The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of eight large software and cybersecurity stocks, maturing on February 10, 2028. The notes pay no interest and have an aggregate face amount of $2,700,000 at issuance.
The basket starts at 100, with each stock weighted 12.5%. If on the February 19, 2027 call observation date the basket level is at or above 100, the notes are automatically redeemed for $1,155.2 per $1,000 face amount. Otherwise, at maturity holders receive: enhanced upside with a 125% participation rate if the basket is above 100; full principal back if the basket decline is up to 15%; or a buffered loss using a buffer rate of approximately 117.65% for larger declines, which can result in substantial or total loss of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is approximately $935 per $1,000 face amount, versus a 100% issue price, reflecting structuring and distribution costs and dealer margins.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the S&P 500® Futures Excess Return Index maturing on February 11, 2031. For each $1,000 face amount, the cash payment at maturity depends on the final underlier level versus the initial level: upside participation is 186% if the final level is higher; investors receive the face amount if the final level is between the initial level and the 50% trigger buffer; if the final level is below the trigger buffer, losses scale 1:1 with the underlier decline (you could lose your entire investment). The trade date is February 6, 2026 and the aggregate face amount shown is $2,981,000. Notes do not bear interest and carry issuer/guarantor credit risk.
GS Finance Corp. offers principal-protected contingent coupon notes linked to the common stock of Advanced Micro Devices, Inc., Broadcom Inc. and Micron Technology, Inc. that mature on February 13, 2029, and are guaranteed by The Goldman Sachs Group, Inc.
Coupons are paid monthly only if the closing price of each index stock on an observation date is at least 60% of its initial price; notes are automatically called on a call observation date commencing in February 2027 if each index stock is at or above its initial price. At maturity, if a trigger event (each index stock below its initial price on the February 6, 2029 determination date) has occurred, the cash settlement depends on the performance of the lesser performing index stock and could be substantially below face amount. The prospectus shows an estimated model value of approximately $935 per $1,000 face amount, an original issue price of 100%, an underwriting discount of 3.25%, net proceeds of 96.75%, and an aggregate initial face amount of $459,000.
GS Finance Corp. priced and issued Market Linked Securities—Auto-Callable with Contingent Coupon (face amount $1,000 per security) linked to the lowest performing common stock of Elevance Health, The Cigna Group and UnitedHealth Group, maturing February 9, 2029. The securities pay a quarterly contingent coupon of $43.25 per $1,000 (17.30% pa) only if the lowest performing underlying stock on a calculation day is at or above a 70% coupon threshold; unpaid coupons may be paid later if threshold is met on a subsequent calculation day. The securities are auto-callable on quarterly call dates from August 2026 through November 2028 if the lowest performing underlying stock is at or above its starting price, in which case holders receive face amount plus final and any unpaid contingent coupons. If not called, maturity cash depends solely on the ending price of the lowest performing underlying stock and will equal $1,000 if that stock is at or above 70% of its starting price; if below 70%, investors suffer proportional principal loss 30% or total loss). Payments are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc.; estimated value at pricing was approximately $961 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due February 23, 2029, tied to the common stock of NVIDIA Corporation. Investors receive monthly coupons of up to $13.209 per $1,000 per observation period only if NVIDIA’s share price on the related observation date is at or above 60% of the initial level, which also serves as both the coupon trigger and principal protection buffer.
The notes are automatically called at par, plus any due coupon, if on any call observation date NVIDIA’s share price is at or above the initial level, which can shorten the investment term. If the notes are not called and NVIDIA’s final level on the determination date is below the 60% trigger buffer, repayment of principal falls one-for-one with the stock’s decline, and investors can lose their entire investment. The notes carry the credit risk of both GS Finance Corp. and its parent guarantor, and the estimated value at pricing is lower than the original issue price due to underwriting discounts, a structuring fee and issuance costs. U.S. tax treatment is uncertain and relies on a prepaid derivative contract characterization.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering digital equity-linked notes due 2027 tied to the common stock of Salesforce, Inc. Holders receive a cash payment at maturity based on Salesforce’s performance from the trade date to the determination date.
For each $1,000 note, if the final underlier level is at or above 70% of the initial level, investors receive a capped maximum settlement amount of $1,242. If it is below 70%, repayment falls one-for-one with the stock’s decline, down to total loss of principal. The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, may trade at a discount to issue price, and carry complex valuation, liquidity and tax risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured, Alphabet Class A stock-linked notes that pay no interest and provide equity-like exposure with defined payoff terms.
The notes may be automatically called on a February 2027 observation date if Alphabet’s closing price is at or above the initial price, paying at least $1,186 per $1,000 face amount. If not called, they mature in February 2028 with a minimum maturity payout of $1,372 per $1,000 if Alphabet’s final price is at or above the initial level, full principal return if the stock has fallen by up to 15%, and leveraged losses of about 1.1765% for every 1% decline beyond that buffer.
The estimated value on the trade date is expected between $900 and $930 per $1,000 face amount, and investors bear full credit risk of GS Finance Corp. and the guarantor as well as the possibility of losing their entire investment.
GS Finance Corp. is offering unsecured notes maturing in February 2031, guaranteed by The Goldman Sachs Group, Inc., whose payments depend on the Dow Jones Industrial Average®, the S&P 500® Index and the State Street® Energy Select Sector SPDR® ETF.
The notes pay a contingent monthly coupon of $7.25 per $1,000 (0.725%, up to 8.7% per year) only if on each observation date all three underliers are at or above 70% of their initial levels; otherwise no coupon is paid. Goldman may redeem the notes at 100% of face amount plus any due coupon on monthly payment dates from February 2027 through January 2031.
If not redeemed, at maturity investors receive $1,000 plus the final coupon only if each underlier is at or above 70% of its initial level. If any underlier is below that threshold, repayment is reduced in line with the worst-performing underlier, and investors can lose up to their entire principal. The notes do not pay dividends, are subject to the credit risk of the issuer and guarantor, carry an estimated initial value of $885–$925 per $1,000, and involve complex tax and market risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $15,338,000 of Contingent Income Auto-Callable Securities linked to NVIDIA Corporation common stock, maturing February 9, 2029.
The notes pay contingent quarterly coupons only if NVDA’s closing price on each observation date is at or above a downside threshold of $92.705, which is 50.00% of the $185.41 initial share price. If NVDA is at or above the initial share price on a call observation date, the notes are automatically redeemed at $1,000 per $1,000 plus the due coupon.
If the securities are not called and NVDA’s final share price is below the downside threshold, repayment is $1,000 multiplied by the share performance factor, so principal losses mirror NVDA’s decline below 50% and can reach 100%. The estimated value is approximately $967 per $1,000, the notes are unsecured, not listed, and subject to issuer and guarantor credit risk, complex tax treatment and limited or no secondary market.
Goldman Sachs Group Inc filed a Form 13F holdings report as an institutional investment manager. The report is a full 13F holdings report, listing 13,034 reportable positions with a total information table value of 811,112,828,977 (rounded to the nearest dollar).
The filing aggregates positions managed across 7 other included Goldman Sachs entities, such as Goldman Sachs & Co. LLC and Goldman Sachs Asset Management, L.P. It is signed and certified by Vice-President Sam Prashanth on behalf of the firm.