GOLDMAN SACHS GROUP (GS) SEC Filings, Jun 9, 2026

GS Finance Corp. offers $3,928,000 aggregate face amount of capped trigger GEARS linked to the SPDR® Gold Trust (GLD) due June 8, 2029, guaranteed by The Goldman Sachs Group, Inc. The securities pay a cash settlement at maturity tied to the closing GLD price on the determination date of June 5, 2029, with upside participation subject to an upside gearing of 1.25 and a capped maximum settlement amount of $15.275 per $10 face amount (a 52.75% maximum return). If the final GLD price is at or below the downside threshold of 75.00% of the initial price, holders will receive less than face amount, potentially losing all principal. The offering sets the initial underlying ETF price at $411.27 (strike date June 4, 2026) and the estimated value at the trade date at approximately $9.30 per $10 face amount. The original issue price is 100.00% of face amount with a 2.50% underwriting discount. The aggregate face amount may be increased at the issuer's option.

The pricing supplement describes a $12,000,000 aggregate offering of Contingent Income Buffered Auto-Callable Securities issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. The securities reference the common stock of Freeport-McMoRan Inc. and pay a contingent monthly coupon (formula: $18.475 × number of observation dates less prior coupons) only when the underlying stock closes at or above a buffer price (70.00% of the initial share price). The initial share price is stated as $69.69. The securities may be automatically called if the underlying stock closes at or above the initial share price on any call observation date; if called, holders receive principal plus the then-due coupon. If not called, maturity payoff is either full principal (if final share price ≥ buffer) or a reduced cash payment that loses approximately 1.4286% of principal for every 1% decline in the final share price beyond the buffer (downside factor ≈ 1.4286). The original issue price is 100% of principal; the prospectus shows an estimated value of approximately $975 per security and lists underwriting discount of 0.10% ($12,000) with net proceeds of 99.90% ($11,988,000).

GS Finance Corp. is offering non-interest, principal-at-risk notes due July 8, 2027 linked to an equally-weighted basket of six alternative-asset managers. The notes pay at maturity based on the basket return from the initial level set on June 4, 2026 to the determination date, subject to a 120.03% cap and a maximum settlement amount of $1,400.6 per $1,000 face amount. Purchasers receive full principal if the final basket level declines by no more than 10%; larger declines produce losses at an effective buffer rate of approximately 111.11%, and holders could lose their entire investment. The prospectus supplement states an estimated value of approximately $947 per $1,000 face amount on the trade date and an initial aggregate face amount of $1,000,000.

GS Finance Corp. is offering non‑interest bearing, principal‑at‑risk notes linked to an equally weighted basket of 8 stocks, with a trade date of June 5, 2026, original issue date of June 10, 2026, a call observation date of June 21, 2027 and a stated maturity of June 8, 2028. Notes are automatically called if the basket closing level on the call observation date is >= the initial basket level (100), in which case holders receive $1,223.5 per $1,000. At maturity holders receive either (a) $1,000 plus 125% upside participation of any positive basket return, (b) $1,000 if the final basket level is between 85% and 100%, or (c) a downside cash amount that reflects a 15% buffer with a buffer rate of approximately 117.65%. The estimated value on the trade date was approximately $946 per $1,000. Issue price is 100% of face, underwriting discount 1.5%, net proceeds 98.5%.

GS Finance Corp. is offering $12,057,000 aggregate face amount of Trigger Autocallable Notes linked to the EURO STOXX 50® Index, due June 10, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no coupons, can be automatically called on quarterly call observation dates starting after 12 months if the index closes at or above the autocall barrier (100.00% of 6,062.07), and provide contingent repayment at maturity only if the final index level is at or above the downside threshold (75.00%). The per‑annum call return starts at 10.50% and increases on later call dates; estimated value at issuance is approximately $9.64 per $10 face amount. Any payment is subject to issuer and guarantor credit risk and investors may lose a substantial portion or all of their investment.

GS Finance Corp. is offering callable, equity‑linked notes (CUSIP 40054RYL9) that pay a fixed coupon of $9 per $1,000 face amount each coupon date (0.9% monthly, up to 10.8% per annum) and return at maturity that depends on the performance of the common stock of Blackstone Inc. (trade date expected June 24, 2026; stated maturity expected December 30, 2027).

The notes are automatically called if the closing price of the index stock is greater than or equal to the initial index stock price on any call observation date; otherwise the cash settlement at maturity protects investors only down to a 20% buffer (buffer price = 80% of the initial index stock price) and may result in substantial principal loss if the final index stock price is below that buffer. The estimated value at pricing is expected to be between $925 and $965 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc..

GS Finance Corp. is offering structured, principal‑linked notes tied to the Russell 2000® Index with an aggregate face amount of $680,000. The notes pay no interest and provide 110% upside participation in positive underlier performance capped at a $1,220 cash settlement per $1,000 face amount. A 10% buffer protects holders from declines up to 10% of the initial underlier level; declines beyond that expose holders to proportional losses of principal. Trade date is June 5, 2026, original issue date June 10, 2026, determination date July 6, 2027 and stated maturity July 9, 2027 (subject to adjustments). The notes are senior debt of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.; original issue price is 100% of face amount with an underwriting discount of 0.4333%.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected contingent notes linked to the MSCI EAFE and EURO STOXX 50 indices. For each $1,000 face amount, the cash payment at maturity depends on the lesser performing underlier: a positive payoff equals $1,000 plus $1,000 × 227.8% × lesser performing underlier return if both underliers finish above their initial levels; repayment of the $1,000 face amount if any underlier falls but remains at or above 70% of its initial level; and a downward cash settlement equal to $1,000 plus $1,000 × (lesser performing underlier return) if any underlier finishes below the 70% trigger, which can result in a total loss of principal. Trade date is June 5, 2026, original issue date June 10, 2026, stated maturity June 10, 2030, aggregate face amount $3,355,000, original issue price 100%, underwriting discount 0.75%, net proceeds 99.25%.

GS Finance Corp. priced a structured note offering with an aggregate face amount of $1,103,000. The notes mature on June 11, 2029, pay contingent monthly coupons tied to three underliers and may be redeemed at issuer option on coupon payment dates beginning in June 2027.

The notes reference the Nasdaq-100 Index®, the iShares® Expanded Tech-Software Sector ETF and the VanEck Gold Miners ETF, use the lesser-performing underlier to determine the cash settlement at maturity, carry issuer and guarantor credit risk, and had an estimated value of $975 per $1,000 face amount at pricing.