The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering capped, non‑interest notes linked to an equally weighted basket of eight stocks. The notes trade date is February 6, 2026, original issue date February 11, 2026, and stated maturity February 10, 2028.
The notes pay no interest, have an upside participation rate of 125%, a buffer amount of 15% (buffer level = 85% of initial basket level) and a buffer rate of approximately 117.65%. They will be automatically called on the call observation date February 19, 2027 if the closing basket level is >= initial basket level, producing a capped cash payment of $1,165.5 per $1,000 face amount. The estimated value on the trade date was approximately $945 per $1,000 face amount. Original issue price is 100%, underwriting discount 1.5%, net proceeds 98.5%. Aggregate face amount initially $4,307,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to XPeng ADSs, Pan American Silver and Freeport-McMoRan stock. The notes pay no interest and have a face amount of $1,000 per note, with an aggregate initial issuance of $3,064,000.
The notes may be automatically called on May 6, 2026 if each stock closes at or above 80% of its initial price ($17.72, $55.21 and $60.67 respectively). If called, investors receive $1,250 per $1,000 on May 11, 2026.
If not called, the February 9, 2029 maturity payment is based on the worst-performing stock. If all final prices exceed initial prices, the return is 200% of the lesser stock’s gain. If any stock ends at or below its initial price but all stay at or above 60% of initial, investors receive their full face amount. If any stock finishes below 60% of its initial price, repayment is reduced one-for-one with the loss on the worst stock and investors can lose most or all of principal.
The estimated value at pricing is approximately $934 per $1,000 face amount, below the issue price, reflecting dealer compensation, structuring fees of up to 0.4%, and hedging costs. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes will not be listed, so liquidity may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering zero-coupon structured notes linked to the common stock of Broadcom Inc. The notes may be automatically called quarterly starting in February 2027 if Broadcom’s share price meets or exceeds a step-down call price schedule.
If called, investors receive $1,000 plus a call premium (starting at 13.2% and rising to 62.7%) per $1,000 face amount. If not called, the notes mature in February 2031 with a 66% maximum gain if Broadcom’s final price is at least 80% of the initial price, and a buffered downside where losses begin beyond a 20% decline. The estimated initial value is between $885 and $935 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the common stock of UnitedHealth Group, Microsoft and Broadcom. The notes have a stated maturity date: February 9, 2029 and an automatic call observation date: February 15, 2027. If on that observation date each stock is >= 90% of its initial price, notes are automatically called and pay $1,535 per $1,000 face amount on the call payment date. If not called, the maturity payoff depends on the lesser performing stock: a positive payoff equals 300% times the lesser performing stock return above its initial price, a full face amount is paid if all final prices remain >= 50% of initial prices, and losses 50%) occur if any final price is < 50%. The trade date is February 6, 2026, original issue date February 11, 2026, original issue price 100%, underwriting discount 2.25%, and estimated model value at pricing ~ $926 per $1,000 face amount.
GS Finance Corp. offers structured notes linked to the Russell 2000® Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes mature on February 11, 2032 unless automatically called on monthly observation dates beginning August 2026. If, on any coupon observation date, the closing level of each underlier is at least 75% of its initial level the notes pay a coupon of $13.50 per $1,000 (1.35% monthly, up to 16.2% per annum). Automatic call occurs if on any call observation date each underlier is at or above its initial level; called notes pay face amount plus then-due coupon. At maturity, if not called, the cash settlement depends on the lesser performing underlier: full face amount if each final level ≥75% of initial, no coupon but return of principal if final levels are between 60% and 75% for any underlier, and a proportionate principal loss if any final level <60% (i.e., you could receive less than 60% of face and lose a substantial portion of principal). The initial issue price is 100% of face, underwriting discount 0.5%, and the pricing agent’s estimated value on the trade date is approximately $981 per $1,000. Payments are obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc.; holders bear issuer and guarantor credit risk.
GS Finance Corp. offers notes with an aggregate face amount of $1,000,000, fully guaranteed by The Goldman Sachs Group, Inc.
The notes are linked to the EURO STOXX 50® Index with an upside participation rate of 125%, a buffer level of 85% and a buffer rate of approximately 117.65%. The notes pay no interest, may be automatically called on the call observation date if the closing level is ≥ the initial level, and mature on February 10, 2028 (determination date February 7, 2028).
The call payment, cash settlement at maturity and potential losses are formulaic: an automatic call yields $1,126.90 per $1,000 face amount on the call payment date; if not called, the maturity payment depends on the final underlier level and may result in substantial or complete loss of principal.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the iShares Bitcoin Trust ETF, Tesla stock and Apple stock. The notes pay a monthly contingent coupon of at least $17.625 per $1,000 when all underliers are at or above 50% of their initial levels.
Starting in February 2027, the notes are automatically called if on a quarterly observation date each underlier is at or above its initial level, returning principal plus that period’s coupon. If held to maturity and the worst underlier is at or above 50% of its initial level, investors receive principal plus the final coupon.
If at maturity the worst underlier is below 50% of its initial level, repayment is reduced one-for-one with that underlier’s decline, potentially to zero, and no coupon is paid. The estimated value on the trade date is expected between $925 and $955 per $1,000, and the structure embeds significant risk from bitcoin’s high volatility.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering underlier-linked notes due 2030 tied to the EURO STOXX 50 Index and the iShares® MSCI EAFE ETF. These notes do not pay interest and are unsecured obligations subject to issuer and guarantor credit risk.
At maturity, investors receive $1,000 per note plus 206.3% of the lesser performing underlier’s gain if both underliers finish above their initial levels. If either underlier falls but stays at or above 85% of its initial level, investors receive only the $1,000 face amount. If any underlier ends below 85%, principal is reduced 1% for each 1% decline beyond this 15% buffer, so investors may lose a substantial portion of their investment.
The document highlights that the notes’ estimated value on the trade date is lower than the issue price, secondary market prices may be volatile and discounted, and the notes carry additional risks from foreign equity markets, currency movements and uncertain U.S. tax treatment, including potential constructive ownership recharacterization.
GS Finance Corp. is issuing $589,000 of index-linked notes, guaranteed by The Goldman Sachs Group, Inc., tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and mature on February 10, 2033, with automatic call features starting in February 2027.
For each $1,000 face amount, investors receive the face amount if the final index level is below 101% of the 113.43 initial index level, and a maximum of $1,770 (a 77% capped return) if it is at or above 101%. If the index reaches at least 101% on a call observation date, the notes are redeemed early at $1,000 plus a fixed call return of 11% to 71.5%, depending on call timing.
The index uses daily rebalancing, volatility control and momentum filters, and applies an annual deduction of 0.65% plus an excess-return structure over the federal funds rate, meaning cash and money market allocations can drag performance. The original issue price is 100% of face, with a 0.75% underwriting discount and an estimated value of about $950 per $1,000 at pricing, highlighting structural and fee-related costs and credit risk of both the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Arista Networks, Freeport-McMoRan and NVIDIA stock. The notes pay monthly contingent coupons of 1.25% (up to 15% per year) only when each stock closes at or above 60% of its initial price.
The notes may be automatically called from February 2027 through January 2029 if each stock is at or above its initial price, returning principal plus the applicable coupon. If not called, the notes mature on February 13, 2029, with principal protection depending on stock performance.
If on the final observation date all three stocks are below their initial prices and any is below 60% of its initial price, repayment is reduced based on the worst-performing stock and can result in a substantial or total loss of principal and no coupon. The aggregate face amount is $2,700,000, original issue price is 100% of face, underwriting discount is 3.25%, and net proceeds to the issuer are 96.75% of face. The estimated value at pricing is approximately $944 per $1,000 note.