Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. issues principal-protected contingent redemption notes maturing April 22, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, can be automatically called beginning April 15, 2027 if each of GOOG, META and NVDA closes at or above 90% of its initial price, and pay a capped premium if called. If not called, the maturity payoff is tied to the lesser performing index stock: if every final price is ≥90% of its initial price you receive a capped $1,417.54 per $1,000; if any final price is <90% you receive $1,000 per $1,000. Estimated value on the trade date was approximately $972 per $1,000. The offering bears the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. offers indexed, non‑interest bearing medium‑term notes backed by a guarantee from The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note, an initial index stock price of $143.55 (Snowflake Inc.), an automatic call feature that pays $1,295 per $1,000 if Snowflake closes at or above the initial price on the call observation date, and a threshold settlement amount of $1,590 at maturity if the final stock price is at or above the initial price. If not called, maturity payout depends on the index stock return measured from April 16, 2026 to the determination date, expected April 17, 2028, with a buffer level of 60% (losses begin if final price falls below 60% of the initial price) and a buffer rate of approximately 166.67%. The estimated value on the trade date is approximately $900–$930 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk and the calculation agent (GS&Co.) has discretionary adjustment and valuation authority.
GS Finance Corp. is offering Autocallable Contingent Coupon Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10.875 per $1,000 if each underlier meets its 70% coupon trigger on observation dates, and are automatically called if all underliers reach their initial levels on a call observation date. The cash settlement at maturity (if not called) is based on the lesser performing underlier and can result in a complete loss of principal; trade date is April 30, 2026 and stated maturity is May 3, 2029.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes tied to the common stock of The Mosaic Company (Bloomberg: "MOS UN"). The notes trade on April 28, 2026, have an original issue date of April 30, 2026, and a stated maturity of May 3, 2029.
Holders receive contingent quarterly coupons computed using a $35.125 factor per $1,000 face amount when the underlier closes at or above the coupon trigger level of 50% of the initial underlier level on an observation date. The notes are automatically called if the underlier closes at or above the initial underlier level on any call observation date. At maturity, if not called, cash settlement is based on the final underlier level versus the initial underlier level with a trigger buffer at 50%; if the final level is below that buffer, investors may lose substantially or all of their principal.
GS Finance Corp. priced $41,956,000 autocallable GEARS linked to an unequally weighted basket of five equity indices, guaranteed by The Goldman Sachs Group, Inc. The notes pay no coupons, may be automatically called on April 22, 2027 at a 15.00% call return and mature on April 18, 2031. Payments depend on the final basket level versus an initial level of 100, an upside gearing of 2.10 and a downside threshold of 75.00%. The estimated value on the trade date was approximately $9.73 per $10 face amount; original issue price is 100% of face. Any payment is subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced a structured note: a Trigger Autocallable GEARS linked to the EURO STOXX 50® and guaranteed by The Goldman Sachs Group, Inc. Trade date is April 28, 2026 with an expected original issue date of April 30, 2026. The securities mature on April 30, 2031 unless automatically called on the call observation date (May 5, 2027), in which case holders receive $10 plus an 18.00% call return per $10 face amount on the call payment date.
The product provides enhanced upside via an upside gearing (set on the trade date, expected between 1.42 and 1.62), a downside threshold at 75.00% of the initial index level, and full downside exposure below that threshold. Estimated model value on the trade date is between $9.35 and $9.65 per $10 face amount; original issue price is 100.00% of face amount with a 2.50% underwriting discount. Payments are subject to issuer and guarantor credit risk.
GS Finance Corp. priced contingent monthly-coupon, auto-callable notes linked to Palo Alto Networks, Inc. (PANW). The notes (aggregate face amount $2,437,000) pay a contingent monthly coupon of $11.292 per $1,000 if the underlier closes at or above 61% of the initial level on observation dates. The notes will be automatically called if the underlier closes at or above the initial level on any call observation date. At maturity (May 20, 2027), if not called, cash settlement per $1,000 depends on final underlier performance: investors receive $1,000 if the final level is ≥61% of the initial level, but will suffer pro rata losses down to 0% of face if the final level is lower, exposing investors to potential loss of their entire investment. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., bear underwriting discounts (2.15%) and are subject to credit, market, tax, and liquidity risks described herein.
GS Finance Corp. is offering autocallable notes due 2029 guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the S&P 500® Futures Excess Return Index (SPXFP Index) and have a $1,000 face amount example. If the underlier is at or above the initial level on the call observation date, the notes will be automatically called and pay $1,130 per $1,000 on the call payment date. If not called, maturity pay depends on the final underlier level: upside participation is 200%, a buffer level of 80% applies, and downside outcomes can result in losses up to the full investment. The notes pay no interest, are cash-settled, subject to issuer and guarantor credit risk, and the underlier tracks E-mini S&P 500 futures (futures performance may diverge from the cash index).
GS Finance Corp. offers autocallable equity-linked notes tied to Meta Platforms, Inc. The notes pay no interest, include an automatic call feature with a minimum cash payment of $1,163 per $1,000 if the call condition is met, and mature in 2028 with payoff linked to the final underlier level.
Key terms: upside participation rate 125%, buffer level 80% (buffer amount 20%), underwriting discount 1.75%, and net proceeds to the issuer 98.25%. The notes are guaranteed by The Goldman Sachs Group, Inc., are credit‑exposed to the issuer/guarantor, and the tax treatment is uncertain.
GS Finance Corp. is offering $10 face‑amount Buffer Autocallable GEARS linked to an unequally weighted basket of five equity indices, guaranteed by The Goldman Sachs Group, Inc. Terms set on the trade date include an autocall barrier at 100%, a call return of 11.00%, an upside gearing expected between 1.68 and 1.88, a downside threshold at 90.00% and a 10.00% buffer. Expected dates: trade date April 28, 2026, original issue date April 30, 2026, call observation date May 4, 2027, call payment date May 7, 2027, determination date April 27, 2029 and stated maturity May 1, 2029.
The securities pay no coupons; if not called, positive returns are the upside gearing times the basket return, full principal is returned only if final basket level is between 100% and 90%, and losses are borne below 90% (holders lose 1.00% per 1.00% basket decline beyond the 10% buffer). Estimated value at pricing is between $9.35 and $9.65 per $10 face amount; original issue price is 100% with a 2.50% underwriting discount.