Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers structured, non-interest-bearing medium-term notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index with a 150% upside participation rate, an 85% trigger buffer and an initial underlier level of 7,022.95. The offering aggregates $3,705,000 face amount and may be automatically called on April 15, 2027 if the closing level of the underlier on that call observation date is greater than or equal to the initial underlier level; in that case each $1,000 face amount would pay $1,151.50 on the call payment date. If not called, the stated maturity date is April 18, 2031 and cash settlement at maturity depends on the final underlier level: upside participation applies when the final level exceeds the initial level, principal is preserved when the final level is at or above the trigger buffer (85%), and losses occur if the final level is below the trigger buffer (you could lose your entire investment).
Key economic terms: original issue price 100% of face amount; underwriting discount 0.3715%; net proceeds to issuer 99.6285% of face amount. Payments are cash-settled; the notes pay no interest. The prospectus highlights credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited liquidity, model‑based secondary market pricing, and uncertain U.S. federal tax treatment.
GS Finance Corp. is offering index-linked, principal-at-risk notes due April 29, 2031 that are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; the cash payment at maturity is tied to the lesser performing of the Nasdaq-100 Index and the S&P 500 Index. If both underliers finish above their initial levels, holders receive $1,000 + $1,000 × 120% × (lesser underlier return). If every underlier finishes at or above its buffer level (85% of initial), holders receive $1,000. If the lesser performing underlier finishes below its buffer, holders lose proportionally: the payment equals $1,000 + $1,000 × 100% × (lesser return + 15%), which can produce substantial principal loss.
The trade date is April 24, 2026 and the notes are expected to be issued on April 29, 2026. The calculation agent is Goldman Sachs & Co. LLC. The original issue price, underwriting discount and net proceeds will be set on the trade date.
GS Finance Corp. is offering leveraged, callable S&P 500® Futures Excess Return Index‑linked notes due (expected) April 29, 2031, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount will pay at maturity either $1,000 or $1,000 plus 3.9x (390%) times the index return, measured from the trade date (expected April 24, 2026) to the determination date (expected April 22, 2031). The issuer may redeem the notes on monthly call payment dates beginning April 29, 2027, at 100% plus a specified call premium (example: April 29, 2027 call premium 10.0008%). The notes do not bear interest; estimated value at pricing is expected between $885 and $925 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. is offering $22,000,000 of Contingent Income Buffered Auto-Callable Securities linked to the common stock of Eli Lilly and Company due April 20, 2027. The notes pay a contingent monthly coupon only if the underlying closes at or above an 80.00% buffer (80% of an initial share price of $922.50) on each coupon observation date and may be automatically called early if the underlying closes at or above the initial share price on any call observation date. At maturity, if not called and the final share price is below the buffer, investors lose 1.25% of principal for every 1.00% decline beyond the buffer; if at or above the buffer, investors receive principal plus any final contingent coupon. The estimated value at pricing was approximately $994 per $1,000 principal amount; original issue price was $1,000.
GS Finance Corp. priced structured, non‑interest bearing notes linked to an equally weighted 4‑stock basket. The notes mature on May 3, 2027 (determination date April 28, 2027) and pay a cash settlement tied to the basket return measured from an initial basket level of 100 set on April 14, 2026. If the final basket level is ≥ 85% of the initial level, holders receive the maximum settlement of $1,190 per $1,000 face amount; if lower, losses are magnified by a buffer rate of ~117.65%, potentially resulting in a total loss of principal. The basket stocks are CrowdStrike (CRWD), Microsoft (MSFT), ServiceNow (NOW) and Palo Alto Networks (PANW). The original issue price was 100% (face), underwriting discount 1%, net proceeds 99%, and the estimated value at pricing was approximately $987 per $1,000.
GS Finance Corp. is offering structured, autocallable, non‑interest bearing notes guaranteed by The Goldman Sachs Group, Inc. tied to three underliers: the Russell 2000 Index, the EURO STOXX 50 Index and the State Street® Utilities Select Sector SPDR® ETF (XLU). The notes have an expected trade date of April 28, 2026, an expected original issue date of April 30, 2026 and an expected stated maturity of May 5, 2031.
If on any call observation date (first expected April 28, 2027) the closing level of each underlier is >= its initial level, the notes will be automatically called and pay principal plus a call premium (table of call premiums ranges from 16% up to 76% depending on call date). If not called, the maturity payoff is based on the lesser performing underlier: full face ($1,000) plus an 80% maturity premium if all underliers finish >= initial levels, $1,000 if all finish >=70% but some below initial, or a principal reduction linked to the lesser performing underlier if any underlier finishes below 70% (losses can exceed 70% of face). The estimated value at pricing is stated between $885 and $925 per $1,000 face amount; original issue price is 100% of face for many investors.
GS Finance Corp. issues commodity-linked notes maturing April 20, 2028. The offering totals $5,000,000 in aggregate face amount and links payoffs to three ETFs: abrdn Platinum ETF Trust, SPDR® Gold Trust and iShares® Silver Trust. Quarterly coupons of $45 per $1,000 face (4.5% quarterly) are payable only if each ETF closes at or above 70% of its initial level on an observation date. If not redeemed, principal at maturity depends on the lesser performing ETF: full face amount if each ETF is ≥70% of initial levels, otherwise a loss that uses a 30% buffer and a buffer rate of ~142.86%. The issuer may redeem notes at 100% plus any coupon on coupon payment dates from October 2026 through January 2028. The estimated value at pricing was approximately $941 per $1,000 face amount.
GS Finance Corp. is offering principal-at-risk, cash-settled notes linked to the Nasdaq-100 and S&P 500 that include a 250% upside participation and an 80% buffer. The notes have an aggregate face amount of $4,444,000, do not pay interest, and may be automatically called on annual observation dates with call premiums of 13.65% and 27.3%. If not called, the maturity payment depends on the lesser performing underlier: full upside participation if both underliers finish above their initials; the face amount if the lesser underlier is between 80% and its initial level; or a reduced payment tied to the buffer formula if below 80%. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk.
GS Finance Corp. offers fixed-coupon, index-linked notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $12,365,000 aggregate face amount in $1,000 denominations and pays a fixed monthly coupon of $6.792 per $1,000 (about 8.15% per annum). The notes mature on July 20, 2027 with a determination date of July 15, 2027.
Redemption at maturity depends on the lesser performing of the Russell 2000® and Nasdaq-100® measured from initial levels set on April 14, 2026. There is an 80% buffer level (i.e., -20% trigger) and a buffer rate of 125%. The estimated value at pricing was approximately $995 per $1,000 face amount. Investors remain exposed to issuer and guarantor credit risk and to index performance.
GS Finance Corp. is offering contingent coupon, automatically callable medium-term notes linked to four individual stocks (Charles Schwab, Citigroup, AMD and Tesla). The notes mature on April 20, 2033 unless automatically called on an observation date beginning in April 2027 through March 2033. Monthly observation dates commence May 2026; a monthly coupon becomes payable for each $1,000 face amount only if the closing price of each index stock on the related observation date is at least 80% of its initial index stock price; an automatic call occurs if each index stock is >= 90% of its initial price on a call observation date, in which case holders receive principal plus the coupon then due.
The trade date is April 15, 2026, original issue date April 20, 2026, issue price 100% and the estimated model value at pricing was approximately $949 per $1,000 face amount. The offering is unsecured and guaranteed by The Goldman Sachs Group, Inc., so payments depend on the creditworthiness of the issuer and guarantor.