation date the underlier closes at or above its initial level, investors receive $1,000 per $1,000 face amount plus the due coupon and the notes terminate early.
If not called, payment at maturity depends on the final underlier level. If the final level is at least 60% of the initial level (the trigger buffer level), investors receive $1,000 per $1,000 face amount (plus any final coupon). If it is below 60%, investors receive $1,000 plus $1,000 times the underlier return, which can result in up to a 100% loss of principal.
The supplement highlights that the estimated value of the notes on the trade date will be less than the original issue price due to underwriting discounts, hedging and issuance costs, that secondary market values may differ from model estimates, and that investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. It also stresses that investors have no shareholder rights in UnitedHealth stock and that U.S. tax treatment is uncertain, with coupons likely treated as ordinary income.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due 2028 tied to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes target a monthly contingent coupon of $9.417 per $1,000 (about 11.30% per annum) if each index stays at or above 70% of its initial level on observation dates.
If any index closes below its 70% coupon trigger on an observation date, no coupon is paid for that month. The issuer may redeem the notes at par plus any due coupon on any monthly coupon date from May 2026 through December 2027. At maturity in January 2028, if not redeemed and any index finishes below its 70% trigger buffer level, repayment of principal is reduced one-for-one with the worst index’s loss, and investors can lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not bank deposits, will not be listed on an exchange, and may trade at a value below the original issue price. The initial estimated value is lower than the issue price due to underwriting discounts, fees and hedging costs.